|
(4)
|
The 23,817,060 ordinary shares of the Issuer beneficially owned by S. Donald Sussman consist of (i) 15,097,460 ordinary shares in the form of American Depositary Shares, each representing 20 ordinary shares, directly held by Mr. Sussman, (ii) 4,289,460 ordinary shares in the form of American Depositary Shares, each representing 20 ordinary shares, held by a grantor retained annuity trust (the “
GRAT
”), of which Mr. Sussman is a co-trustee, (iii) 4,292,420 ordinary shares in the form of American Depositary Shares, each representing 20 ordinary shares, held by Caremi Partners Ltd. (“
Caremi
”), of which Mr. Sussman is the sole shareholder, and (iv) 137,720 ordinary shares in the form of American Depositary Shares, each representing 20 ordinary shares, directly held by CIF. On May 27, 2010, Mr. Sussman received a distribution of 7,864,840 ordinary shares, in the form of American Depositary Shares, from CIF. On June 24, 2010, Caremi received a distribution of 4,292,420 ordinary shares, in the form of American Depositary Shares, from CIF. On August 30, 2010, Mr. Sussman received 1,978,380 ordinary shares, in the form of American Depositary Shares, from the GRAT. On September 28, 2010, Mr. Sussman received a distribution of 3,542,980 ordinary shares, in the form of American Depositary Shares, from New China Management Corp. Mr. Sussman owns 50% of the total outstanding shares of NCIM. Pursuant to Section 13(d) of the Exchange Act and the rules promulgated thereunder, Mr. Sussman may be deemed to beneficially own all of the ordinary shares of the issuer held by CIF, the GRAT and Caremi. Mr. Sussman disclaims beneficial ownership of all of the ordinary shares of the issuer held by CIF except to the extent of his pecuniary interest therein.
|