0001386570FALSE00013865702021-06-172021-06-17
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 17, 2021

CHROMADEX CORPORATION
(Exact name of registrant as specified in its charter)

Delaware 001-37752 26-2940963
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

10900 Wilshire Blvd. Suite 600, Los Angeles, California 90024
(Address of principal executive offices, including zip code)

(310) 388-6706
(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.001 per share
CDXC
The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Item 5.07    Submission of Matters to a Vote of Security Holders.

Set forth below are the results of the matters submitted for a vote of stockholders at the Company’s 2021 Annual Meeting of Stockholders held on June 17, 2021.


Proposal 1 — Election of directors.

The following directors were elected to serve until the Company’s 2022 Annual Meeting of Stockholders and until his or her successor is elected, or, if sooner, until such director’s death, resignation or removal.
Director Elected For Withheld Broker Non-Votes
Frank L. Jaksch Jr. 35,787,527 124,648 10,562,673
Stephen Block 33,303,897 2,608,278 10,562,673
Jeff Baxter 33,322,178 2,589,997 10,562,673
Robert Fried 35,544,953 367,222 10,562,673
Kurt Gustafson 31,008,788 4,903,387 10,562,673
Steven Rubin 28,954,756 6,957,419 10,562,673
Wendy Yu 35,789,761 122,414 10,562,673
Tony Lau 35,776,526 135,649 10,562,673


Proposal 2 — Ratification of the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.

For Against Abstain Broker Non-Votes
46,063,914 391,842 19,092


Proposal 3 — Approval, on an advisory basis, of the compensation paid to the Company’s named executive officers.

For Against Abstain Broker Non-Votes
35,256,419 492,856 162,900 10,562,673


Proposal 4 — Indication, on an advisory basis, of the preferred frequency of stockholder advisory votes on the compensation of the Company’s named executive officers.

One Year Two Years Three Years Abstain Broker Non-Votes
35,427,402 98,863 109,140 276,770 10,562,673



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CHROMADEX CORPORATION
Dated: June 22, 2021 By:  /s/ Kevin M. Farr
Name: Kevin M. Farr
Chief Financial Officer

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