Annual Report (management Company) (nsar-b)
February 27 2014 - 1:56PM
Edgar (US Regulatory)
000 B000000 12/31/2013
000 C000000 0001006387
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 ROYCE CAPITAL FUND
001 B000000 811-07537
001 C000000 2125084500
002 A000000 745 FIFTH AVENUE
002 B000000 NEW YORK
002 C000000 NY
002 D010000 10151
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 2
007 C010100 1
007 C020100 ROYCE SMALL-CAP PORTFOLIO
007 C030100 N
007 C010200 2
007 C010300 3
007 C020300 ROYCE MICRO-CAP PORTFOLIO
007 C030300 N
007 C010400 4
007 C010500 5
007 C010600 6
007 C010700 7
007 C010800 8
007 C010900 9
007 C011000 10
007 C011100 11
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007 C011600 16
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007 C011800 18
007 C011900 19
007 C012000 20
007 C012100 21
007 C012200 22
007 C012300 23
007 C012400 24
007 C012500 25
|
007 C012600 26
007 C012700 27
007 C012800 28
007 C012900 29
007 C013000 30
007 C013100 31
007 C013200 32
007 C013300 33
007 C013400 34
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007 C015300 53
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007 C015500 55
007 C015600 56
007 C015700 57
007 C015800 58
007 C015900 59
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007 C016300 63
007 C016400 64
007 C016500 65
007 C016600 66
007 C016700 67
007 C016800 68
007 C016900 69
007 C017000 70
007 C017100 71
007 C017200 72
007 C017300 73
007 C017400 74
007 C017500 75
007 C017600 76
|
007 C017700 77
007 C017800 78
007 C017900 79
007 C018000 80
008 A00AA01 ROYCE & ASSOCIATES, LLC
008 B00AA01 A
008 C00AA01 801-8268
008 D01AA01 NEW YORK
008 D02AA01 NY
008 D03AA01 10019
010 A00AA01 ROYCE & ASSOCIATES, LLC
010 C01AA01 NEW YORK
010 C02AA01 NY
010 C03AA01 10019
011 A00AA01 ROYCE FUND SERVICES, INC.
011 B00AA01 8-28664
011 C01AA01 NEW YORK
011 C02AA01 NY
011 C03AA01 10019
012 A00AA01 BOSTON FINANCIAL DATA SERVICES
012 B00AA01 84-1078
012 C01AA01 KANSAS CITY
012 C02AA01 MO
012 C03AA01 64141
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 BALTIMORE
013 B02AA01 MD
013 B03AA01 21201
014 A00AA01 CARNES CAPITAL CORPORATION
014 B00AA01 8-33443
014 A00AA02 LEGG MASON INVESTOR SERVICES
014 B00AA02 8-53089
014 A00AA03 ROYCE FUND SERVICES, INC.
014 B00AA03 8-28663
018 00AA00 Y
019 A00AA00 Y
019 B00AA00 35
019 C00AA00 ROYCEFUNDS
020 A000001 CONVERGEX
020 B000001 13-3989198
020 C000001 104
020 A000002 KNIGHT EQUITY MARKETS
020 B000002 22-3660471
020 C000002 103
020 A000003 WALL STREET ACCESS
020 B000003 13-3057481
020 C000003 82
020 A000004 O'NEIL SECURITIES
020 B000004 95-2269163
020 C000004 76
020 A000005 NEEDHAM & CO.
|
020 B000005 13-3255839
020 C000005 66
020 A000006 MERRIMAN CURHAM FORD
020 B000006 95-4068105
020 C000006 65
020 A000007 STERNE AGEE
020 B000007 63-0463600
020 C000007 62
020 A000008 JEFFERIES & COMPANY
020 B000008 95-2622900
020 C000008 52
020 A000009 CREDIT SUISSE
020 B000009 13-1898818
020 C000009 47
020 A000010 STATE STREET GBL MKTS
020 B000010 04-1867445
020 C000010 44
021 000000 2147
022 A000001 STATE STREET BANK AND TRUST COMPANY
022 B000001 04-1867445
022 C000001 29232994
022 D000001 0
