Statement of Changes in Beneficial Ownership (4)
December 30 2019 - 4:50PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MARKEL ANTHONY F |
2. Issuer Name and Ticker or Trading Symbol
MARKEL CORP
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MKL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Vice Chairman |
(Last)
(First)
(Middle)
C/O MARKEL CORPORATION, 4521 HIGHWOODS PARKWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/5/2019 |
(Street)
GLEN ALLEN, VA 23060
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 11/5/2019 | | G |
V
| 1219 | D | $0 | 36489 (1) | I | By Trust (2) |
Common Stock | 11/18/2019 | | G(3) |
V
| 500 | D | $0 | 32364 (1) | D | |
Common Stock | 11/18/2019 | | G(3) |
V
| 500 | A | $0 | 1720 | I | By Spouse (4) |
Common Stock | | | | | | | | 6220 | I | As Trustee (5) |
Common Stock | | | | | | | | 3366 | I | As Trustee (6) |
Common Stock | | | | | | | | 2850 | I | As Trustee (6) |
Common Stock | | | | | | | | 2443 | I | By Trust (7) |
Common Stock | | | | | | | | 2358 | I | As Trustee (8) |
Common Stock | | | | | | | | 1961 | I | As Trustee (6) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The total reported for Grantor Retained Annuity Trusts (as well as the direct holding balance of Mr. Markel) also reflects the distribution of 4,513 shares from Grantor Retained Annuity Trusts to Mr. Markel and the contribution of 5,000 shares from Mr. Markel to Grantor Retained Annuity Trusts. |
(2) | Mr. Markel is a Trustee and partial beneficiary of several Grantor Retained Annuity Trusts. The total reported represents the aggregate of the trusts. |
(3) | This transaction involved a gift of securities by Mr. Markel to his spouse. |
(4) | Beneficial ownership of securities is expressly disclaimed. |
(5) | Mr. Markel is the Trustee under trusts for the benefit of himself and his children. |
(6) | Mr. Markel is a Trustee of irrevocable trusts for the benefit of his children. Beneficial ownership of securities is expressly disclaimed. |
(7) | Mr. Markel is a Trustee of trusts for the benefit of his children and their descendants and in which Mr. Markel retains a partial interest. Mr. Markel disclaims beneficial ownership of the shares held in the trusts except to the extent of his partial interest. |
(8) | Mr. Markel is the Trustee under a charitable lead unitrust in which his children have remainder interests. Beneficial ownership of securities is expressly disclaimed. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MARKEL ANTHONY F C/O MARKEL CORPORATION 4521 HIGHWOODS PARKWAY GLEN ALLEN, VA 23060 | X |
| Vice Chairman |
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Signatures
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/s/ Brian D. Sorkin, Attorney-in-fact for Anthony F. Markel | | 12/30/2019 |
**Signature of Reporting Person | Date |
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