Annual Statement of Changes in Beneficial Ownership (5)
February 11 2020 - 5:57PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MASTERS DENISE | 2. Issuer Name and Ticker or Trading SymbolIMPINJ INC [PI] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) VP Accounting |
(Last)
(First)
(Middle)
400 FAIRVIEW AVE N. SUITE 1200 | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2019 |
(Street)
SEATTLE, WA 98109
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
COMMON STOCK (1) | 2/20/2019 | | A | 1292 (2) | A | $16.5 | 3260 | D | |
COMMON STOCK (3) | 8/20/2019 | | A | 472 (4) | A | $16.5 | 3732 | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of October 22, 2018 through February 20, 2019. This transaction is also exempt under Rule 16b-3(c). |
(2) | The Purchase Period ended February 20, 2019 and is the second of two Purchase Periods comprising the Offering Period (as defined in the ESPP) that began October 22, 2018. |
(3) | The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of February 20, 2019 through August 20, 2019. This transaction is also exempt under Rule 16b-3(c). |
(4) | The Purchase Period ended August 20, 2019 and is the first of two Purchase Periods comprising the Offering Period (as defined in the ESPP) that began February 20, 2019. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MASTERS DENISE 400 FAIRVIEW AVE N. SUITE 1200 SEATTLE, WA 98109 |
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| VP Accounting |
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Signatures
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Yukio Morikubo, Attorney in fact for Denise Masters | | 2/11/2020 |
**Signature of Reporting Person | Date |
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