Current Report Filing (8-k)
March 17 2021 - 5:13PM
Edgar (US Regulatory)
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2021-03-16
2021-03-16
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): March 16, 2021
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RING ENERGY, INC.
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(Exact
name of registrant as specified in its charter)
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Nevada
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001-36057
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90-0406406
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(State or Other Jurisdiction
of
Incorporation or Organization)
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(Commission File Number)
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(I.R.S. Employer
Identification No.)
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1725 Hughes Landing Blvd. Suite 900
The Woodlands, TX
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77380
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(Address
of Principal Executive Offices)
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(Zip Code)
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Registrant’s Telephone Number,
including Area Code: (281) 397-3699
Not Applicable.
(Former name or former address, if changed
since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instructions A.2. below):
¨
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Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol
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Name
of each exchange on which registered
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Common Stock, $0.001 par value
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REI
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NYSE American
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant Section 13(a) of the Exchange Act. ¨
Item 2.02
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Results
of Operations and Financial Condition
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On
March 16, 2021, Ring Energy, Inc. (the “Company”) issued a press release announcing its fourth quarter and
twelve-month 2020 financial and operational results. The press release is furnished as Exhibit 99.1 to this Current Report on
Form 8-K.
Item 7.01
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Regulation
FD Disclosure
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The
information set forth under Item 2.02 of this Current Report on Form 8-K is hereby incorporated in Item 7.01 by reference.
The
information in Item 2.02 and Item 7.01 of this Current Report on Form 8-K, including the attached Exhibit 99.1, is being furnished
pursuant to Item 2.02 and Item 7.01 and shall not be deemed to be “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and
shall not be deemed to be incorporated by reference into any of the Company’s filings under the Securities Act of 1933,
as amended, or the Exchange Act, whether made before or after the date hereof and regardless of any general incorporation language
in such filings, except to the extent expressly set forth by specific reference in such a filing.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly
authorized.
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RING ENERGY, INC.
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(Registrant)
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Date: March 17, 2021
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By:
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/s/ William R. Broaddrick
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William R. Broaddrick
Chief Financial Officer
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Ring Energy (AMEX:REI)
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