General Electric Company Director/PDMR Shareholding (7776W)
February 14 2017 - 2:00AM
UK Regulatory
TIDMGEC
RNS Number : 7776W
General Electric Company
13 February 2017
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Check this box if no longer subject to Section 16. Form 4 or
Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
1. Name and Address of 2. Issuer Name and Ticker 5. Relationship of Reporting
Reporting Person* Susan or Trading Symbol General Person(s) to Issuer (check all
P. Peters Electric Company (GE) applicable)
General Electric Company [GE] Director 10% Owner
41 Farnsworth Street _X_ Officer (give title below)
Boston MA 02210 Other (specify below)
Senior Vice President
-------------------------- --------------------------------------------- --------------------------------------------------------------------------------
3. Date of Earliest Transaction
Required to be Reported
(Month/Day/Year)
02/09/2017
---------------------------------------------------------------------- --------------------- --------------------- ---------- ----------------------
4. If amendment, Date 6. Individual or Joint/Group
Original Filed (Month/Day/Year) Filing (Check Applicable Line)
_X_ Form filed by One Reporting
Person
Form filed by More Than One Reporting
Person
---------- ------------- --------------------------------------------- --------------------------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially
Owned
-----------------------------------------------------------------------------------------------------------------------------------------------------------
1. Title 2. 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount 6. 7. Nature of
of Transaction Execution Code (A) or Disposed of Securities Ownership Indirect Beneficial
Security Date Date, (Instr. of (D) (Instr. 3, Beneficially Form: Ownership
(Instr. (mm/dd/yy) if any 8) 4, & 5) Owned Following Direct (Instr. 4)
3) (mm/dd/yy) Reported (D)
Transaction(s) or
(Instr. Indirect
3, & 4) (I)
(Instr.
4)
---------- ------------- ------------- ---------------- ------------------------------------ --------------------- ---------- ----------------------
Amount (A) Price
Code V or
(D)
---------- ------------- ------------ --------- ----- ------- ---- --------------------- --------------------- ---------- ----------------------
Common
Stock 02/09/2017 M 5,967 A $0 131,634 D
---------- ---------------------------- ---------------- ------- ---- --------------------- --------------------- ---------- ----------------------
Common
Stock 02/09/2017 F 1,927 D $29.58 129,707 D
---------- ---------------------------- ---------------- ------- ---- --------------------- --------------------- ---------- ----------------------
Common Stock 36,138 I by grantor retained
annuity trust
---------------------------------------------------------- ------- ---- --------------------- --------------------- ---------- ----------------------
Reminder: Report on a separate line for each class of securities
beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see
Instruction 4(b)(v).
Persons who respond to the collection of information contained
in this form are not required to respond unless the form displays a
currently valid OMB control number.
Page 1 of 2
2/13/2017 4:23:49 PM
Form 4 (cont.)
Name and Address of Reporting Person Susan P. Peters
General Electric Company 41 Farnsworth Street
Boston MA 02210
Issuer Name and Ticker or Trading Symbol General Electric
Company (GE) [GE]
Period Of Report 02/09/2017
Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1. Title 2. Con- 3. Trans- 3A. Deemed 4. Trans- 5. No. of 6. Date Exercisable 7. Title and 8. Price 9. No. 10. 11.
of version action Execution action Derivative and Expiration Amount of of of Ownership Nature
Derivative or Exercise Date Date, Code Securities Date (mm/dd/yy) Underlying Derivative Derivative Form of Indirect
Security Price (mm/dd/yy) if any (Instr. Acquired (A) Securities Security Securities of Beneficial
(Instr. of Derivative (mm/dd/yy) 8) or Disposed (Instr. 3 (Instr. Beneficially Derivative Ownership
3) Security of (D) & 4) 5) Owned Securities: (Instr.
(Instr. 3, Following Direct 4)
4, & 5) Reported (D)
Trans- or Indirect
action(s) (I) (Instr.
(Instr. 4)
3, &
4)
------------ --------------- ------------ ----------- ------------ -------------------- -------------------------- ----------------------- ----------- ------------- ------------ -------------
Date Expiration Title Amount
Exer- Date or Number
Code V (A) (D) cisable of Shares
------------ --------------- ------------ ----------- ------ ---- ---- -------------- ------------ ------------ ------- -------------- ----------- ------------- ------------ -------------
Restricted
Stock Common
Units (1) (2) 02/09/2017 M 5,967 02/09/2017 02/09/2017 Stock 5,967 $0 0 D
------------ --------------- ------------ ----------- ------ ---- ---- -------------- ------------ ------------ ------- -------------- ----------- ------------- ------------ -------------
Explanation of Responses:
(1) - 1 for 1
(2) - All transactions reported on this Form 4 were conducted outside a trading venue.
By: By Brian Sandstrom on behalf of Susan P. Peters
**Signature of Reporting Person
2/13/2017
Date
**Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C.
78ff(a).
Note: File three copies of this Form, one of which must be
manually signed. If space is insufficient, See Instruction 6 for
procedure.
Persons who respond to the collection of information contained
in this form are not required to respond unless the form displays a
currently valid OMB control number.
Page 2 of 2
2/13/2017 4:23:49 PM
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