SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Warwick Royalty & Mineral Master Fund LP

(Last) (First) (Middle)
C/O WARWICK CAPITAL PARTNERS LLP
86 DUKE OF YORK SQUARE, 3RD FLOOR

(Street)
LONDON X0 SW3 4LY

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Viper Energy, Inc. [ VNOM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/16/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/16/2023 S 9,018,760 D $28.7(1) 0 I See Footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Warwick Royalty & Mineral Master Fund LP

(Last) (First) (Middle)
C/O WARWICK CAPITAL PARTNERS LLP
86 DUKE OF YORK SQUARE, 3RD FLOOR

(Street)
LONDON X0 SW3 4LY

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Mattera Alfredo

(Last) (First) (Middle)
86 DUKE OF YORK SQUARE, 3RD FLOOR

(Street)
LONDON X0 SW3 4LY

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Burgess Ian

(Last) (First) (Middle)
86 DUKE OF YORK SQUARE, 3RD FLOOR

(Street)
LONDON X0 SW3 4LY

(City) (State) (Zip)
Explanation of Responses:
1. This amount represents a public offering price of $29.25 per share of Class A Common Stock less an underwriting discount of $0.55 per share for shares sold in an underwritten public offering.
2. Before the reported disposition, the reported securities were held directly by Warwick Royalty and Mineral Master Fund LP ("Master Fund"). Warwick Royalty and Mineral Fund GP Limited ("Fund GP") is the general partner of Master Fund. Alfredo Mattera and Ian Burgess share the power to make voting and investment decisions with regard to Fund GP. As such, each of Messrs. Mattera and Burgess may have been deemed to beneficially own the reported securities.
Warwick Royalty and Mineral Master Fund LP, By: Warwick Royalty and Mineral Fund GP Limited, Its: General Partner By: /s/ Ralph Woodford, Director 11/20/2023
/s/ Alfredo Mattera 11/20/2023
/s/ Ian Burgess 11/20/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Viper Energy (NASDAQ:VNOM)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Viper Energy Charts.
Viper Energy (NASDAQ:VNOM)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Viper Energy Charts.