Statement of Changes in Beneficial Ownership (4)
December 07 2020 - 04:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * KOCH C
JAMES |
2. Issuer Name and Ticker or Trading
Symbol BOSTON BEER CO INC [ SAM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chairman |
(Last)
(First)
(Middle)
C/O THE BOSTON BEER COMPANY, ONE DESIGN CENTER PLACE, SUITE
850 |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/4/2020
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(Street)
BOSTON, MA 02210
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common |
12/4/2020 |
|
S(1) |
|
297.00 |
D |
$920.34 (2) |
175124.00 (3) |
D |
|
Class A Common |
12/4/2020 |
|
S(1) |
|
428.00 |
D |
$921.62 (4) |
174696.00 (3) |
D |
|
Class A Common |
12/4/2020 |
|
S(1) |
|
174.00 |
D |
$923.16 (5) |
174522.00 (3) |
D |
|
Class A Common |
12/4/2020 |
|
S(1) |
|
413.00 |
D |
$924.34 (6) |
174109.00 (3) |
D |
|
Class A Common |
12/4/2020 |
|
S(1) |
|
615.00 |
D |
$925.29 (7) |
173494.00 (3) |
D |
|
Class A Common |
12/4/2020 |
|
S(1) |
|
814.00 |
D |
$926.58 (8) |
172680.00 (3) |
D |
|
Class A Common |
12/4/2020 |
|
S(1) |
|
230.00 |
D |
$927.17 (9) |
172450.00 (3) |
D |
|
Class A Common |
12/4/2020 |
|
S(1) |
|
1095.00 |
D |
$928.72 (10) |
171355.00 (3) |
D |
|
Class A Common |
12/4/2020 |
|
S(1) |
|
862.00 |
D |
$929.66 (11) |
170493.00 (3) |
D |
|
Class A Common |
12/4/2020 |
|
S(1) |
|
1100.00 |
D |
$930.62 (12) |
169393.00 (3) |
D |
|
Class A Common |
12/4/2020 |
|
S(1) |
|
982.00 |
D |
$931.75 (13) |
168411.00 (3) |
D |
|
Class A Common |
12/4/2020 |
|
S(1) |
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852.00 |
D |
$932.99 (14) |
167559.00 (3) |
D |
|
Class A Common |
12/4/2020 |
|
S(1) |
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1538.00 |
D |
$933.86 (15) |
166021.00 (3) |
D |
|
Class A Common |
12/4/2020 |
|
S(1) |
|
500.00 |
D |
$934.88 (16) |
165521.00 (3) |
D |
|
Class A Common |
12/4/2020 |
|
S(1) |
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100.00 |
D |
$935.82 |
165421.00 (3) |
D |
|
Class A Common |
|
|
|
|
|
|
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40627.00 |
I |
By Foundation managed by Reporting
Person |
Class A Common |
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|
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|
|
|
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33248.00 |
I |
By Descendant's Trust |
Class A Common |
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|
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23488.00 |
I |
Custodian for children under
UGTMA |
Class A Common |
|
|
|
|
|
|
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5000.00 |
I |
By Trust as Trustee |
Class A Common |
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|
|
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3656.00 |
I |
By spouse as custodian for children under
UGTMA |
Class A Common |
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2532.00 |
I |
By spouse in trust for
children |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The transactions reported in
this Form 4 were effected pursuant to a Rule 10b5-1 trading plan
adopted by the Reporting Person on October 29, 2020. |
(2) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 297 shares is from $920.03
to $921.01. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(3) |
The shares reported include
343 shares of restricted stock subject to vesting
conditions. |
(4) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 428 shares is from $921.11
to $922.05. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(5) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 174 shares is from $922.95
to $923.49. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(6) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 413 shares is from $923.95
to $924.76. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(7) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 615 shares is from $925.00
to $925.90. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(8) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 814 shares is from $926.02
to $927.00. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(9) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 230 shares is from $927.02
to $927.73. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(10) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 1,095 shares is from $928.12
to $929.08. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(11) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 862 shares is from $929.12
to $930.00. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(12) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 1,100 shares is from $930.31
to $931.09. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(13) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 982 shares is from $931.32
to $932.30. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(14) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 852 shares is from $932.44
to $933.42. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(15) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 1,538 shares is from $933.52
to $934.34. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
(16) |
The price shown is the
weighted average sale price for the transactions reported on this
line. The range of sale prices for the 500 shares is from $934.59
to $935.58. The Filing Person will provide full information
regarding the number of shares sold at each separate price upon
request of the SEC, the Registrant, or a shareholder of the
Registrant. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
KOCH C JAMES
C/O THE BOSTON BEER COMPANY
ONE DESIGN CENTER PLACE, SUITE 850
BOSTON, MA 02210 |
X |
X |
Chairman |
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Signatures
|
Michael G. Andrews under POA for the benefit of
Koch C. James |
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12/7/2020 |
**Signature of
Reporting Person |
Date |