Annual Statement of Changes in Beneficial Ownership (5)
November 14 2022 - 11:39AM
Edgar (US Regulatory)
FORM 5
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0362
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Singleton Philip Austin Jr. | 2. Issuer Name and Ticker or Trading SymbolOneWater Marine Inc. [ONEW] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) __X__ Other (specify below) CEO
/
See Remarks |
(Last)
(First)
(Middle)
6275 LANIER ISLANDS PARKWAY | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 9/30/2022 |
(Street)
BUFORD, GA 30518
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form Filed by One Reporting Person
_X_ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Class A common stock, par value $0.01 | 2/7/2022 | | G (1) | 3033 | D | $0 | 151437 | D | |
Class A common stock, par value $0.01 | 9/30/2022 | | G (2) | 52053 | D | $0 | 151437 | D | |
Class A common stock, par value $0.01 | | | | | | | 524924 | I | By Auburn OWMH, LLLP |
Class A common stock, par value $0.01 | | | | | | | 533487 | I | By Austin Singleton Irrevocable Trust, Dated December 30, 2015 |
Class A common stock, par value $0.01 | | | | | | | 345678 | I | By Philip Singleton Irrevocable Trust, Dated December 24, 2015 |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On February 7, 2022, the Reporting Person gifted 3,033 shares of OneWater Marine, Inc. Class A common stock to Auburn OWMH, LLLP, a family LLLP. |
(2) | On September 30, 2022, the Reporting Person gifted 52,053 shares of OneWater Marine, Inc. Class A common stock to the Austin Singleton Irrevocable Trust, Dated December 30, 2015, a family trust. |
Remarks: Member of a 10% ownership group. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Singleton Philip Austin Jr. 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 | X |
| CEO | See Remarks |
Auburn OWMH, LLLP 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
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| Member of 10% Ownership Group |
Singleton Asset Management, LLC 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
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| Member of 10% Ownership Group |
Singleton Michelle 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
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| Member of 10% Ownership Group |
Philip Singleton Irrevocable Trust, dated December 24, 2015 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
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| Member of 10% Ownership Group |
Austin Singleton Irrevocable Trust, dated December 30, 2015 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
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| Member of 10% Ownership Group |
Signatures
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/s/ Jack Ezzell, Authorized Signatory for Phillip Austin Singleton, Jr. | | 11/14/2022 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton, as Manager of Singleton Asset Management, LLC, in its capacity as general partner of Auburn OWMH, LLLP | | 11/14/2022 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton, as Manager of Singleton Asset Management, LLC | | 11/14/2022 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton | | 11/14/2022 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, Attorney-in-Fact for Scott Beville, as Co-Trustee of Philip Singleton Irrevocable Trust, dated December 24, 2015 | | 11/14/2022 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, Attorney-in-Fact for Scott Beville, as Co-Trustee of Austin Singleton Irrevocable Trust, dated December 30, 2015 | | 11/14/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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