Statement of Changes in Beneficial Ownership (4)
December 17 2019 - 1:27PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
LAUKIEN FRANK H |
2. Issuer Name and Ticker or Trading Symbol
BRUKER CORP
[
BRKR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO, President |
(Last)
(First)
(Middle)
C/O BRUKER CORPORATION, 40 MANNING ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/16/2019 |
(Street)
BILLERICA, MA 01821
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/16/2019 | | A | | 12631 (1) | A | $0 | 38090033 | D | |
Common Stock | 12/16/2019 | | G(2) |
V
| 48908 | D | $0 | 38041125 | D | |
Common Stock | | | | | | | | 1046499 (3) | I | By Former Spouse |
Common Stock | | | | | | | | 1042 (3) | I | By Spouse |
Common Stock | | | | | | | | 344007 (3) | I | By Son |
Common Stock | | | | | | | | 343527 | I | By Daughter |
Common Stock | | | | | | | | 201702 | I | As UTMA custodian for son |
Common Stock | | | | | | | | 71728 | I | As UTMA custodian for son |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares are represented by restricted stock units. Shares of restricted common stock vest in four approximately equal annual installments on the anniversary of the grant date commencing December 16, 2020. |
(2) | The reported transaction involved a gift transfer to reporting person as custodian for minor son under Uniform Trust for Minors Act. |
(3) | The reporting person disclaims beneficial ownership of 1,046,499 shares held by the reporting person's former spouse, 1,042 shares held by the reporting person's spouse, 7,400 shares held by the reporting person's adult son and 6,920 shares held by the reporting person's adult daughter, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
LAUKIEN FRANK H C/O BRUKER CORPORATION 40 MANNING ROAD BILLERICA, MA 01821 | X | X | CEO, President |
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Signatures
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/s/Michael Rich, Attorney-in-Fact | | 12/17/2019 |
**Signature of Reporting Person | Date |
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