Holding(s) in Company (8281Z)
January 20 2011 - 8:51AM
UK Regulatory
TIDMFCAP
RNS Number : 8281Z
FRM Credit Alpha Limited
20 January 2011
For filings with the FSA include
the annex
For filings with issuer exclude the
annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the
underlying issuer of existing
shares to which voting rights are
attached: FRM Credit Alpha Fund
-------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting
rights X
------------------------------------- ------------------------------------
An acquisition or disposal of
qualifying financial instruments
which may result in the acquisition
of shares already issued to which
voting rights are attached
------------------------------------- ------------------------------------
An acquisition or disposal of
instruments with similar economic
effect to qualifying financial
instruments
------------------------------------- ------------------------------------
An event changing the breakdown of
voting rights
------------------------------------- ------------------------------------
Other (please
specify):
------------------------------------ ------------------------------------
3. Full name of person(s) subject
to the
notification obligation: Weiss Asset Management LP
-------------------------------------
4. Full name of shareholder(s) Brookdale International Partners LP,
(if different from 3.): Brookdale Global Opportunity Fund
-------------------------------------
5. Date of the transaction and date
on
which the threshold is crossed or
reached: 1/17/2011
-------------------------------------
6. Date on which issuer notified: 1/19/2011
-------------------------------------
7. Threshold(s) that is/are crossed > 25%
or
reached:
-------------------------------------
8. Notified details:
A: Voting rights attached to shares
Class/type
of shares if
possible Situation previous
using the to the triggering Resulting situation after the triggering
ISIN CODE transaction transaction
-------------------------------- ------------------------------------------------------------------
Number
Number of
of Voting Number Number of voting
Shares Rights of shares rights % of voting rights
--------------- --------------- ------------- ------------------------ -------------------------
Direct Direct Indirect Direct Indirect
----------- ----------- ------------- ------------- --------- ------------ -----------
GG00B1QH6J27 13,524,288 13,524,288 19,674,288 19,674,288 n/a 29.8 % n/a
--------------- --------------- ------------- ------------- --------- ------------ -----------
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Number of voting
rights that may
be
Type of acquired if the
financial Expiration Exercise/ instrument is % of voting
instrument date Conversion Period exercised/ converted. rights
------------- ------------------------------ -------------------------- ---------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
Resulting situation after the triggering transaction
Type of Exercise/ Number of voting
financial Exercise Expiration Conversion rights instrument
instrument price date period refers to % of voting rights
------------- ------------- --------------- -------------------------- -----------------------
Nominal Delta
------------- ------------- --------------- -------------------------- ------------ ---------
Total (A+B+C)
Number of voting rights Percentage of voting rights
----------------------------------------------------------------
19,674,288 29.8 %
----------------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
Brookdale International Partners, L.P: 20.9 %
Brookdale Global Opportunity Fund: 8.9 %
Proxy Voting:
10. Name of the proxy holder:
----------------
11. Number of voting rights proxy holder will
cease
to hold:
----------------
12. Date on which proxy holder will cease to
hold
voting rights:
----------------
13. Additional information:
14. Contact name: Daniel Bradford
----------------
15. Contact telephone number: +1-617-778-7741
----------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLURVORAAAAUAR
Finncap (LSE:FCAP)
Historical Stock Chart
From Jun 2024 to Jul 2024
Finncap (LSE:FCAP)
Historical Stock Chart
From Jul 2023 to Jul 2024
