Statement of Changes in Beneficial Ownership (4)
October 01 2021 - 05:14PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Zimmer
Jeffrey J |
2. Issuer Name and Ticker or Trading
Symbol Armour Residential REIT, Inc. [ ARR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Co-CEO and President |
(Last)
(First)
(Middle)
3001 OCEAN DRIVE, SUITE #201 |
3. Date of Earliest Transaction (MM/DD/YYYY)
9/30/2021
|
(Street)
VERO BEACH, FL 32963
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, par value $0.001 per
share |
9/30/2021 |
|
S(1) |
|
28763 (1) |
D |
$10.8038 (2) |
0 (3) |
I |
By ARMOUR Capital Management
LP |
Common Stock, par value $0.001 per
share |
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|
|
|
|
|
|
171234 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The shares were part of
80,000 shares sold by ARMOUR Capital Management LP ("ACM"), a
limited partnership that is the external manager of the issuer. Mr.
Zimmer is reporting a sale by ACM of the shares in which he has a
pecuniary interest based on his proportionate ownership interest in
ACM. |
(2) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $10.77 to $10.84, inclusive.
The reporting person undertakes to provide ARMOUR Residential REIT,
Inc., any security holder of ARMOUR Residential REIT, Inc., or the
staff of the Securities and Exchange Commission, upon request, full
information regarding the number of shares sold at each separate
price within the ranges set forth in this footnote (1). |
(3) |
The reported shares were
held directly by ACM. The 80,000 shares held by ACM were reported
in the aggregate for both Mr. Zimmer and Mr. Ulm, a Co-CEO of the
issuer, in previous Form 4 reports. Mr. Zimmer is the sole
controlling member of Remmiz LLC, which is one of the general
partners of ACM, along with an entity controlled by Mr.
Ulm. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Zimmer Jeffrey J
3001 OCEAN DRIVE
SUITE #201
VERO BEACH, FL 32963 |
X |
|
Co-CEO and President |
|
Signatures
|
/s/ Jeffrey J. Zimmer |
|
10/1/2021 |
**Signature of
Reporting Person |
Date |
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