Current Report Filing (8-k)
February 03 2021 - 9:23AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February
2, 2021
AKERNA CORP.
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(Exact name of registrant as specified in its charter)
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Delaware
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001-39096
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83-2242651
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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1550 Larimer Street, #246, Denver, Colorado
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80202
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including
area code: (888) 932-6537
Not Applicable
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(Former name or former address, if changed since last report)
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Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered
pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.0001 per share
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KERN
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NASDAQ Capital Market
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Warrants to purchase one share of Common Stock
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KERNW
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NASDAQ Capital Market
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Indicate by check mark
whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☒
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On February 2, 2021, Akerna
Corp. (the “Company”) and all the holders (the “Holders”) of its outstanding senior secured convertible
notes issued on June 9, 2020 (the “Notes”), agreed, in connection with the Company’s installment notice for the
February 1, 2021 installment amount, to increase the installment amount for February 1, 2021, in the aggregate, by $4,400,000 (the
“Increased Installment Amount”), and the Holders have elected to defer the Increased Installment Amount from February
1, 2021 to March 1, 2021, with the Increased Installment Amount and such deferral being effective as of January 31, 2021.
As previously disclosed in the Company’s
Current Report on Form 8-K filed with the Commission on December 23, 2020, pursuant to the waiver between the Company and the Holders,
dated December 23, 2020, the Company and the Holders agreed that the Company could waive the installment scheduled principal amount
for any installment date by setting forth in the installment notice for that installment date an installment amount greater than
the installment scheduled principal amount due and payable on the next installment date.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
hereunto duly authorized.
Dated: February 3, 2021
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AKERNA CORP.
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By:
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/s/ Jessica Billingsley
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Name: Jessica Billingsley
Title: Chief Executive Officer
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