Prospect Japan Fund Ld Holding(s) in Company (8095E)
April 14 2014 - 1:02PM
UK Regulatory
TIDMPJF
RNS Number : 8095E
Prospect Japan Fund Ld
14 April 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------
1. Identity of the issuer or the underlying The Prospect Japan Fund Limited
issuer
of existing shares to which voting rights
are
attached:
------------------------------------------------------- ---------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
-------------------------------------------------------------------------------------- --------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
-------------------------------------------------------------------------------------- --------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
-------------------------------------------------------------------------------------- --------
An event changing the breakdown of voting rights
-------------------------------------------------------------------------------------- --------
Other (please specify):
------------------------- ----------------------------------------------------------- --------
3. Full name of person(s) subject Permal Investment Holdings N.V.
to the
notification obligation:
--------------------------------------------- -------------------------------------------------
4. Full name of shareholder(s) BNY Mellon (FBO Permal Investment Holdings
(if different from 3.): N.V.)
--------------------------------------------- -------------------------------------------------
5. Date of the transaction and date 9 April 2014
on
which the threshold is crossed
or
reached:
--------------------------------------------- -------------------------------------------------
6. Date on which issuer notified: 14 April 2014
--------------------------------------------- -------------------------------------------------
7. Threshold(s) that is/are crossed
or
reached: 10%
--------------------------------------------- -------------------------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
-----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------------- ----------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
------------- --------------- --------------------- --------- ------------------------ ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----- ------ ------- ------ ---- --------- ------------- --------- ----------- --------------
GB00B011QL44 9,446,072 9,446,072 9,396,072 9.97%
------------- --------------- --------------------- --------- ------------- --------- ----------- --------------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
be
acquired if the
instrument is
exercised/ converted.
---------------------- --------------- ----------------------------- ------------------------ ---------------------
n/a
---------------------- --------------- ----------------------------- ------------------------ ---------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument
instrument period refers to
--------------- ------------- --------------- --------------- -------------------------- -------------------------
n/a Nominal Delta
--------------- ------------- --------------- --------------- -------------------------- ------------ -----------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- -------------------------------------------------------
9,396,072 9.97%
-------------------------------------------------------------- -------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
--------------------------------------------------------------------------------
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder: n/a
--------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will n/a
cease
to hold:
--------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to n/a
hold
voting rights:
--------------------------------------------------- ---------------------------
13. Additional information:
---------------------------------------- --------------------------------------
14. Contact name: Karen Hager
---------------------------------------- --------------------------------------
15. Contact telephone number: +1 (212) 418 6624
---------------------------------------- --------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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