Statement of Changes in Beneficial Ownership (4)
October 22 2018 - 6:07PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
ZANDER EDWARD J
|
2. Issuer Name
and
Ticker or Trading Symbol
Seagate Technology plc
[
STX
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
SEAGATE TECHNOLOGY PLC, 10200 S. DE ANZA BOULEVARD
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/18/2018
|
(Street)
CUPERTINO, CA 95014
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Ordinary Shares
|
10/18/2018
|
|
M
|
|
8094
|
A
|
$0
|
8094
|
D
|
|
Ordinary Shares
|
10/18/2018
|
|
F
|
|
2914
(1)
|
D
|
$43.76
|
42795
(2)
|
I
|
The Edward and Mona Zander Trust dtd 4/19/93
|
Ordinary Shares
|
|
|
|
|
|
|
|
16698
|
I
|
Zanadu Capital Partners, L.P.
(3)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Restricted Share Unit
|
$0.0
|
10/18/2018
|
|
M
|
|
|
8094
|
(4)
|
(4)
|
Ordinary Shares
|
8094.0
|
$0
|
0
|
D
|
|
Explanation of Responses:
|
(1)
|
These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of Restricted Share Units ("RSUs").
|
(2)
|
On October 19, 2018, the Reporting Person transferred 5,180 Ordinary Shares previously owned directly (8,094 Ordinary Shares vested on October 18, 2018 minus 2,914 Ordinary Shares withheld to cover tax liabilities) to The Edward and Mona Zander Trust dtd 4/19/93.
|
(3)
|
These shares are held by Zanadu Capital Partners, L.P. (the "Partnership"), and the number reported reflects the aggregate number of shares held by the Partnership. The Reporting Person is a general partner of the Partnership. The Reporting Person disclaims beneficial ownership in the shares held by the Partnership except to the extent of his pecuniary interest therein.
|
(4)
|
Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. This award vested one year from the date of grant.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
ZANDER EDWARD J
SEAGATE TECHNOLOGY PLC
10200 S. DE ANZA BOULEVARD
CUPERTINO, CA 95014
|
X
|
|
|
|
Signatures
|
/s/ Jolene A. Mendelsohn Attorney-in-Fact for Edward J. Zander
|
|
10/22/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Seagate Technology (NASDAQ:STX)
Historical Stock Chart
From Aug 2024 to Sep 2024
Seagate Technology (NASDAQ:STX)
Historical Stock Chart
From Sep 2023 to Sep 2024