Statement of Changes in Beneficial Ownership (4)
November 24 2020 - 6:43PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Nersesian Ronald S. |
2. Issuer Name and Ticker or Trading Symbol
Keysight Technologies, Inc.
[
KEYS
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President, CEO & Chairman BOD |
(Last)
(First)
(Middle)
1400 FOUNTAINGROVE PARKWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/20/2020 |
(Street)
SANTA ROSA, CA 95403
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 11/20/2020 | | F(1) | | 6467 | D | $116.17 | 369557.677 | D | |
Common Stock | 11/20/2020 | | F(2) | | 5179 | D | $116.17 | 364378.677 | D | |
Common Stock | 11/20/2020 | | S(3) | | 90489 | D | $117.2804 (4) | 273889.677 | D | |
Common Stock | 11/24/2020 | | S(3) | | 13010 | D | $118.0475 (5) | 260879.677 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The reporting person surrendered 6,467 shares to Keysight to satisfy tax liability on the release of restricted shares in accordance with Rule 16b-3. |
(2) | The reporting person surrendered 5,179 shares to Keysight to satisfy tax liability on the release of restricted shares in accordance with Rule 16b-3. |
(3) | The sale of the shares was made as part of Mr. Nersesian's personal investment and financial planning needs, including individual asset diversification. |
(4) | Average weighted price is $117.2804, with a range from $116.06 to $118.898. |
(5) | Average weighted price is $118.0475, with a range from $117.375 to $118.58. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Nersesian Ronald S. 1400 FOUNTAINGROVE PARKWAY SANTA ROSA, CA 95403 | X |
| President, CEO & Chairman BOD |
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Signatures
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Jeffrey K. Li, Attorney-in-fact for Ronald S. Nersesian | | 11/24/2020 |
**Signature of Reporting Person | Date |
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