022 A000002 WELLS FARGO
022 B000002 56-2326000
022 C000002 2567
022 D000002 0
022 A000003 MORGAN STANLEY & CO.
022 B000003 13-2655998
022 C000003 2073
022 D000003 0
022 A000004 DEUTSCHE BANK ALEX
022 B000004 13-2730828
022 C000004 1300
022 D000004 0
022 A000005 SANDLER, O'NEIL
022 B000005 13-3481277
022 C000005 1202
022 D000005 0
022 A000006 NEEDHAM & CO.
022 B000006 13-3255839
022 C000006 978
022 D000006 0
022 A000007 SIDOTI & CO.
022 B000007 36-4279615
022 C000007 710
022 D000007 0
022 A000008 SUNTRUST CAPITAL MARKETS
022 B000008 62-0871146
022 C000008 694
022 D000008 0
022 A000009 JOHNSON RICE & CO.
|
022 B000009 72-1091384
022 C000009 679
022 D000009 0
022 A000010 BB&T CAPT. MKTS
022 B000010 54-0294670
022 C000010 602
022 D000010 0
023 C000000 29243799
023 D000000 0
026 A000000 N
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
027 000000 Y
029 00AA00 N
030 A00AA00 0
030 B00AA00 0.00
030 C00AA00 0.00
031 A00AA00 0
031 B00AA00 0
032 00AA00 0
033 00AA00 0
054 A00AA00 N
054 B00AA00 N
054 C00AA00 N
054 D00AA00 N
054 E00AA00 N
054 F00AA00 N
054 G00AA00 N
054 H00AA00 Y
054 I00AA00 N
054 J00AA00 N
054 K00AA00 N
054 L00AA00 N
054 M00AA00 Y
054 N00AA00 N
054 O00AA00 N
055 A00AA00 N
055 B00AA00 N
056 00AA00 Y
057 00AA00 N
058 A00AA00 N
059 00AA00 Y
060 A00AA00 Y
060 B00AA00 Y
061 00AA00 0
062 A00AA00 N
|
062 B00AA00 0.0
062 C00AA00 0.0
062 D00AA00 0.0
062 E00AA00 0.0
062 F00AA00 0.0
062 G00AA00 0.0
062 H00AA00 0.0
062 I00AA00 0.0
062 J00AA00 0.0
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063 A00AA00 0
063 B00AA00 0.0
077 A000000 Y
077 B000000 Y
077 C000000 Y
077 D000000 N
077 E000000 N
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 N
077 Q020000 N
077 Q030000 N
078 000000 N
080 A00AA00 ICI MUTUAL INSURANCE COMPANY
080 C00AA00 15000
081 A00AA00 Y
081 B00AA00 36
082 A00AA00 Y
082 B00AA00 75
083 A00AA00 N
083 B00AA00 0
084 A00AA00 N
084 B00AA00 0
085 A00AA00 Y
085 B00AA00 N
|
086 A010000 0
086 A020000 0
086 B010000 0
086 B020000 0
086 C010000 0
086 C020000 0
086 D010000 0
086 D020000 0
086 E010000 0
086 E020000 0
086 F010000 0
086 F020000 0
015 A000101 STATE STREET BANK AND TRUST COMPANY
015 B000101 S
015 C010101 QUINCY
015 C020101 MA
015 C030101 02170
015 E010101 X
015 A000102 STATE STREET TRUST COMPANY CANADA
015 B000102 S
015 C010102 TORONTO
015 D010102 CANADA
015 D020102 5C 3G6
015 E040102 X
015 A000103 HONGKONG AND SHANGHAI BANKING CORP LTD
015 B000103 S
015 C010103 SYDNEY
015 D010103 AUSTRALIA
015 E040103 X
015 A000104 CITIBANK N.A.
015 B000104 S
015 C010104 SAO PAULO
015 D010104 BRAZIL
015 E040104 X
024 000100 N
025 D000101 0
025 D000102 0
025 D000103 0
025 D000104 0
025 D000105 0
025 D000106 0
025 D000107 0
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025 D000109 0
025 D000110 0
025 D000111 0
025 D000112 0
025 D000113 0
025 D000114 0
025 D000115 0
025 D000116 0
|
028 A010100 9206
028 A020100 0
028 A030100 0
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028 B010100 7935
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028 C010100 8486
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028 E010100 9964
