Current Report Filing (8-k)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 17, 2021

CHROMADEX CORPORATION

(Exact name of registrant as specified in its charter)

Delaware

001-37752

26-2940963

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer Identification No.)

10900 Wilshire Blvd. Suite 600, Los Angeles, California 90024

(Address of principal executive offices, including zip code)

(310) 388-6706

(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.001 per share	CDXC	The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07 Submission of Matters to a Vote of Security Holders.

Set forth below are the results of the matters submitted for a vote of stockholders at the Company’s 2021 Annual Meeting of Stockholders held on June 17, 2021.

Proposal 1 — Election of directors.

The following directors were elected to serve until the Company’s 2022 Annual Meeting of Stockholders and until his or her successor is elected, or, if sooner, until such director’s death, resignation or removal.



Director Elected	For	Withheld	Broker Non-Votes
Frank L. Jaksch Jr.	35,787,527	124,648	10,562,673
Stephen Block	33,303,897	2,608,278	10,562,673
Jeff Baxter	33,322,178	2,589,997	10,562,673
Robert Fried	35,544,953	367,222	10,562,673
Kurt Gustafson	31,008,788	4,903,387	10,562,673
Steven Rubin	28,954,756	6,957,419	10,562,673
Wendy Yu	35,789,761	122,414	10,562,673
Tony Lau	35,776,526	135,649	10,562,673

Proposal 2 — Ratification of the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.


For	Against	Abstain	Broker Non-Votes
46,063,914	391,842	19,092	—

Proposal 3 — Approval, on an advisory basis, of the compensation paid to the Company’s named executive officers.


For	Against	Abstain	Broker Non-Votes
35,256,419	492,856	162,900	10,562,673

Proposal 4 — Indication, on an advisory basis, of the preferred frequency of stockholder advisory votes on the compensation of the Company’s named executive officers.


One Year	Two Years	Three Years	Abstain	Broker Non-Votes
35,427,402	98,863	109,140	276,770	10,562,673

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.