Statement of Changes in Beneficial Ownership (4)
April 01 2021 - 7:07PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Alegre Daniel |
2. Issuer Name and Ticker or Trading Symbol
Activision Blizzard, Inc.
[
ATVI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and COO |
(Last)
(First)
(Middle)
C/O ACTIVISION BLIZZARD, INC., 3100 OCEAN PARK BOULEVARD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/30/2021 |
(Street)
SANTA MONICA, CA 90405
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, par value $0.000001 per share | 3/30/2021 | | F | | 21361 (1) | D | $92.66 | 405924 | D | |
Common Stock, par value $0.000001 per share | 3/30/2021 | | F | | 12222 (2) | D | $92.66 | 381873 (3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On March 30, 2021, 43,083 performance-vesting restricted stock units held by Mr. Alegre vested. Pursuant to the terms of his restricted stock unit award agreement, the Company withheld 21,361 of the shares otherwise deliverable to him in order to satisfy the resulting tax withholding obligations. Mr. Alegre exceeded the target performance for this award. However, 36,717 restricted stock units previously reported at maximum did not vest. |
(2) | On March 30, 2021, 24,651 performance-vesting restricted stock units held by Mr. Alegre vested. Pursuant to the terms of his restricted stock unit award agreement, the Company withheld 12,222 of the shares otherwise deliverable to him in order to satisfy the resulting tax withholding obligations. Mr. Alegre exceeded the target performance for this award. However, 11,829 restricted stock units previously reported at maximum did not vest. |
(3) | Following the transactions reported on this Form 4, Mr. Alegre held (a) 36,285 shares of the Company's common stock and (b) 345,588 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock. The number of performance-vesting restricted stock units assumes, as previously disclosed, maximum performance for grants prior to November 2, 2020 and assumes target performance for any awards thereafter. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Alegre Daniel C/O ACTIVISION BLIZZARD, INC. 3100 OCEAN PARK BOULEVARD SANTA MONICA, CA 90405 |
|
| President and COO |
|
Signatures
|
/s/ Daniel Alegre | | 4/1/2021 |
**Signature of Reporting Person | Date |
Activision Blizzard (NASDAQ:ATVI)
Historical Stock Chart
From Aug 2024 to Sep 2024
Activision Blizzard (NASDAQ:ATVI)
Historical Stock Chart
From Sep 2023 to Sep 2024