Current Report Filing (8-k)
October 26 2022 - 6:57AM
Edgar (US Regulatory)
false 0001360901 0001360901 2022-10-20 2022-10-20
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 20, 2022
EVERCORE INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
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001-32975 |
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20-4748747 |
(Commission File Number) |
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(I.R.S. Employer Identification No.) |
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55 East 52nd Street New York, New York |
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10055 |
(Address of Principal Executive Offices) |
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(Zip Code) |
(212) 857-3100
(Registrant’s telephone number, including area code)
NOT APPLICABLE
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
Class A common stock, par value $0.01 per share |
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EVR |
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New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers |
On October 20, 2022, Celeste Mellet, Senior Managing Director and Chief Financial Officer of Evercore Inc. (the “Company”), notified the Company of her intention to resign from the Company in order to pursue a position in an entirely different area of finance with a large, international alternative asset fund manager. The Company will commence a formal search process to identify Ms. Mellet’s replacement and Ms. Mellet will stay on into February to help support the Company with the transition.
A copy of the press release announcing this event is filed as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference.
Item 9.01 |
Financial Statements and Exhibits. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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EVERCORE INC. |
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/s/ Jason Klurfeld |
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By: |
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Jason Klurfeld |
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Title: |
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General Counsel |
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Date: October 26, 2022 |
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