Current Report Filing (8-k)
May 06 2020 - 9:45AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13
or
15(d) of the Securities
Exchange Act of 1934
Date of Report:
May 6, 2020
(Date of earliest event reported)
Firsthand Technology Value Fund,
Inc.
(Exact name of registrant as
specified in its charter)
Maryland
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814-00830
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27-3008946
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(State
or other
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(Commission
File
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(IRS
Employer
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jurisdiction
of
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Number)
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Identification
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incorporation)
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Number)
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150 Almaden Blvd.,
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95113
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Suite 1250 San Jose, CA
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(Zip
Code)
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(Address
of principal executive
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offices)
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(800) 976-8776
(Registrant's telephone number,
including area code)
Not Applicable
(Former Name or Former Address,
if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common stock, par value $0.001 per share
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SVVC
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The NASDAQ Global Select Market
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
[ ] Emerging growth
company
[ ] If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with
any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 8.01. Other Events
On May 6, 2020, Firsthand Technology Value Fund, Inc. issued a press release announcing that it has postponed its 2020 Annual
Meeting of Stockholders (the “Annual Meeting”), which was scheduled to be held at 2:00 PM, Pacific Time, on Wednesday,
May 13, 2020.
Santa Clara County, California, in conjunction with other local
counties, recently extended its COVID-19-related shelter-in-place order, which restricts non-essential business operations, through
May 31, 2020. The rescheduled Annual Meeting will be held on Thursday, July 2, at 2:00 p.m., Pacific Time, at the San Jose Marriott
hotel, 301 S. Market Street, San Jose, CA 95113.
As part of the Fund’s precautions regarding COVID-19, the
Fund reserves the right to convert the Annual Meeting from an in-person meeting to one that is held solely by means of remote communication. If
the Fund takes this step, the Fund will announce the decision to do so in advance, and details on how to participate will be set
forth in a press release issued by the Fund and available at www.firsthandtvf.com.
Item 9.01. Financial Statements and Exhibits
(a) Financial statements:
None
(b) Pro forma financial information:
None
(c) Shell company transactions:
None
(d) Exhibits
99.1 Press Release
dated May 6, 2020.
SIGNATURE
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 6, 2020
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FIRSTHAND TECHNOLOGY VALUE FUND, INC.
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By:
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/s/ Kevin Landis
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Kevin Landis
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President
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Exhibit Index
Exhibit No.
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Description
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99.1
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Press release dated May 6, 2020
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