Caerus Mineral Resources PLC Notification of Major Holdings (1301M)
January 09 2023 - 8:30AM
UK Regulatory
TIDMCMRS
RNS Number : 1301M
Caerus Mineral Resources PLC
09 January 2023
09 January 2023
Caerus Mineral Resources PLC
('Caerus' or the 'Company')
Notification of Major Holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible) (i)
1a. Identity of the issuer or the underlying Caerus Mineral Resources
issuer of existing shares to which voting rights
are attached (ii) :
-------------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
---------------
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
---------------
An acquisition or disposal of financial instruments
---------------
An event changing the breakdown of voting rights X
---------------
Other (please specify) (iii) :
---------------
3. Details of person subject to the notification obligation (iv)
Name Jason Cropper
City and country of registered office (if Preston U.K
applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
-------------------------------------------------------------------
City and country of registered office (if
applicable)
-------------------------------------------------------------------
5. Date on which the threshold was crossed or 05/01/2023
reached (vi) :
-------------------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 05/01/2023
-------------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights through Total of both in Total number of voting rights
rights attached financial instruments % (8.A + 8.B) held in issuer (8.A + 8.B)
to shares (total of 8.B 1 + 8.B 2) (vii)
(total of 8. A)
---------------- ------------------------------- ----------------- -------------------------------
Resulting
situation on
the date on
which
threshold was
crossed or
reached 8.29% 0.00% 8.29% 4,192,000
---------------- ------------------------------- ----------------- -------------------------------
Position of
previous
notification
(if
applicable) 6.53% 0.00% 6.53%
---------------- ------------------------------- ----------------- -------------------------------
8. Notified details of the resulting situation on the date on which the threshold was crossed
or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
-----------------------------
4,192,000 8.29%
------------------------- ----------------------------- -------------------------- ------------
SUBTOTAL 8. A 4,192,000 8.29%
-------------------------------------------------------- ----------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting rights that % of voting
instrument date (x) Conversion Period (xi) may be acquired if the rights
instrument is
exercised/converted.
------------ ------------------------------------ -------------------------------- ------------
SUBTOTAL 8. B 1
------------------------------------ -------------------------------- ------------
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of Expiration Exercise/ Physical or cash Number of % of voting
financial date (x) Conversion Period (xi) Settlement (xii) voting rights
instrument rights
----------------- -------------------------- ---------------------------- ------------
SUBTOTAL 8.B.2
---------------------------- ------------
9. Information in relation to the person subject to the notification obligation (please mark
the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal X
entity and does not control any other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural
person or legal entity (please add additional rows as necessary) (xiv)
Name (xv) % of voting rights if it % of voting rights Total of both if it equals or is higher
equals or is higher than through financial than the notifiable threshold
the notifiable threshold instruments if it equals
or is higher than the
notifiable
threshold
--------------------------- -------------------------- --------------------------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
------------------------------------------------------------------------
The number and % of voting rights held
------------------------------------------------------------------------
The date until which the voting rights will
be held
------------------------------------------------------------------------
11. Additional information (xvi)
Place of completion Preston-UK
Date of completion 05/01/2023
-----------
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible) (i)
1a. Identity of the issuer or the underlying Caerus Mineral Resources
issuer of existing shares to which voting rights
are attached (ii) :
-------------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
---------------
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
---------------
An acquisition or disposal of financial instruments
---------------
An event changing the breakdown of voting rights x
---------------
Other (please specify) (iii) :
---------------
3. Details of person subject to the notification obligation (iv)
Name Indo-European Mining PR Limited
City and country of registered office (if Larnaca, Cyrpus
applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
-------------------------------------------------------------------
City and country of registered office (if
applicable)
-------------------------------------------------------------------
5. Date on which the threshold was crossed or 5(th) January 2023
reached (vi) :
-------------------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 6(th) January 2023
-------------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights through Total of both in Total number of voting rights
rights attached financial instruments % (8.A + 8.B) held in issuer (8.A + 8.B)
to shares (total of 8.B 1 + 8.B 2) (vii)
(total of 8. A)
---------------- ------------------------------- ----------------- -------------------------------
Resulting
situation on
the date on
which
threshold was
crossed or
reached 8.39% 0.00% 8.39% 4,240,987
---------------- ------------------------------- ----------------- -------------------------------
Position of
previous
notification
(if
applicable) 7.50% 0.00% 7.50%
---------------- ------------------------------- ----------------- -------------------------------
8. Notified details of the resulting situation on the date on which the threshold was crossed
or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
-----------------------------
GB008BMDQ4L78 4,240,987 8.39%
------------------------- ----------------------------- -------------------------- ------------
SUBTOTAL 8. A 4,240,987 8.39%
-------------------------------------------------------- ----------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting rights that % of voting
instrument date (x) Conversion Period (xi) may be acquired if the rights
instrument is
exercised/converted.
