Current Report Filing (8-k)
May 09 2014 - 2:51PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 9, 2014 (May 6, 2014)
SOLAR CAPITAL
LTD.
(Exact name of registrant as specified in its charter)
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Maryland |
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814-00754 |
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26-1381340 |
(State or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(I.R.S. Employer
Identification No.) |
500 Park Avenue
New York, NY 10022
(Address of principal executive offices and zip code)
Registrants telephone number, including area code: (212) 993-1670
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07. Submission of Matters to a Vote of Security Holders
Solar Capital Ltd. (the Company) held its Annual Meeting of Stockholders on May 6, 2014 and submitted two matters to the vote of
the stockholders. A summary of the matters voted upon by shareholders is set forth below.
1. Stockholders elected two nominees for directors, who
will each serve for a three-year term to expire at the 2017 Annual Meeting of Stockholders based on the following votes:
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Name |
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Votes For |
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Votes Withheld |
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Broker Non-Votes |
Bruce Spohler |
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29,026,894 |
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1,807,540 |
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Steven Hochberg |
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29,511,748 |
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1,322,686 |
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2. Stockholders approved a proposal to authorize the Company to sell shares of its common stock at a price or prices below the
Companys then current net asset value per share in one or more offerings, in each case subject to the approval of its Board of Directors and compliance with the conditions set forth in the proxy statement pertaining thereto (including, without
limitation, that the number of shares issued does not exceed 25% of the Companys then outstanding common stock immediately prior to each such offering) based on the following votes:
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For |
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Against |
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Abstain |
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Broker Non-Votes |
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With Affiliates |
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29,502,605 |
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1,185,698 |
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146,131 |
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% of Voted |
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95.68 |
% |
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3.84 |
% |
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0.47 |
% |
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% of Outstanding |
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67.27 |
% |
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2.70 |
% |
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0.33 |
% |
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Without Affiliates |
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18,234,071 |
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1,185,698 |
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146,131 |
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% of Voted |
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93.19 |
% |
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6.06 |
% |
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0.75 |
% |
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% of Outstanding |
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56.05 |
% |
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3.64 |
% |
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0.45 |
% |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Date: May 9, 2014 |
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SOLAR CAPITAL LTD. |
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By: |
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/s/ Richard L. Peteka |
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Richard L. Peteka |
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Chief Financial Officer |
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