Initial Statement of Beneficial Ownership (3)
November 19 2021 - 5:06PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
VIAMONTES ELIECER |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/14/2021
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3. Issuer Name and Ticker or Trading Symbol
ENTERGY CORP /DE/ [ETR]
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(Last)
(First)
(Middle)
C/O ENTERGY CORPORATION LEGAL DEPARTMENT, 639 LOYOLA AVENUE, 26TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) ___X___ Other (specify below) / "Officer" Under Sec. 16 Rules |
(Street)
NEW ORLEANS, LA 70113
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 841 | D | |
Common Stock | 801 | I | By Spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Options (Right to Buy) | (1) | 1/28/2031 | Common Stock | 4332 | $95.87 | D | |
Restricted Stock Units | (2) | (2) | Common Stock | 667 | $0 | D | |
Explanation of Responses: |
(1) | The options are exercisable in three equal annual installments on January 28, 2022, 2023 and 2024. |
(2) | Each restricted stock unit is the economic equivalent of one share of Entergy Corporation common stock. The restricted stock units will be settled in shares of Entergy common stock in two equal annual installments on February 1, 2022 and 2023. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
VIAMONTES ELIECER C/O ENTERGY CORPORATION LEGAL DEPARTMENT 639 LOYOLA AVENUE, 26TH FLOOR NEW ORLEANS, LA 70113 |
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| "Officer" Under Sec. 16 Rules |
Signatures
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/s/ Daniel T. Falstad by power of attorney | | 11/19/2021 |
**Signature of Reporting Person | Date |
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