------------ ------------------------------------ -------------------------------- ------------
SUBTOTAL 8. B 1
------------------------------------ -------------------------------- ------------
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of Expiration Exercise/ Physical or cash Number of % of voting
financial date (x) Conversion Period (xi) Settlement (xii) voting rights
instrument rights
----------------- -------------------------- ---------------------------- ------------
SUBTOTAL 8.B.2
---------------------------- ------------
9. Information in relation to the person subject to the notification obligation (please mark
the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal
entity and does not control any other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights and/or the X
financial instruments are effectively held starting with the ultimate controlling natural
person or legal entity (please add additional rows as necessary) (xiv)
Name (xv) % of voting rights if it % of voting rights Total of both if it equals or is higher
equals or is higher than through financial than the notifiable threshold
the notifiable threshold instruments if it equals
or is higher than the
notifiable
threshold
------------------------- ------------------------- -------------------------------------------
Dr Pierre Richard 8.39% 8.39%
------------------------- ------------------------- -------------------------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
----------------------------------------------------------------------
The number and % of voting rights held
----------------------------------------------------------------------
The date until which the voting rights will
be held
----------------------------------------------------------------------
11. Additional information (xvi)
Voting rights have been calculated on the updated TVR
Place of completion Outside of a trading venue, London UK
Date of completion 06/01/2023
--------------------------------------
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible) (i)
1a. Identity of the issuer or the underlying Caerus Mineral Resources
issuer of existing shares to which voting rights
are attached (ii) :
-------------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
---------------
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
---------------
An acquisition or disposal of financial instruments
---------------
An event changing the breakdown of voting rights x
---------------
Other (please specify) (iii) :
---------------
3. Details of person subject to the notification obligation (iv)
Name EV Metals Group Plc
City and country of registered office (if London, United Kingdon
applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
-------------------------------------------------------------------
City and country of registered office (if
applicable)
-------------------------------------------------------------------
5. Date on which the threshold was crossed or 5(th) January 2023
reached (vi) :
-------------------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 9(th) January 2023
-------------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights through Total of both in Total number of voting rights
rights attached financial instruments % (8.A + 8.B) held in issuer (8.A + 8.B)
to shares (total of 8.B 1 + 8.B 2) (vii)
(total of 8. A)
---------------- ------------------------------- ----------------- -------------------------------
Resulting
situation on
the date on
which
threshold was
crossed or
reached 19.79% 0.00% 19.79% 10,000,000
---------------- ------------------------------- ----------------- -------------------------------
Position of
previous
notification
(if
applicable) 16.34% 0.00% 16.34%
---------------- ------------------------------- ----------------- -------------------------------
8. Notified details of the resulting situation on the date on which the threshold was crossed
or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights (ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
-----------------------------
GB008BMDQ4L78 10,000,000 19.79%
------------------------- ----------------------------- -------------------------- ------------
SUBTOTAL 8. A 10,000,000 19.79%
-------------------------------------------------------- ----------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting rights that % of voting
instrument date (x) Conversion Period (xi) may be acquired if the rights
instrument is
exercised/converted.
------------ ------------------------------------ -------------------------------- ------------
SUBTOTAL 8. B 1
------------------------------------ -------------------------------- ------------
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of Expiration Exercise/ Physical or cash Number of % of voting
financial date (x) Conversion Period (xi) Settlement (xii) voting rights
instrument rights
----------------- -------------------------- ---------------------------- ------------
SUBTOTAL 8.B.2
---------------------------- ------------
9. Information in relation to the person subject to the notification obligation (please mark
the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal
entity and does not control any other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights and/or the X
financial instruments are effectively held starting with the ultimate controlling natural
person or legal entity (please add additional rows as necessary) (xiv)
Name (xv) % of voting rights if it % of voting rights Total of both if it equals or is higher
equals or is higher than through financial than the notifiable threshold
the notifiable threshold instruments if it
equals or is higher
than the notifiable
threshold
------------------------- ------------------------ ------------------------------------------
EV Metals Group Plc 19.79% 19.79%
------------------------- ------------------------ ------------------------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
--------------------------------------------------------------------
The number and % of voting rights held
--------------------------------------------------------------------
The date until which the voting rights will be
held
--------------------------------------------------------------------
11. Additional information (xvi)
Voting rights have been calculated on the updated TVR
Place of completion Outside of a trading venue, London, UK
Date of completion 09/01/2023
---------------------------------------
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