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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): December 19, 2019

 

NortonLifeLock Inc.

(Exact Name of Registrant as Specified in Charter)

 

Delaware   000-17781   77-0181864
(State or Other Jurisdiction of
Incorporation)
  (Commission File Number)   (IRS Employer Identification No.)

 

60 E. Rio Salado Parkway, Suite 1000, Tempe, AZ   85281
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s Telephone Number, Including Area Code (650) 527-8000

 

 

(Former name or former address, if
changed since last report.)

 

 

  

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading
Symbol
 
  Name of each exchange
on which registered
 
Common Stock, par value $0.01 per share   NLOK   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

The 2019 Annual Meeting of Stockholders of NortonLifeLock Inc. (the “Company”) was held on December 19, 2019. Set forth below are the matters the stockholders voted on and the final voting results.

 

Proposal 1: Election of Directors:

 

Nominee Votes For Votes Against Abstentions Broker Non-Votes
Sue Barsamian 472,815,202 6,613,377 263,889 53,848,697
Frank E. Dangeard 461,080,512 18,341,976 269,980 53,848,697
Nora M. Denzel 466,081,407 13,349,886 261,175 53,848,697
Peter A. Feld 464,237,288 15,203,702 251,478 53,848,697
Kenneth Y. Hao 462,293,732 17,138,371 260,365 53,848,697
David W. Humphrey 462,200,033 17,243,051 249,384 53,848,697
Vincent Pilette 469,717,514 9,713,123 261,831 53,848,697
V. Paul Unruh 469,813,354 9,620,549 258,565 53,848,697

 

Each of the eight nominees was elected to the Company’s Board of Directors, each to hold office until the next annual meeting of stockholders and until his or her successor has been duly elected or until his or her earlier resignation or removal.

 

Proposal 2: Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the 2020 fiscal year:

 

Votes For Votes Against Abstentions Broker Non-Votes
528,686,336 4,439,655 415,174  0

 

The appointment was ratified.

 

Proposal 3: Advisory vote to approve the Company’s executive compensation:

 

Votes For Votes Against Abstentions Broker Non-Votes
345,551,459 118,341,895 15,799,114 53,848,697

 

The proposal was approved.

 

Proposal 4: Stockholder proposal regarding independent board chairman:

 

Votes For Votes Against Abstentions Broker Non-Votes
189,188,490 274,883,969 15,620,009 53,848,697

 

The proposal was not approved.

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  NortonLifeLock Inc.
     
Date: December 20, 2019 By: /s/ Scott C. Taylor
   

Scott C. Taylor

Executive Vice President, General Counsel and Secretary

 

 

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