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028 F010100 9175
028 F020100 59422
028 F030100 0
028 F040100 34061
028 G010100 55898
028 G020100 59422
028 G030100 0
028 G040100 135638
028 H000100 0
034 000100 N
035 000100 0
036 B000100 0
037 000100 N
038 000100 0
039 000100 N
040 000100 Y
041 000100 Y
042 A000100 0
042 B000100 0
042 C000100 0
042 D000100 0
042 E000100 0
042 F000100 0
042 G000100 0
042 H000100 100
043 000100 487
044 000100 0
045 000100 Y
046 000100 N
047 000100 Y
048 000100 1.000
|
048 A010100 0
048 A020100 0.000
048 B010100 0
048 B020100 0.000
048 C010100 0
048 C020100 0.000
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048 E020100 0.000
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048 F020100 0.000
048 G010100 0
048 G020100 0.000
048 H010100 0
048 H020100 0.000
048 I010100 0
048 I020100 0.000
048 J010100 0
048 J020100 0.000
048 K010100 0
048 K020100 0.000
049 000100 N
050 000100 N
051 000100 N
052 000100 N
053 A000100 N
066 A000100 Y
066 B000100 N
066 C000100 Y
066 D000100 N
066 E000100 N
066 F000100 N
066 G000100 N
067 000100 N
068 A000100 N
068 B000100 N
069 000100 N
070 A010100 Y
070 A020100 Y
070 B010100 Y
070 B020100 N
070 C010100 Y
070 C020100 N
070 D010100 N
070 D020100 N
070 E010100 N
070 E020100 N
070 F010100 N
070 F020100 N
070 G010100 N
|
070 G020100 N
070 H010100 N
070 H020100 N
070 I010100 N
070 I020100 N
070 J010100 Y
070 J020100 N
070 K010100 Y
070 K020100 N
070 L010100 Y
070 L020100 Y
070 M010100 N
070 M020100 N
070 N010100 Y
070 N020100 Y
070 O010100 Y
070 O020100 N
070 P010100 Y
070 P020100 Y
070 Q010100 N
070 Q020100 N
070 R010100 N
070 R020100 N
071 A000100 362884
071 B000100 418508
071 C000100 834402
071 D000100 43
072 A000100 12
072 B000100 6
072 C000100 10061
072 D000100 0
072 E000100 404
072 F000100 8855
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072 I000100 13
072 J000100 91
072 K000100 131
072 L000100 10
072 M000100 63
072 N000100 0
072 O000100 0
072 P000100 0
072 Q000100 0
072 R000100 37
072 S000100 8
072 T000100 487
072 U000100 0
072 V000100 0
072 W000100 29
072 X000100 9806
|
072 Y000100 0
072 Z000100 665
072AA000100 105641
072BB000100 11389
072CC010100 169491
072CC020100 0
072DD010100 7334
072DD020100 2049
072EE000100 50039
073 A010100 0.1441
073 A020100 0.1288
073 B000100 0.7490
073 C000100 0.0000
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074 B000100 38941
074 C000100 23105
074 D000100 0
074 E000100 0
074 F000100 938253
074 G000100 0
074 H000100 0
074 I000100 0
074 J000100 6872
074 K000100 0
074 L000100 1300
074 M000100 3
074 N000100 1008474
074 O000100 1046
074 P000100 816
074 Q000100 0
074 R010100 0
074 R020100 0
074 R030100 0
074 R040100 37506
074 S000100 0
074 T000100 969106
074 U010100 52946
074 U020100 16904
074 V010100 13.92
074 V020100 13.74
074 W000100 0.0000
074 X000100 45
074 Y000100 0
075 A000100 0
075 B000100 885531
076 000100 0.00
015 A000301 STATE STREET BANK AND TRUST COMPANY
015 B000301 C
015 C010301 QUINCY
015 C020301 MA
015 C030301 02170
|
015 E010301 X
015 A000302 STATE STREET BANK AND TRUST COMPANY CANADA
015 B000302 S
015 C010302 TORONTO
015 D010302 CANADA
015 D020302 M5C 3G6
015 E040302 X
