Current Report Filing (8-k)
October 26 2022 - 06:57AM
Edgar (US Regulatory)
false 0001360901 0001360901 2022-10-20
2022-10-20
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 20,
2022
EVERCORE INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
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001-32975 |
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20-4748747 |
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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55 East 52nd Street
New York, New York
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10055 |
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(Address of Principal Executive
Offices) |
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(Zip Code) |
(212) 857-3100
(Registrant’s telephone number, including area code)
NOT APPLICABLE
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
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☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Title of class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Class A common stock, par value
$0.01 per share |
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EVR |
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New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§
230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§ 240.12b-2 of this
chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
| Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers
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On October 20, 2022, Celeste Mellet, Senior Managing Director
and Chief Financial Officer of Evercore Inc. (the “Company”),
notified the Company of her intention to resign from the Company in
order to pursue a position in an entirely different area of finance
with a large, international alternative asset fund manager. The
Company will commence a formal search process to identify
Ms. Mellet’s replacement and Ms. Mellet will stay on into
February to help support the Company with the transition.
A copy of the press release announcing this event is filed as
Exhibit 99.1 to this Form 8-K and is incorporated herein by
reference.
| Item 9.01 |
Financial Statements and Exhibits.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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EVERCORE INC. |
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/s/ Jason Klurfeld
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By: |
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Jason Klurfeld |
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Title: |
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General Counsel |
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Date: October 26, 2022
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