Statement of Changes in Beneficial Ownership (4)
March 04 2020 - 6:43PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
FOLETTA MARK G |
2. Issuer Name and Ticker or Trading Symbol
DEXCOM INC
[
DXCM
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
6340 SEQUENCE DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/3/2020 |
(Street)
SAN DIEGO, CA 92121
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 3/3/2020 | | S | | 107 (1) | D | $270.6262 (2) | 14040 | I | by Trust (3) |
Common Stock | 3/3/2020 | | S | | 152 (1) | D | $271.5393 (4) | 13888 | I | by Trust (3) |
Common Stock | 3/3/2020 | | S | | 81 (1) | D | $272.82 | 13807 | I | by Trust (3) |
Common Stock | 3/3/2020 | | S | | 155 (1) | D | $274.8834 (5) | 13652 | I | by Trust (3) |
Common Stock | 3/3/2020 | | S | | 114 (1) | D | $275.5611 (6) | 13538 | I | by Trust (3) |
Common Stock | 3/3/2020 | | S | | 64 (1) | D | $277.4814 (7) | 13474 | I | by Trust (3) |
Common Stock | 3/3/2020 | | S | | 31 (1) | D | $279.599 (8) | 13443 | I | by Trust (3) |
Common Stock | 3/3/2020 | | S | | 53 (1) | D | $281.605 | 13390 | I | by Trust (3) |
Common Stock | 3/3/2020 | | S | | 84 (1) | D | $282.77 | 13306 | I | by Trust (3) |
Common Stock | 3/3/2020 | | S | | 75 (1) | D | $285.4808 (9) | 13231 | I | by Trust (3) |
Common Stock | 3/3/2020 | | S | | 84 (1) | D | $288.26 | 13147 | I | by Trust (3) |
Common Stock | | | | | | | | 3055 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On August 30, 2019, Mr. Foletta adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Foletta. The shares set forth above were sold pursuant to the 10b5-1 Plan. |
(2) | This transaction was executed in multiple trades at prices ranging from $270.04 to $271.02. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
(3) | Shares are held by the Mark G. and Mary E. Foletta, TTEE's for the Foletta Family Trust DTD 1/30/15, with respect to which the reporting person is a trustee. |
(4) | This transaction was executed in multiple trades at prices ranging from $271.37 to $271.68. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
(5) | This transaction was executed in multiple trades at prices ranging from $274.195 to $275.185. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
(6) | This transaction was executed in multiple trades at prices ranging from $275.385 to $275.66. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
(7) | This transaction was executed in multiple trades at prices ranging from $276.70 to $277.62. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
(8) | This transaction was executed in multiple trades at prices ranging from $278.985 to $279.935. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
(9) | This transaction was executed in multiple trades at prices ranging from $285.445 to $286.34. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
FOLETTA MARK G 6340 SEQUENCE DRIVE SAN DIEGO, CA 92121 | X |
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Signatures
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By: Jereme Sylvain For: Mark G Foletta | | 3/4/2020 |
**Signature of Reporting Person | Date |
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