UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
 
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): April 7, 2021.
 
SOLITARIO ZINC CORP.
(Exact name of registrant as specified in its charter)
 
 Colorado
 001-32978
 84-1285791
 (State or other jurisdiction ofincorporation or organization)
 (Commission File Number)
 (I.R.S. Employer Identification No.)
 
4251 Kipling Street, Suite 390
 
 
Wheat Ridge, CO 80033
 
 
(Address of principal executive offices)
 
Registrant’s telephone number, including area code: (303) 534-1030
 
Not Applicable
 
 
(Former name or former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
 
Title of Each Class
Trading Symbol
Name of each exchange on which registered
 
 
 
Common Stock, $0.01 par value
XPL
NYSE American
 
 
 
 
Indicate by checkmark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company    ☐
 
 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.    ☐
 
 

 
 
 
 
Item 7.01
Regulation FD Disclosure.
 
On April 7, 2021, Solitario Zinc Corp. (“Solitario”) issued a press release announcing the filing of a technical report for its Florida Canyon zinc project located in Peru. A copy of the press release is attached to this report as Exhibit 99.1. The complete copy of the report is available on Sedar under Solitario’s profile.
 
The information furnished under this Item 7.01, including the exhibits, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by reference to such filing.
 
Item 9.01
Financial Statements and Exhibits.
 
(d)                            
Exhibits. The following exhibit is furnished with this report:
 
Press release dated April 7, 2021.
 
Cautionary Note to U.S. Investors concerning Estimates of Measured, Indicated and Inferred Resources
 
The press release furnished herewith has been prepared in accordance with the requirements of the securities laws in effect in Canada, which differ from the requirements of United States securities laws. Canadian reporting requirements for disclosure of mineral properties are governed by the Canadian Securities Administrators’ National Instrument 43-101 Standards of Disclosure for Mineral Projects. For this reason, information contained in the press release containing descriptions of the Company’s mineral deposits may not be comparable to similar information made public by United States companies subject to the reporting and disclosure requirements under the United States federal securities laws and the rules and regulations thereunder.
 
Cautionary Statement Regarding Forward-Looking Statements
 
With the exception of historical matters, the matters discussed in the press release include forward-looking statements within the meaning of applicable securities laws that involve risks and uncertainties that could cause actual results to differ materially from projections or estimates contained therein. Factors that could cause actual results to differ materially from projections or estimates include, among others, metal prices, economic and market conditions, operating costs, and receipt of working capital, as well as other factors described in our Annual Report on Form 10-K for the year ended December 31, 2020, and other filings with the United States Securities and Exchange Commission. Most of these factors are beyond Solitario’s ability to predict or control. Solitario disclaims any obligation to update any forward-looking statement made in the press release, whether as a result of new information, future events, or otherwise. Readers are cautioned not to put undue reliance on forward-looking statements.
 
 
 
 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
Solitario Zinc Corp.
 
 
 
 
 
Date: April 7, 2021
By:  
/s/ James R. Maronick  
 
 
 
James R. Maronick
 
 
 
Chief Financial Officer