Amended Statement of Changes in Beneficial Ownership (4/a)
December 23 2020 - 5:01PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Dietzen Scott |
2. Issuer Name and Ticker or Trading Symbol
Pure Storage, Inc.
[
PSTG
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O PURE STORAGE, INC., 650 CASTRO ST, SUITE 400 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/3/2017 |
(Street)
MOUNTAIN VIEW, CA 94041
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
3/6/2017 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common Stock | 3/3/2017 | | P(1) | | 52400 | A | $9.4612 (2) | 52400 (3) | I | By Trust (4) |
Class A Common Stock | | | | | | | | 2941 (3)(5) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | See remarks below. |
(2) | The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.34 to $9.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
(3) | This amount reflects the correction with respect to the Amount of Securities Beneficially Owned (Directly and Indirectly) Following the Reported Transaction(s) described in the Form 4 filed by the Reporting Person on March 6, 2017. |
(4) | Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. |
(5) | Includes 2,941 shares of Class A Common Stock that were acquired by the Reporting Person on March 15, 2016 pursuant to the Issuer's Employee Stock Purchase Plan. |
Remarks: This report on Form 4/A amends and replaces in its entirety the Form 4 filed by the Reporting Person on March 6, 2017. This report on Form 4/A (i) corrects an error with respect to the Transaction Code and Ownership Form, (ii) adjusts the Amount of Securities Beneficially Owned Following the Reported Transaction(s), and (iii) also adjusts the Amount of Securities Beneficially Owned Following the Reported Transaction(s) reflected in the filings made between March 6, 2017 and the date of this filing. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Dietzen Scott C/O PURE STORAGE, INC. 650 CASTRO ST, SUITE 400 MOUNTAIN VIEW, CA 94041 | X |
|
|
|
Signatures
|
/s/ Joseph T. FitzGerald, attorney-in-fact | | 12/23/2020 |
**Signature of Reporting Person | Date |
Pure Storage (NYSE:PSTG)
Historical Stock Chart
From Jun 2024 to Jul 2024
Pure Storage (NYSE:PSTG)
Historical Stock Chart
From Jul 2023 to Jul 2024