TIDMGEC
RNS Number : 7878M
General Electric Company
01 May 2018
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0104
Estimated average
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF burden
SECURITIES hours per response...
0.5
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934 or Section 30(h) of the
Investment Company Act of 1940
1. Name and Address of 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Reporting Person (*) Requiring Statement
(MM/DD/YYYY) GENERAL ELECTRIC CO [GE]
HORTON THOMAS W 4/25/2018
(Last) (First) (Middle) 4. Relationship of Reporting Person(s) to Issuer (Check
all applicable)
GENERAL ELECTRIC COMPANY,
41 FARNSWORTH STREET __ X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify
below)
----------------------------------------------------------------------------------------------
(Street) 5. If Amendment, 6. Individual or Joint/Group Filing (Check
Date Original Filed Applicable Line)
BOSTON, MA 02210 (MM/DD/YYYY)
_ X _ Form filed by One Reporting Person
(City) (State) (Zip) ___ Form filed by More than One Reporting
Person
---------------------------------- ----------------------------------------------------------
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect
(Instr. 4) Beneficially Owned Form: Direct Beneficial
(Instr. 4) (D) or Ownership
Indirect (Instr. 5)
(I)
(Instr.
5)
Common Stock 0 D
---------------------------------- ------------- ---------------------------
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants,
options, convertible securities)
1. Title of 2. Date Exercisable 3. Title and 4. 5. 6. Nature of
Derivate and Expiration Date Amount of Securities Conversion Ownership Indirect
Security (MM/DD/YYYY) Underlying Derivative or Exercise Form of Beneficial
(Instr. 4) Security Price of Derivative Ownership
(Instr. 4) Derivative Security: (Instr. 5)
Security Direct (D)
or
Indirect
(I)
(Instr.
5)
Date Exercisable Expiration Title Amount
Date or Number
of Shares
----------------- -------------- --------------- -------------
Explanation of Responses:
Reporting Owners
Reporting Owner Name / Relationships
Address
Director 10% Owner Officer Other
-------- --------- ------- -----
HORTON THOMAS W X
GENERAL ELECTRIC COMPANY
41 FARNSWORTH STREET
BOSTON, MA 02210
-------- --------- ------- -----
Signatures
Brandon Smith on behalf of Thomas 4/30/2018
W. Horton
--------------------------------- ---------
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If
space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form
are not required to respond unless the form displays a currently valid OMB control
number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Thomas W. Horton, hereby appoint GE to assist me in the
preparation and
filing of Section 16 reports, and execute the below Power of
Attorney
for this purpose.
I am a director candidates for General Electric Company (GE)
and, in the event that I am elected or appointed to the board of
GE, and until further
written notice, I hereby individually authorize Christoph
Pereira
(GE's Vice President, Chief Corporate, Securities and Finance
Counsel),
Brian Sandstrom (GE's Executive Corporate, Securities and
Finance Counsel)
and Brandon Smith (GE's Executive Corporate, Securities and
Finance
Counsel) to sign on my behalf any Form 3, Form 4, Form 5, Form
144 or
related form that I have filed or may file hereafter in
connection with
my direct or indirect beneficial ownership of GE securities, and
to
take any other action of any type whatsoever in connection with
the
foregoing that in his opinion may be for the benefit of, in the
best
interest of, or legally required by me.
Signed: /s/ Thomas W. Horton
Name: Thomas W. Horton
Date: February 23, 2018
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0104
Estimated average
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF burden
SECURITIES hours per response...
0.5
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934 or Section 30(h) of the
Investment Company Act of 1940
1. Name and Address of 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Reporting Person (*) Requiring Statement
(MM/DD/YYYY) GENERAL ELECTRIC CO [GE]
Seidman Leslie 4/25/2018
(Last) (First) (Middle) 4. Relationship of Reporting Person(s) to Issuer (Check
all applicable)
GENERAL ELECTRIC COMPANY,
41 FARNSWORTH STREET __ X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify
below)
----------------------------------------------------------------------------------------------
(Street) 5. If Amendment, 6. Individual or Joint/Group Filing (Check
Date Original Filed Applicable Line)
BOSTON, MA 02210 (MM/DD/YYYY)
_ X _ Form filed by One Reporting Person
(City) (State) (Zip) ___ Form filed by More than One Reporting
Person
---------------------------------- ----------------------------------------------------------
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect
(Instr. 4) Beneficially Owned Form: Direct Beneficial
(Instr. 4) (D) or Ownership
Indirect (Instr. 5)
(I)
(Instr.
5)
Common Stock 0 D
---------------------------------- ------------- ---------------------------
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants,
options, convertible securities)
1. Title of 2. Date Exercisable 3. Title and 4. 5. 6. Nature of
Derivate and Expiration Date Amount of Securities Conversion Ownership Indirect
Security (MM/DD/YYYY) Underlying Derivative or Exercise Form of Beneficial
(Instr. 4) Security Price of Derivative Ownership
(Instr. 4) Derivative Security: (Instr. 5)
Security Direct (D)
or
Indirect
(I)
(Instr.
