EPT Disclosure Cadbury plc
February 01 2010 - 10:08AM
UK Regulatory
TIDMBARC TIDMCBRY
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Cadbury plc
Class of relevant security ADR
to which the dealings being
disclosed relate (Note 1)
Date of dealing 29 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 0 0.00% 36,867 0.00%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 67,300 0.00% 92,300 0.01%
to purchase/sell
Total 67,300 0.00% 129,167 0.01%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 200 53.075
Purchase 5,100 53.25843137
Purchase 3,800 53.21842105
Purchase 3,800 53.21842105
Purchase 100 53.33
Purchase 5,100 53.25843137
Purchase 5,100 53.25843137
Purchase 5,100 53.25843137
Purchase 2,400 53.289167
Purchase 325 53.2
Purchase 665 53.26
Purchase 8,787 53.19220553
Purchase 1,500 53.196
Purchase 3,500 53.22
Purchase 100 53.02
Sale -1,187 53.198492
Sale -8,900 53.24132135
Sale -8,900 53.24132135
Sale -5,100 53.25843137
Sale -5,100 53.25843137
Sale -100 53.33
Sale -2,400 53.28916667
Sale -600 53.23833333
Sale -400 53.25
Sale -3,800 53.21842105
Sale -5,490 53.18405464
Sale -1,800 53.21
Sale -2,500 50
Sale -1,500 53.196
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option money
name, selling, securities price e.g. date paid/received
e.g. call purchasing, to (USD) American, per unit
option varying which the European (Note 4)
etc. option etc.
relates
(Note 6)
Call Option Purchasing 2,100 50 AMER 20/03/2010 0.00001
Call Option Purchasing 400 50 AMER 20/03/2010 0.00001
Call Option Purchasing 300 50 AMER 20/03/2010 3.510632668
Call Option Selling -300 50 AMER 20/03/2010 3.510632668
Put Option Purchasing 400 45 AMER 18/09/2010 0.241630287
Put Option Selling -400 45 AMER 18/09/2010 0.241630287
Put Option Purchasing 100 45 AMER 18/09/2010 0.25
Put Option Purchasing 100 45 AMER 18/09/2010 0.25
Put Option Purchasing 100 45 AMER 18/09/2010 0.25
Put Option Selling -300 50 AMER 20/02/2010 0.24441644
Put Option Purchasing 300 50 AMER 20/02/2010 0.24441644
Put Option Purchasing 100 50 AMER 20/02/2010 0.25
Put Option Purchasing 600 50 AMER 20/03/2010 0.4
Put Option Purchasing 600 50 AMER 20/03/2010 0.45
Call Option Selling -300 55 AMER 18/09/2010 0.82096813
Call Option Purchasing 300 55 AMER 18/09/2010 0.82096813
Call Option Selling -200 55 AMER 18/09/2010 0.7
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 01 February 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry date
name, or securities price e.g.
e.g. call purchased to which (Note 2) American,
option the option (USD) European
or etc.
derivative
relates
Put Option Purchased 2,000 50 AMER 20/03/2010
Put Option Purchased 300 55 AMER 19/06/2010
Put Option Purchased 2,100 50 AMER 18/09/2010
Put Option Purchased 7,200 50 AMER 19/06/2010
Put Option Purchased 1,900 55 AMER 18/09/2010
Put Option Sold -3,300 45 AMER 18/09/2010
Put Option Sold -22,000 45 AMER 20/03/2010
Put Option Sold -5,100 45 AMER 20/02/2010
Put Option Sold -1,200 50 AMER 20/02/2010
Put Option Sold -2,500 60 AMER 20/02/2010
Put Option Sold -18,600 55 AMER 20/03/2010
Put Option Sold -6,900 45 AMER 19/06/2010
Put Option Sold -12,700 60 AMER 20/03/2010
Call Option Purchased 4,300 55 AMER 19/06/2010
Call Option Purchased 1,000 60 AMER 19/06/2010
Call Option Purchased 13,000 50 AMER 20/02/2010
Call Option Purchased 23,300 55 AMER 20/03/2010
Call Option Purchased 7,400 55 AMER 20/02/2010
Call Option Purchased 100 45 AMER 20/03/2010
Call Option Purchased 4,700 55 AMER 18/09/2010
Call Option Sold -1,400 60 AMER 20/03/2010
Call Option Sold -18,100 50 AMER 20/03/2010
Call Option Sold -500 50 AMER 19/06/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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