Statement of Changes in Beneficial Ownership (4)
November 29 2017 - 6:34PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
McAdam Timothy P
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2. Issuer Name
and
Ticker or Trading Symbol
Alarm.com Holdings, Inc.
[
ALRM
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
__
X
__ Other (specify below)
May be part of a 13(d) group
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(Last)
(First)
(Middle)
C/O TECHNOLOGY CROSSOVER VENTURES, 528 RAMONA STREET
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/27/2017
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(Street)
PALO ALTO, CA 94301
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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9/14/2017
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G
(1)
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V
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20304
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D
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$0
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0
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I
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Yuan Family Trust dated 9/22/2006
(2)
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Common Stock
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11/27/2017
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J
(3)
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20407
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A
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$0
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20407
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I
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Yuan Family Trust dated 9/22/2006
(2)
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Common Stock
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11/27/2017
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J
(4)
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16521
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A
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$0
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16521
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I
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Rosenberg Family Trust
(5)
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Common Stock
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11/27/2017
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J
(6)
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20428
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A
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$0
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40753
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I
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Timothy P. McAdam
(7)
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Common Stock
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11/28/2017
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S
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8000
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D
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$42.351
(8)
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8521
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I
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Rosenberg Family Trust
(5)
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Common Stock
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11/28/2017
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S
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8521
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D
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$42.6677
(9)
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0
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I
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Rosenberg Family Trust
(5)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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Represents a gift/charitable donation effective September 14, 2017. Not a market transaction thus no price is reported. No value was received in return for the gifted shares.
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(2)
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David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
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(3)
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Acquisition by the Yuan Family Trust dated 9/22/2006 pursuant to an in kind pro-rata distribution by Technology Crossover Management VII, L.P. ("TCM VII") and TCV Member Fund, L.P. ("TCV MF") to each of their partners, without consideration.
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(4)
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Acquisition by the Rosenberg Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
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(5)
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John C. Rosenberg is a Trustee of the Rosenberg Family Trust. Mr. Rosenberg disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
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(6)
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Acquisition by Timothy P. McAdam pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.
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(7)
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Shares held directly by Timothy P. McAdam.
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(8)
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This number represents a weighted average sales price. The shares were sold at prices ranging from $41.865 to $42.50. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
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(9)
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This number represents a weighted average sales price. The shares were sold at prices ranging from $42.50 to $42.87. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
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Remarks:
This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VII, L.P., TCV VII (A), L.P., TCM VII, TCV MF, Jay C. Hoag, Richard H. Kimball, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, and Christopher P. Marshall on November 29, 2017.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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McAdam Timothy P
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO, CA 94301
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X
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X
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May be part of a 13(d) group
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Rosenberg John C.
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO, CA 94301
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X
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May be part of a 13(d) group
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Yuan David
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET
PALO ALTO, CA 94301
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X
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May be part of a 13(d) group
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Signatures
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Frederic D. Fenton, Authorized Signatory for Timothy P. McAdam
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11/29/2017
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**
Signature of Reporting Person
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Date
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Frederic D. Fenton, Authorized Signatory for John C. Rosenberg
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11/29/2017
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**
Signature of Reporting Person
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Date
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Frederic D. Fenton, Authorized Signatory for David L. Yuan
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11/29/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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