GW Pharmaceuticals PLC Holding(s) in Company (0987N)
October 20 2016 - 10:30AM
UK Regulatory
TIDMGWP TIDM42SB
RNS Number : 0987N
GW Pharmaceuticals PLC
20 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
---------------------------------------------------------------------------------------------------
1. Identity of the issuer or GW Pharmaceuticals PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- ------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
---------------------------------------------------------------- ---------------------------------
An acquisition or disposal of qualifying financial x
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- ---------------------------------
An acquisition or disposal of instruments with x
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- ---------------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------- ---------------------------------
Other (please
specify):
--------------------------------------------------------- ----- ---------------------------------
3. Full name of person(s) The Goldman Sachs Group, Inc.
subject to the
notification obligation:
(iii)
----------------------------------------------------------- --------------------------------------
4. Full name of shareholder(s) Goldman Sachs International
(if different from 3.):(iv) Goldman, Sachs & Co.
Goldman Sachs Asset Management,
L.P.
----------------------------------------------------------- --------------------------------------
5. Date of the transaction 17 October 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- --------------------------------------
6. Date on which issuer 19 October 2016
notified:
----------------------------------------------------------- --------------------------------------
7. Threshold(s) that is/are Above 3%
crossed or
reached: (vi, vii)
----------------------------------------------------------- --------------------------------------
8. Notified details:
--------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
--------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
----------------- --------------------------------- --------------------------------------------------------------
Number Number Number Number of % of voting
of of of voting rights (x)
Shares Voting shares rights
Rights
----------------- --------------- ---------------- ----------- ------------------------ -----------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
----------------- -------------- --------------- ----------- --------- ------------- -------- -------------
Below Below
GB0030544687 3% 3% 173,049 0.06%
--------------- ---------------- ----------- --------- ------------- -------- -------------
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ --------------- ----------------------------- ----------------------- -----------------------
Stock Loan
(Physical) Open 3,499,643 1.16%
------------------ --------------- ----------------------------- ----------------------- -----------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
(xv, xvi)
----------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights (xix,
instrument period rights xx)
instrument
refers to
------------- ---------- ------------- ------------- ------------ -----------------
Nominal Delta
------------- ---------- ------------- ------------- ------------ -------- -------
Call Option
(Physical) 20-Jan-2017 2,100,000 0.70%
------------------------- ---------------------------- ------------ -------- -------
Call Option
(Physical) 18-Nov-2016 1,080,000 0.36%
------------------------- ---------------------------- ------------ -------- -------
CFD (Cash) 26-Mar-2026 1,337,304 0.44%
------------------------- ---------------------------- ------------ -------- -------
CFD (Cash) 19-Mar-2026 628,392 0.21%
------------------------- ---------------------------- ------------ -------- -------
CFD (Cash) 08-Oct-2026 86,700 0.03%
------------------------- ---------------------------- ------------ -------- -------
CFD (Cash) 08-Oct-2026 73,200 0.02%
------------------------- ---------------------------- ------------ -------- -------
CFD (Cash) 08-Oct-2026 55,788 0.02%
------------------------- ---------------------------- ------------ -------- -------
CFD (Cash) 05-Oct-2026 22,800 0.01%
------------------------- ---------------------------- ------------ -------- -------
CFD (Cash) 29-May-2026 12,240 0.004%
------------------------- ---------------------------- ------------ -------- -------
CFD (Cash) 15-Oct-2026 10,800 0.004%
------------------------- ---------------------------- ------------ -------- -------
--------------------------------------------------------------------------------------------------------------------
Total (A+B+C)
--------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
----------------------------------------------------- -------------------------------------------------------------
9,079,916 3.01%
----------------------------------------------------- -------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
--------------------------------------------------------------------------------------------
-----------------The Goldman Sachs Group, Inc.; 9,079,916
shares; 3.01%
Goldman Sachs (UK) L.L.C. (Controlled by The Goldman
Sachs Group, Inc.)
Goldman Sachs Group UK Limited (Controlled by Goldman
Sachs (UK) L.L.C.)
Goldman Sachs International (Controlled by Goldman Sachs
Group UK Limited)
The Goldman, Sachs & Co. L.L.C. (Controlled by The Goldman
Sachs Group, Inc.)
Goldman, Sachs & Co. (Controlled by The Goldman, Sachs
& Co. L.L.C.)
GSAM Holdings LLC (Controlled by The Goldman Sachs Group,
Inc.)
Goldman Sachs Asset Management, L.P. (Controlled by GSAM
Holdings LLC)
Proxy Voting:
--------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
-------------------------------------------------------- ----------------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
-------------------------------------------------------- ----------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
-------------------------------------------------------- ----------------------------------
Please note, total amount
13. Additional information: of voting rights have been
rounded to 2 decimal places
therefore there is a possibility
of a rounding error.
General email contact:
shareholderdisclosures@gs.com
-------------------------------------------------------- ----------------------------------
14. Contact name: Joanna Foley
-------------------------------------------------------- ----------------------------------
15. Contact telephone number: +44 207 051 9996
-------------------------------------------------------- ----------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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