Urban&Civic plc Holding(s) in Company (4614K)
January 04 2021 - 7:11AM
UK Regulatory
TIDMUANC TIDM84JL
RNS Number : 4614K
Urban&Civic plc
04 January 2021
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible) (i)
1a. Identity of the issuer or the underlying issuer of existing shares to which URBAN & CIVIC PLC
voting rights
are attached (ii) :
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) (iii) :
3. Details of person subject to the notification obligation (iv)
Name Bank of America Corporation
City and country of registered office (if applicable) Wilmington, DE, United States
4. Full name of shareholder(s) (if different from 3.) (v)
Name BofA Securities Europe SA
City and country of registered office (if applicable) Paris, France
5. Date on which the threshold was crossed or reached (vi) : 17/12/2020
6. Date on which issuer notified (DD/MM/YYYY): 21/12/2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights of
(total of 8. A) instruments (total issuer (vii)
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold was
crossed or reached 5.918% 0.835% 6.753% 145,179,582
Position of previous
notification (if
applicable) 6.248% 0.847% 7.095%
8. Notified details of the resulting situation on the date on which the threshold was crossed
or reached (viii)
A: Voting rights attached to shares
Class/type of shares Number of voting rights (ix) % of voting rights
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00BKT04W07 0 8,591,635 0.000% 5.918%
SUBTOTAL 8. A 8,591,635 5.918%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1
(a))
Type of financial Expiration date (x) Exercise / Conversion Number of voting % of voting rights
instrument Period (xi) rights that may be
acquired if the
instrument is
exercised /
converted.
Right to Recall N/A N/A 3,145 0.002%
SUBTOTAL 8. B 1 3,145 0.002%
------------------ -------
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise / Physical or Number of voting rights % of voting
financial date (x) Conversion cash rights
instrument Period (xi) settlement
(xii)
Swaps 29/01/2021 N/A Cash 18,327 0.013%
Swaps 28/06/2021 N/A Cash 101,797 0.070%
Swaps 11/10/2021 N/A Cash 161 0.000%
Swaps 16/11/2022 N/A Cash 456 0.000%
Swaps 08/02/2022 N/A Cash 8,605 0.006%
Swaps 29/07/2022 N/A Cash 1,080,000 0.744%
SUBTOTAL 8. B 2 1,209,346 0.833%
------------------ ------------------------
9. Information in relation to the person subject to the notification obligation (please mark
the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal
entity and does not control any other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuer (xiii)
(X) Full chain of controlled undertakings through which the voting rights and/or the financial
instruments are effectively held starting with the ultimate controlling natural person or
legal entity (xiv) (please add additional rows as necessary)
Name (xv) % of voting rights if it % of voting rights Total of both if it equals
equals or is higher than through financial or is higher than the
the notifiable threshold instruments if it equals notifiable threshold
or is higher than the
notifiable
threshold
Bank of America Corporation N/A N/A N/A
NB Holdings Corporation N/A N/A N/A
BAC North America Holding N/A N/A N/A
Company
Bank of America, National N/A N/A N/A
Association
Bank of America Corporation N/A N/A N/A
NB Holdings Corporation N/A N/A N/A
Merrill Lynch N/A N/A N/A
International, LLC
Merrill Lynch Group N/A N/A N/A
Holdings I, L.L.C.
BofA Securities Europe SA 4.133% N/A 4.133%
Bank of America Corporation N/A N/A N/A
NB Holdings Corporation N/A N/A N/A
BofAML Jersey Holdings N/A N/A N/A
Limited
BofAML EMEA Holdings 2 N/A N/A N/A
Limited
ML UK Capital Holdings N/A N/A N/A
Limited
Merrill Lynch International N/A N/A N/A
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information (xvi)
Place of completion United Kingdom
Date of completion 21/12/2020
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