Current Report Filing (8-k)
May 17 2021 - 4:47PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF
1934
Date of
Report (Date of Earliest Event Reported): May 17, 2021
PEDEVCO CORP.
(Exact name of registrant as specified in its charter)
Texas
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001-35922
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22-3755993
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(State or other jurisdiction
of incorporation
or
organization)
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(Commission file number)
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(IRS Employer Identification No.)
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575 N. Dairy Ashford, Suite 210
Houston, Texas 77079
(Address of principal executive offices)
(713) 221-1768
(Registrant’s telephone number)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
[
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Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
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[
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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[
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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[
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.001 par value per share
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PED
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NYSE American
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this
chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 2.02 Results of
Operations and Financial Condition.
On May
17, 2021, PEDEVCO Corp. (the “Company”) issued a press release announcing certain
quarter-ended March 31, 2021 results. A copy of the press release
is furnished as Exhibit 99.1
to this Form 8-K.
The information contained in this Current Report
(and included as exhibits hereto) shall not be deemed
“filed”
for purposes of Section 18 of the Securities Exchange Act of 1934,
as amended (the “Exchange
Act”), or incorporated by
reference in any filing under the Securities Act of 1933, as
amended, or the Exchange Act, except as shall be expressly set
forth by specific reference in such a filing.
The press release furnished
as Exhibit
99.1, to this Current Report on
Form 8-K, contains forward-looking statements within the safe
harbor provisions under The Private Securities Litigation Reform
Act of 1995, and, as such, may involve known and unknown risks,
uncertainties and assumptions. These forward-looking statements
relate to the Company’s current expectations and are subject
to the limitations and qualifications set forth in the press
release as well as in the Company’s other filings with the
Securities and Exchange Commission, including, without limitation,
that actual events and/or results may differ materially from those
projected in such forward-looking statements. These statements also
involve known and unknown risks, which may cause the results of the
Company and its subsidiaries to be materially different than those
expressed or implied in such statements. Accordingly, readers
should not place undue reliance on any forward-looking statements.
Forward-looking statements may include comments as to the
Company’s beliefs and expectations as to future financial
performance, events and trends affecting its business and are
necessarily subject to uncertainties, many of which are outside the
Company’s control. More information on potential factors that
could affect the Company’s financial results is included from
time to time in the “Forward-Looking
Statements,”
“Risk
Factors” and
“Management’s
Discussion and Analysis of Financial Condition and Results of
Operations” sections of
the Company’s periodic and current filings with the SEC,
including the Form 10-Qs and Form 10-Ks, filed with the SEC and
available at www.sec.gov and the Company’s website
at https://www.PEDEVCO.com/ped/sec_filings,
and specifically including the Company’s Quarterly Report on
Form 10-Q for the quarter ended March 31, 2021. Forward-looking
statements speak only as of the date they are made. The Company
undertakes no obligation to publicly update or revise any
forward-looking statements, whether as a result of new information,
future events or otherwise that occur after that date, except as
otherwise provided by law.
Item 9.01. Financial Statements
and Exhibits.
(d) Exhibits.
Exhibit No.
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Description
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Press
Release dated May 17, 2021
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*
Furnished herewith.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
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PEDEVCO
CORP.
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Date: May
17, 2021
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By:
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/s/
Simon G. Kukes
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Simon G. Kukes
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Chief
Executive Officer
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