Additional Proxy Soliciting Materials - Non-management (definitive) (dfan14a)
April 24 2020 - 6:55AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
SCHEDULE 14A
(RULE 14a-101)
INFORMATION
REQUIRED IN PROXY STATEMENT
SCHEDULE 14A
INFORMATION
PROXY STATEMENT
PURSUANT TO SECTION 14(a) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Filed
by the Registrant:
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Filed
by a Party other than the Registrant:
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x
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Check the appropriate box:
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Preliminary
Proxy Statement
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Confidential, for
Use of the Commission only (as permitted by Rule 14a-6(e)(2))
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Definitive Proxy
Statement
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Definitive Additional
Materials
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x
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Soliciting Material
Under Rule 14a-12
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Firsthand
Technology Value Fund, Inc.
(Name of Registrant
as Specified in its Charter)
Donald R Chambers
(Name
of Person(s) Filing Proxy Statement if Other Than the Registrant)
Payment of Filing Fee (Check the appropriate box)
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x
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No fee required.
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☐
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Fee computed on table below per Exchange Act
Rules 14a-6(i)(1) and 0-11.
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(1)
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Title of each class of securities to which transaction applies:
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(2)
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Aggregate number of securities to which transaction applies:
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(3)
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Per unit price or other underlying value of transaction computed
pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined):
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(4)
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Proposed maximum aggregate value of transaction:
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(5)
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Total fee paid:
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☐
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Fee paid previously with preliminary materials.
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☐
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Check box if any part of the fee is offset as
provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify
the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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(1)
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Amount Previously Paid:
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(2)
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Form, Schedule or Registration Statement No.:
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(3)
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Filing Party:
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(4)
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Date Filed:
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On April 15, 2020, Donald R Chambers
and its affiliates issued a press release announcing intent to present a stockholder proposal at Firsthand Technology Value Fund’s
2020 Annual Meeting of Stockholders.
A copy of the press release is filed
herewith as Exhibit A.
Exhibit A
Firsthand Technology Value (NASDAQ:SVVC)
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From Jun 2024 to Jul 2024
Firsthand Technology Value (NASDAQ:SVVC)
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From Jul 2023 to Jul 2024