Statement of Changes in Beneficial Ownership (4)
February 14 2018 - 6:30PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
JAB Cosmetics B.V.
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2. Issuer Name
and
Ticker or Trading Symbol
COTY INC.
[
COTY
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
OOSTERDOKSSTRAAT 80,
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3. Date of Earliest Transaction
(MM/DD/YYYY)
2/12/2018
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(Street)
AMSTERDAM, P7 NL 1011 DK
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock, par value $0.01 per share
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2/12/2018
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P
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1550000
(1)
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A
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$20.2699
(2)
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287558041
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D
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Class A Common Stock, par value $0.01 per share
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2/13/2018
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P
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1350000
(1)
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A
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$20.5968
(3)
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288908041
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D
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Class A Common Stock, par value $0.01 per share
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2/14/2018
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P
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828075
(1)
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A
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$20.9471
(4)
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289736116
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D
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Class A Common Stock, par value $0.01 per share
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2/14/2018
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P
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371925
(1)
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A
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$21.2555
(5)
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290108041
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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Purchases made in open market transactions in accordance with Rule 10b-18 of the Securities Exchange Act of 1934, as amended.
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(2)
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The shares were purchased in multiple transactions on February 12, 2018 at actual purchase prices ranging from $19.99 to $20.58 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The Reporting Persons undertake to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
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(3)
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The shares were purchased in multiple transactions on February 13, 2018 at actual purchase prices ranging from $20.31 to $20.72 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The Reporting Persons undertake to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
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(4)
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The shares were purchased in multiple transactions on February 14, 2018 at actual purchase prices ranging from $20.22 to $21.21 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The Reporting Persons undertake to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
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(5)
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The shares were purchased in multiple transactions on February 14, 2018 at actual purchase prices ranging from $21.215 to $21.34 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The Reporting Persons undertake to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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JAB Cosmetics B.V.
OOSTERDOKSSTRAAT 80
AMSTERDAM, P7 NL 1011 DK
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X
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Agnaten SE
ROOSEVELTPLATZ 4-5
TOP 10
VIENNA, C4 A-1090
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X
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Lucresca SE
ROOSEVELTPLATZ 4-5
TOP 10
VIENNA, C4 A-1090
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X
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JAB Holdings B.V.
OOSTERDOKSSTRAAT 80
AMSTERDAM, P7 NL 1011 DK
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X
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Signatures
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/s/ Joachim Creus and /s/ Markus Hopmann as Managing Directors
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2/14/2018
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**
Signature of Reporting Person
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Date
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/s/ Joachim Creus and /s/ Markus Hopmann as Authorized Representatives
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2/14/2018
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**
Signature of Reporting Person
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Date
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/s/ Constantin Thun-Hohenstein and /s/ Dietmar Guetter as Authorized Representatives
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2/14/2018
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**
Signature of Reporting Person
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Date
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/s/ Joachim Creus and /s/ Markus Hopmann as Managing Directors
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2/14/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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