015 A000303 CITIBANK N.A.
015 B000303 S
015 C010303 BUENOS AIRES
015 D010303 ARGENTINA
015 E040303 X
015 A000304 STATE STREET BANK AND TRUST COMPANY
015 B000304 S
015 C010304 EDINBURGH
015 D010304 SCOTLAND
015 D020304 EH5 2AW
015 E040304 X
015 A000305 HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000305 S
015 C010305 SYDNEY
015 D010305 AUSTRALIA
015 E040305 X
015 A000306 DEUTSCHE BANK AG, NETHERLANDS
015 B000306 S
015 C010306 AMSTERDAM
015 D010306 NETHERLANDS
015 E040306 X
015 A000307 DEUTSCHE BANK AG
015 B000307 S
015 C010307 ESCHBORN
015 D010307 GERMANY
015 E040307 X
015 A000308 SKANDINAVISKA ENSKILDA BANKEN AB
015 B000308 S
015 C010308 COPENHAGEN
015 D010308 DENMARK
015 E040308 X
015 A000309 DEUTSCHE BANK S.A.E.
015 B000309 S
015 C010309 MADRID
015 D010309 SPAIN
015 E040309 X
015 A000310 SEB MERCHANT BANKING
015 B000310 S
015 C010310 HELSINKI
015 D010310 FINLAND
015 E040310 X
015 A000311 BANK OF IRELAND
015 B000311 S
015 C010311 DUBLIN
|
015 D010311 IRELAND
015 E040311 X
015 A000312 DEUTSCHE BANK S.P.A.
015 B000312 S
015 C010312 MILAN
015 D010312 ITALY
015 E040312 X
015 A000313 SKANDINAVISKA ENSKILDA
015 B000313 S
015 C010313 OSLO
015 D010313 NORWAY
015 E040313 X
015 A000314 CITITRUST COLOMBIA, SA SOCIEDAD FIDUCIARIA
015 B000314 S
015 C010314 BOGOTA
015 D010314 COLOMBIA
015 E040314 X
015 A000315 SKANDINAVISKA ENSKILDA BANKEN
015 B000315 S
015 C010315 STOCKHOLM
015 D010315 SWEDEN
015 E040315 X
015 A000316 STANDARD CORPORATE AND MERCHANT BANK
015 B000316 S
015 C010316 JOHANNESURG
015 D010316 SOUTH AFRICA
015 E040316 X
015 A000317 HSBC BANK MIDDLE EAST LTD
015 B000317 S
015 C010317 DUBAI
015 D010317 UNITED ARAB EMIRATES
015 E040317 X
015 A000318 BANK AUSTRIA CREDITANSTALT AG
015 B000318 S
015 C010318 VIENNA
015 D010318 AUSTRIA
015 E040318 X
015 A000319 DEUSCHE BANK AG
015 B000319 S
015 C010319 AMSTERDAM
015 D010319 BELGIUM
015 E040319 X
015 A000320 CITIBANK N.A.
015 B000320 S
015 C010320 SAO PAULO
015 D010320 BRAZIL
015 E040320 X
015 A000321 UBS AG
015 B000321 S
015 C010321 ZURICH
015 D010321 SWITZERLAND
|
015 E040321 X
015 A000322 BANCO ITAU CHILE
015 B000322 S
015 C010322 SANTIAGO
015 D010322 CHILE
015 E040322 X
015 A000323 CITITRUST, S.A.
015 B000323 S
015 C010323 SANTAFE DE BOGOTA
015 D010323 COLUMBIA
015 E040323 X
015 A000324 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000324 S
015 C010324 ATHENS
015 D010324 GREECE
015 E040324 X
015 A000325 STANDARD CHARTERED BANK LTD
015 B000325 S
015 C010325 KWUN TONG
015 D010325 HONG KONG
015 E040325 X
015 A000326 UNICREDIT BANK HUNGARY ZRT.
015 B000326 S
015 C010326 BUDAPEST
015 D010326 HUNGARY
015 E040326 X
015 A000327 HONG KONG & SHANGHAI BANKING CORP
015 B000327 S
015 C010327 TOKYO
015 D010327 JAPAN
015 E040327 X
015 A000328 HONGKONG AND SHANGHAI BANKING CORP LTD
015 B000328 S
015 C010328 SEOUL
015 D010328 KOREA
015 E040328 X
015 A000329 BANCO NACIONAL DE MEXICO S.A.
015 B000329 S
015 C010329 SANTA FE
015 D010329 MEXICO
015 E040329 X
015 A000330 BANK HANDLOWY W WARSZAWIE S.A.
015 B000330 S
015 C010330 WARSAW
015 D010330 POLAND
015 E040330 X
015 A000331 CITIBANK N.A. SINGAPORE
015 B000331 S
015 C010331 SINGAPORE
