Current Report Filing (8-k)
November 20 2019 - 6:34AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported)
November 20, 2019
electroCore,
Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-38538
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20-3454976
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(State or other jurisdiction of
incorporation or organization)
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(Commission
File Number)
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(I.R.S. Employer
Identification Number)
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150 Allen Road, Suite 201
Basking Ridge, NJ 07920
(Address of principal executive offices and zip code)
(973) 290-0097
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
symbol(s)
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Name of each exchange
on which registered
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Common Stock, Par Value $0.001 Per Share
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ECOR
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NASDAQ Global Select Stock Market
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☒
Item 7.01.
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Regulation FD Disclosure.
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On November 21, 2019, electroCore, Inc. (the Company) will present a company overview at Canaccord Genuitys 2019 Medical
Technologies and Diagnostics Forum (the Forum). A copy of the presentation (the Presentation) is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is
incorporated herein by reference. Executives of the Company also plan to hold meetings with various investors, potential investors and analysts in meetings prior to and following the Forum, and plan to present the information contained in the
Presentation.
The furnishing of the Presentation is not an admission as to the materiality of any information contained therein. The information
contained in the Presentation is summary information that is intended to be considered in the context of more complete information included in the Companys filings with the Securities and Exchange Commission and other public announcements that
the Company has made and may make from time to time by press release or otherwise.
Pursuant to General Instruction B.2 of Form 8-K, the information in this Item 7.01 of this Current Report on Form 8-K and Exhibit 99.1 attached hereto are being furnished and shall not be deemed filed for
purposes of Section 18 of the Securities Act of 1934, as amended (the Exchange Act), or otherwise subject to the liabilities of that Section, nor is it to be incorporated by reference in any filing under the Securities Act of
1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing, except as shall be expressly set forth by specific reference in any such filing.
Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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electroCore, Inc.
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November 20, 2019
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/s/ Brian Posner
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Brian Posner
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Chief Financial Officer
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electroCore (NASDAQ:ECOR)
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