Initial Statement of Beneficial Ownership (3)
May 22 2018 - 3:46PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
LONG LARA THRUSH
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2. Date of Event Requiring Statement (MM/DD/YYYY)
5/15/2018
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3. Issuer Name
and
Ticker or Trading Symbol
AGCO CORP /DE [AGCO]
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(Last)
(First)
(Middle)
AGCO CORPORATION, 4205 RIVER GREEN PARKWAY
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
VP, Chief Accounting Officer /
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(Street)
DULUTH, GA 30096
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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297
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D
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Common Stock
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204
(1)
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D
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Common Stock
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272
(2)
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D
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Common Stock
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714
(3)
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D
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Common Stock
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1673
(4)
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D
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Common Stock
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868
(5)
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D
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Common Stock
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2805
(6)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Appreciation Right
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(7)
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1/21/2022
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Common Stock
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500
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$43.88
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D
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Stock Appreciation Right
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(8)
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1/26/2023
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Common Stock
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900
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$46.58
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D
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Stock Appreciation Right
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(9)
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1/24/2024
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Common Stock
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1700
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$63.47
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D
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Explanation of Responses:
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(1)
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The reporting person was awarded restricted stock units that will vest on January 26, 2019. Each restricted stock unit represents the contingent right to receive one share of common stock.
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(2)
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The reporting person was awarded restricted stock units that will vest in two equal annual installments beginning on January 24, 2019. Each restricted stock unit represents the contingent right to receive one share of common stock.
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(3)
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The reporting person was awarded restricted stock units that will vest in three equal annual installments beginning on January 23, 2019. Each restricted stock unit represents the contingent right to receive one share of common stock.
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(4)
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Represents the minimum number of shares that will be issued to the reporting person upon the completion of the 2016-2018 performance cycle based upon partial satisfaction of vesting criteria for a performance based award.
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(5)
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Represents the minimum number of shares that will be issued to the reporting person upon the completion of the 2017-2019 performance cycle based upon partial satisfaction of vesting criteria for a performance based award.
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(6)
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Upon the achievement of performance criteria, the reporting person was awarded restricted stock units that will vest on December 31, 2018. Each restricted stock unit represents the contingent right to receive one share of common stock.
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(7)
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Exercisable in one installment beginning January 21, 2019.
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(8)
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Exercisable in two equal annual installments beginning January 26, 2019.
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(9)
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Exercisable in four equal annual installments beginning January 24, 2018.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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LONG LARA THRUSH
AGCO CORPORATION
4205 RIVER GREEN PARKWAY
DULUTH, GA 30096
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VP, Chief Accounting Officer
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Signatures
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Lynnette D. Schoenfeld
Attorney-in-fact
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5/22/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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