015 D010331 SINGAPORE
015 E040331 X
|
015 A000332 STANDARD CHARTERED BANK
015 B000332 S
015 C010332 BANGKOK
015 D010332 THAILAND
015 E040332 X
015 A000333 CITIBANK, A.S.
015 B000333 S
015 C010333 INSTANBUL
015 D010333 TURKEY
015 E040333 X
015 A000334 DEUTSCHE BANK AG
015 B000334 S
015 C010334 MUBAI
015 D010334 INDIA
015 E040334 X
015 A000335 SAUDI BRITISH BANK
015 B000335 S
015 C010335 RIYADH
015 D010335 SAUDI ARABIA
015 E040335 X
015 A000336 HSBC BANK EGYPT
015 B000336 S
015 C010336 CAIRO
015 D010336 EGYPT
015 E040336 X
015 A000337 HONGKONG AND SHANGHAI BANKING CORP LTD
015 B000337 S
015 C010337 COLOMBO
015 D010337 SRI LANKA
015 E040337 X
015 A000338 BANK HAPOALIM B.M.
015 B000338 S
015 C010338 TEL AVIV
015 D010338 ISRAEL
015 E040338 X
015 A000339 HONGKONG & SHANGHAI BANKING CORP. LTD
015 B000339 S
015 C010339 HO CHI MINH
015 D010339 VIETNAM
015 E040339 X
024 000300 N
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025 D000308 0
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|
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034 000300 N
035 000300 0
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037 000300 N
038 000300 0
039 000300 N
040 000300 Y
041 000300 Y
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042 C000300 0
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042 E000300 0
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043 000300 94
044 000300 0
045 000300 Y
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047 000300 Y
048 000300 1.250
048 A010300 0
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|
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048 J010300 0
048 J020300 0.000
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048 K020300 0.000
049 000300 N
050 000300 N
051 000300 N
052 000300 N
053 A000300 Y
053 B000300 Y
053 C000300 N
066 A000300 Y
066 B000300 N
066 C000300 Y
066 D000300 N
066 E000300 N
066 F000300 N
066 G000300 N
067 000300 N
068 A000300 N
068 B000300 N
069 000300 N
070 A010300 Y
070 A020300 Y
070 B010300 Y
070 B020300 N
070 C010300 Y
070 C020300 N
070 D010300 N
070 D020300 N
070 E010300 N
070 E020300 N
070 F010300 N
070 F020300 N
070 G010300 N
|
070 G020300 N
070 H010300 N
070 H020300 N
070 I010300 N
070 I020300 N
070 J010300 Y
070 J020300 N
070 K010300 Y
070 K020300 Y
070 L010300 Y
070 L020300 Y
070 M010300 N
070 M020300 N
070 N010300 Y
070 N020300 Y
070 O010300 Y
070 O020300 N
070 P010300 Y
070 P020300 Y
070 Q010300 N
070 Q020300 N
070 R010300 N
070 R020300 N
071 A000300 153179
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|
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074 R030300 0
074 R040300 15667
074 S000300 0
074 T000300 613419
074 U010300 44628
074 U020300 3204
074 V010300 12.83
074 V020300 12.72
074 W000300 0.0000
074 X000300 49
074 Y000300 0
075 A000300 0
075 B000300 581238
076 000300 0.00
SIGNATURE DANI ENG
TITLE ASSISTANT SECRETARY
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General New York Municipal Money (NASDAQ:GNMXX)
Historical Stock Chart
From Jun 2024 to Jul 2024
General New York Municipal Money (NASDAQ:GNMXX)
Historical Stock Chart
From Jul 2023 to Jul 2024