Current Report Filing (8-k)
March 09 2023 - 10:20AM
Edgar (US Regulatory)
false0001728205NASDAQ00017282052023-03-092023-03-09
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 9,
2023
(Exact
name of registrant as specified in its charter)
Delaware
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001-38427
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36-4996461
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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42 E Catawba Street
Belmont, North Carolina
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28012
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s Telephone Number, Including Area Code: (704)
461-8000
(Former
Name or Former Address, if Changed Since Last Report): Not
Applicable
Check the appropriate box below if
the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following
provisions:
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
|
☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
|
☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Securities registered pursuant to
Section 12(b) of the Act:
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Title
of each class
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Trading
Symbol
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Name of
exchange on which registered
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Common Stock,
$0.0001 par value per share
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PLL
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The Nasdaq
Capital Market
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of
the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this
chapter).
Emerging Growth Company ☐
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the
extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a)
of the Exchange Act. ☐
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Item 7.01 |
Regulation FD
Disclosure.
|
On March 9,
2023, Piedmont Lithium Inc. issued two press releases, which are
attached as Exhibits 99.1 and 99.2 hereto.
The information
in this Item 7.01, including Exhibits 99.1 and 99.2 attached
hereto, is being furnished and shall not be deemed “filed” for the
purposes of Section 18 of the Securities Exchange Act of 1934, as
amended, or otherwise subject to the liabilities of that Section.
The information in this Item 7.01 shall not be incorporated by
reference into any registration statement or other document
pursuant to the Securities Act of 1933, as amended, except as
otherwise expressly stated in such filing.
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Item 9.01 |
Financial
Statements and Exhibits.
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Press Release.
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99.2
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Press Release.
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104
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Cover Page Interactive Data File -
the cover page XBRL tags are embedded within the Inline XBRL
document.
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SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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PIEDMONT
LITHIUM INC.
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Date: March 9,
2023
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Name:
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Keith
Phillips
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Title:
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President and Chief Executive
Officer
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3
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