Current Report Filing (8-k)
March 28 2022 - 6:08AM
Edgar (US Regulatory)
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2022-03-28
2022-03-28
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xbrli:shares
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): March 28, 2022
NUZEE, INC.
(Exact name of registrant as specified in its charter)
Nevada |
|
001-39338 |
|
38-3849791 |
(State or other jurisdiction of incorporation or organization |
|
(Commission
File #) |
|
(IRS Employer
Identification No.) |
1401 Capital Avenue, Suite B, Plano, Texas 75074
(Address of principal executive offices)
(760) 295-2408
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
Common Stock, $0.00001 par value |
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NUZE |
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The Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01. Regulation FD Disclosure
NuZee,
Inc. (the “Company”) intends to present certain materials in connection with the 2022 Virtual Growth Conference presented
by Maxim Group LLC from March 28, 2022 to March 30, 2022. A copy of the materials being presented at such virtual conference is furnished
as Exhibit 99.1 to this Current Report on Form 8-K, and incorporated herein by reference solely for purposes of this Item 7.01 disclosure.
As
provided in General Instruction B.2 to Form 8-K, the information furnished in this Item 7.01, including Exhibit 99.1, shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or
otherwise subject to the liabilities under that Section and shall not be deemed incorporated by reference into any filing under the Securities
Act of 1933, as amended, or the Exchange Act, except as shall be expressly provided by specific reference in such filing.
Cautionary
Note Regarding Forward-Looking Statements
This
Current Report on Form 8-K, including Exhibit 99.1,
includes “forward-looking statements” within the meaning of Section 27A of the Securities
Act, and Section 21E of the Exchange Act. Forward-looking statements are subject to known and unknown risks and uncertainties, many of
which may be beyond the Company’s control. The Company cautions that the forward-looking information presented in this Current
Report is not a guarantee of future events, and that actual events and results may differ materially from those made in or suggested
by the forward-looking information contained in this Current Report. In addition, forward-looking statements generally can be identified
by the use of forward-looking terminology such as “may,” “plan,” “will,” “expect,” “intend,”
“estimate,” “anticipate,” “believe” or “continue” or the negative thereof or variations
thereon or similar terminology. A number of important factors could cause actual events and results to differ materially from those contained
in or implied by the forward-looking statements, including those risk factors set forth in the Company’s filings with the SEC,
including the most recent Annual Report on Form 10-K. Any forward-looking information presented herein is made only as of the date of
this Current Report, and the Company does not undertake any obligation to update or revise any forward-looking information to reflect
changes in assumptions, the occurrence of unanticipated events or otherwise.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits
SIGNATURE
Pursuant
to the requirements of the Securities and Exchange Act of 1934, the Registrant has caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
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NUZEE,
INC. |
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Dated:
March 28, 2022 |
By: |
/s/
Patrick Shearer |
|
Name: |
Patrick
Shearer |
|
Title: |
Chief
Financial Officer |
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