Current Report Filing (8-k)
December 20 2019 - 4:32PM
Edgar (US Regulatory)
0000849399
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0000849399
2019-12-18
2019-12-19
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xbrli:shares
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported): December 19, 2019
NortonLifeLock
Inc.
(Exact
Name of Registrant as Specified in Charter)
Delaware
|
|
000-17781
|
|
77-0181864
|
(State
or Other Jurisdiction of
Incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer Identification No.)
|
60
E. Rio Salado Parkway, Suite
1000, Tempe,
AZ
|
|
85281
|
(Address
of Principal Executive Offices)
|
|
(Zip
Code)
|
Registrant’s
Telephone Number, Including Area Code (650)
527-8000
(Former
name or former address, if
changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
Symbol
|
|
Name
of each exchange
on which registered
|
Common Stock, par value $0.01 per share
|
|
NLOK
|
|
The Nasdaq Stock Market LLC
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§
230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ¨
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
|
Item
5.07
|
Submission
of Matters to a Vote of Security Holders.
|
The
2019 Annual Meeting of Stockholders of NortonLifeLock Inc. (the “Company”) was held on December 19, 2019. Set forth
below are the matters the stockholders voted on and the final voting results.
Proposal
1: Election of Directors:
Nominee
|
Votes
For
|
Votes
Against
|
Abstentions
|
Broker
Non-Votes
|
Sue Barsamian
|
472,815,202
|
6,613,377
|
263,889
|
53,848,697
|
Frank E. Dangeard
|
461,080,512
|
18,341,976
|
269,980
|
53,848,697
|
Nora M. Denzel
|
466,081,407
|
13,349,886
|
261,175
|
53,848,697
|
Peter A. Feld
|
464,237,288
|
15,203,702
|
251,478
|
53,848,697
|
Kenneth Y. Hao
|
462,293,732
|
17,138,371
|
260,365
|
53,848,697
|
David W. Humphrey
|
462,200,033
|
17,243,051
|
249,384
|
53,848,697
|
Vincent Pilette
|
469,717,514
|
9,713,123
|
261,831
|
53,848,697
|
V. Paul Unruh
|
469,813,354
|
9,620,549
|
258,565
|
53,848,697
|
Each
of the eight nominees was elected to the Company’s Board of Directors, each to hold office until the next annual meeting
of stockholders and until his or her successor has been duly elected or until his or her earlier resignation or removal.
Proposal
2: Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the 2020
fiscal year:
Votes
For
|
Votes
Against
|
Abstentions
|
Broker
Non-Votes
|
528,686,336
|
4,439,655
|
415,174
|
0
|
The
appointment was ratified.
Proposal
3: Advisory vote to approve the Company’s executive compensation:
Votes
For
|
Votes
Against
|
Abstentions
|
Broker
Non-Votes
|
345,551,459
|
118,341,895
|
15,799,114
|
53,848,697
|
The
proposal was approved.
Proposal
4: Stockholder proposal regarding independent board chairman:
Votes
For
|
Votes
Against
|
Abstentions
|
Broker
Non-Votes
|
189,188,490
|
274,883,969
|
15,620,009
|
53,848,697
|
The
proposal was not approved.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
NortonLifeLock Inc.
|
|
|
|
Date: December 20, 2019
|
By:
|
/s/
Scott C. Taylor
|
|
|
Scott
C. Taylor
Executive
Vice President, General Counsel and Secretary
|
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