Current Report Filing (8-k)
September 19 2022 - 6:01AM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
September 16, 2022
Lumen Technologies, Inc.
(Exact name of registrant as specified in its charter)
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Louisiana |
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001-7784 |
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72-0651161 |
(State or other jurisdiction of incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
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100 CenturyLink Drive Monroe, Louisiana |
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71203 |
(Address of principal executive offices) |
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(Zip Code) |
(318) 388-9000
(Telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of any registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of Each Class |
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Trading Symbol |
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Name of Each Exchange on Which Registered |
Common Stock, par value $1.00 per share |
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LUMN |
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New York Stock Exchange |
Preferred Stock Purchase Rights |
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N/A |
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New York Stock Exchange |
Indicate by check mark whether any registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Lumen Technologies, Inc. (the “Company”) has been advised that Connect Holding II LLC (d/b/a Brightspeed), an affiliate of funds advised by Apollo Global Management, Inc., has commenced marketing a debt financing to fund its previously-announced acquisition of a portion of the Company’s facilities-based incumbent local exchange carrier business. For informational purposes, the Company has filed as Exhibit 99.1 to this Current Report on Form 8-K a copy of Brightspeed’s related press release issued on September 16, 2022. Brightspeed alone remains responsible for its contents.
Item 9.01 |
Financial Statements and Exhibits. |
(d) Exhibits.
The following exhibits are furnished with this Current Report on Form 8-K:
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, Lumen Technologies, Inc. has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned officer hereunto duly authorized.
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LUMEN TECHNOLOGIES, INC. |
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Dated: September 16, 2022 |
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By: |
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/s/ Stacey W. Goff |
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Stacey W. Goff |
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Executive Vice President, General Counsel and Secretary |
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