As filed with the United States Securities and Exchange Commission on February 2, 2021

Registration No. 333-

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM F-3

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Sundial Growers Inc.

(Exact name of Registrant as specified in its charter)

 

 

Not Applicable

(Translation of Registrant’s name into English)

 

 

 

Province of Alberta   2833   Not Applicable
(State or other jurisdiction of
incorporation or organization)
 

(Primary Standard Industrial

Classification Code Number)

  (I.R.S. Employer
Identification Number)

#300, 919 – 11 Avenue SW

Calgary, AB T2R 1P3

(403) 948-5227

(Address, including zip code, and telephone number, including area code, of Registrant’s principal executive offices)

 

 

Corporation Service Company

1180 Avenue of the Americas, Suite 210

New York, NY 10036-8401

Telephone: +1 800 927 9801

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

 

Jason Lehner

Merritt Johnson

Shearman & Sterling LLP

199 Bay Street

Toronto, ON M5L 1E8

(416) 360-8484

 

Nathan Robb

McCarthy Tétrault LLP

Suite 4000

421—7th Avenue SW

Calgary AB T2P 4K9

(403) 260-3500

 

 

Approximate date of commencement of proposed sale to the public:

As soon as practicable after the effective date of this Registration Statement.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.  ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☒  File No. 333-252278

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933.

Emerging Growth Company  ☒

If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards† provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

The term “new or revised financial accounting standard” refers to any update issued by the Financial Accounting Standards Board to its Accounting Standards Codification after April 5, 2012.

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of each class of

securities to be registered

  Amount to be
registered
  Proposed
maximum
offering price
per unit
 

Proposed
maximum
aggregate

offering price

  Amount of
registration fee

Common shares, no par value

              (1)(2)

Warrants

              (1)(2)

Units

              (1)(2)

Total

  $19,130,938       $19,130,938   $2,087.19

 

 

(1)

The Registrant previously registered securities with a proposed maximum aggregate offering price not to exceed $400,000,000 on a registration statement on Form F-3 (File No. 333-252278), which was declared effective by the Securities and Exchange Commission on January 25, 2021. Pursuant to Rule 462(b) under the Securities Act of 1933, as amended, an additional amount of securities having a proposed maximum offering price of $19,130,938 is being registered hereunder.

(2)

The Registrant certifies to the Securities and Exchange Commission that it has instructed its bank to pay to the Securities and Exchange Commission the filing fee of $2,087.19 for the additional securities being registered hereby by wire transfer as soon as practicable (but in any event no later than the close of business on February 3, 2021); that it will not revoke such instructions; that it has sufficient funds in the relevant account to cover the amount of the filing fee; and that it undertakes to confirm receipt of such instructions by the bank on or before February 3, 2021.

 

 

THIS REGISTRATION STATEMENT SHALL BECOME EFFECTIVE UPON FILING WITH THE SECURITIES AND EXCHANGE COMMISSION IN ACCORDANCE WITH RULE 462(b) UNDER THE SECURITIES ACT OF 1933, AS AMENDED.

 

 

 


EXPLANATORY NOTE AND INCORPORATION BY REFERENCE

Sundial Growers Inc. is filing this registration statement with the Securities and Exchange Commission pursuant to Rule 462(b) and General Instruction IV of Form F-3, both promulgated under the Securities Act of 1933, as amended. Pursuant to Rule 462(b), the contents of the registration statement on Form F-3, as amended (File No. 333-252278), of Sundial Growers Inc., including the exhibits thereto, which was declared effective by the Securities and Exchange Commission on January 25, 2021, are incorporated by reference into this registration statement.

The required opinions and consents are listed on an exhibit index attached hereto and filed herewith.


EXHIBIT INDEX

 

Exhibit
Number
  

Exhibit Description

  5.1    Opinion of McCarthy Tétrault LLP as to the validity of the shares
23.1    Consent of KPMG LLP
23.2    Consent of McCarthy Tétrault LLP (included in Exhibit 5.1)
24.1*    Power of Attorney (included on signature page)

 

Filed as part of the registration statement on Form F-3 (File No. 333-252278)


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form F-3 and has duly caused this Registration Statement on Form F-3 to be signed on its behalf by the undersigned, thereunto duly authorized, in Calgary, Canada, on February 2, 2021.

 

By:   /s/ Zachary George
Name:   Zachary George
Title:   Chief Executive Officer

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

  

Date

/s/ Zachary George

Zachary George

  

Chief Executive Officer and Director

(Principal Executive Officer)

   February 2, 2021

/s/ James Keough

James Keough

  

Chief Financial Officer

(Principal Financial and Accounting Officer)

   February 2, 2021

*

J. Gregory Mills

   Chairman and Director    February 2, 2021

*

Gregory Turnbull

   Director    February 2, 2021

*

Elizabeth Cannon

   Director    February 2, 2021

*

Bryan D. Pinney

   Director    February 2, 2021

 

*By:   /s/ Zachary George
 

Zachary George

Attorney-in-fact


Signature of Authorized U.S. Representative of Registrant

Pursuant to the requirements of the Securities Act of 1933, as amended, the undersigned, the duly authorized representative in the United States of Sundial Growers Inc., has signed this Registration Statement on February 2, 2021.

 

By:   /s/ Donald J. Puglisi
Name:   Donald J. Puglisi
Title:   Managing Director, Puglisi & Associates
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