5)
Date Exercisable Expiration Title Amount
Date or Number
of Shares
----------------- -------------- --------------- -------------
Explanation of Responses:
Reporting Owners
Reporting Owner Name / Relationships
Address
Director 10% Owner Officer Other
-------- --------- ------- -----
Seidman Leslie X
GENERAL ELECTRIC COMPANY
41 FARNSWORTH STREET
BOSTON, MA 02210
-------- --------- ------- -----
Signatures
Brandon Smith on behalf of Leslie 4/30/2018
F. Seidman
--------------------------------- ---------
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If
space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form
are not required to respond unless the form displays a currently valid OMB control
number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, Leslie F. Seidman, hereby appoint GE to assist me in the
preparation and
filing of Section 16 reports, and execute the below Power of
Attorney
for this purpose.
I am a director candidates for General Electric Company (GE)
and, in the event that I am elected or appointed to the board of
GE, and until further
written notice, I hereby individually authorize Christoph
Pereira
(GE's Vice President, Chief Corporate, Securities and Finance
Counsel),
Brian Sandstrom (GE's Executive Corporate, Securities and
Finance Counsel)
and Brandon Smith (GE's Executive Corporate, Securities and
Finance
Counsel) to sign on my behalf any Form 3, Form 4, Form 5, Form
144 or
related form that I have filed or may file hereafter in
connection with
my direct or indirect beneficial ownership of GE securities, and
to
take any other action of any type whatsoever in connection with
the
foregoing that in his opinion may be for the benefit of, in the
best
interest of, or legally required by me.
Signed: /s/ Leslie F. Seidman
Name: Leslie F. Seidman
Date: 2/14/2018
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0104
Estimated average
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF burden
SECURITIES hours per response...
0.5
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934 or Section 30(h) of the
Investment Company Act of 1940
1. Name and Address of 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Reporting Person (*) Requiring Statement
(MM/DD/YYYY) GENERAL ELECTRIC CO [GE]
CULP H LAWRENCE JR 4/25/2018
(Last) (First) (Middle) 4. Relationship of Reporting Person(s) to Issuer (Check
all applicable)
GENERAL ELECTRIC COMPANY,
41 FARNSWORTH STREET __ X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify
below)
----------------------------------------------------------------------------------------------
(Street) 5. If Amendment, 6. Individual or Joint/Group Filing (Check
Date Original Filed Applicable Line)
BOSTON, MA 02210 (MM/DD/YYYY)
_ X _ Form filed by One Reporting Person
(City) (State) (Zip) ___ Form filed by More than One Reporting
Person
---------------------------------- ----------------------------------------------------------
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect
(Instr. 4) Beneficially Owned Form: Direct Beneficial
(Instr. 4) (D) or Ownership
Indirect (Instr. 5)
(I)
(Instr.
5)
Common Stock 12592 D
---------------------------------- ------------- ---------------------------
Common Stock 169800 I By holding company
---------------------------------- ------------- ---------------------------
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants,
options, convertible securities)
1. Title of 2. Date Exercisable 3. Title and 4. 5. 6. Nature of
Derivate and Expiration Date Amount of Securities Conversion Ownership Indirect
Security (MM/DD/YYYY) Underlying Derivative or Exercise Form of Beneficial
(Instr. 4) Security Price of Derivative Ownership
(Instr. 4) Derivative Security: (Instr. 5)
Security Direct (D)
or
Indirect
(I)
(Instr.
5)
Date Exercisable Expiration Title Amount
Date or Number
of Shares
----------------- -------------- --------------- -------------
Explanation of Responses:
Reporting Owners
Reporting Owner Name / Relationships
Address
Director 10% Owner Officer Other
-------- --------- ------- -----
CULP H LAWRENCE JR X
GENERAL ELECTRIC COMPANY
41 FARNSWORTH STREET
BOSTON, MA 02210
-------- --------- ------- -----
Signatures
Brandon Smith on behalf of H. Lawrence 4/30/2018
Culp, Jr.
-------------------------------------- ---------
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If
space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form
are not required to respond unless the form displays a currently valid OMB control
number.
Limited Power of Attorney for Section 16 Reporting
Obligations.
I, H. Lawrence Culp, Jr., hereby appoint GE to assist me in the
preparation and
filing of Section 16 reports, and execute the below Power of
Attorney
for this purpose.
I am a director candidates for General Electric Company (GE)
and, in the event that I am elected or appointed to the board of
GE, and until further
written notice, I hereby individually authorize Christoph
Pereira
(GE's Vice President, Chief Corporate, Securities and Finance
Counsel),
Brian Sandstrom (GE's Executive Corporate, Securities and
Finance Counsel)
and Brandon Smith (GE's Executive Corporate, Securities and
Finance
Counsel) to sign on my behalf any Form 3, Form 4, Form 5, Form
144 or
related form that I have filed or may file hereafter in
connection with
my direct or indirect beneficial ownership of GE securities, and
to
take any other action of any type whatsoever in connection with
the
foregoing that in his opinion may be for the benefit of, in the
best
interest of, or legally required by me.
Signed: /s/ H. Lawrence Culp, Jr.
Name: H. Lawrence Culp, Jr.
Date: February 14, 2018
This information is provided by RNS
The company news service from the London Stock Exchange
END
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