EPT Disclosure - Amendment
February 01 2010 - 6:58AM
UK Regulatory
TIDM07IE TIDMCBRY
RNS Number : 4505G
Royal Bank of Scotland PLC
01 February 2010
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
Amendment to disclosure released on 28 January 2010
1. KEY INFORMATION
+----------------------------------------------+----------------------------------------------------------------------+
| Name of exempt principal trader | The Royal Bank of Scotland plc (a wholly-owned subsidiary of The |
| | Royal Bank of Scotland Group plc) |
+----------------------------------------------+----------------------------------------------------------------------+
| Company dealt in | Cadbury plc |
| | |
+----------------------------------------------+----------------------------------------------------------------------+
| Class of relevant security to which the | Ord GBP 0.10 |
| dealings being disclosed relate (Note 1) | |
| | |
+----------------------------------------------+----------------------------------------------------------------------+
| Date of dealing | 27 January 2010 |
+----------------------------------------------+----------------------------------------------------------------------+
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
+----------------------------------------------+--------------------------------+-----------------------------------+
| | Long | Short |
| | | |
+----------------------------------------------+--------------------------------+-----------------------------------+
| | Number | Number |
| | (%) | (%) |
+----------------------------------------------+--------------------------------+-----------------------------------+
| (1) Relevant securities | 0 | 0 |
| | (0.0) | (0.0) |
+----------------------------------------------+--------------------------------+-----------------------------------+
| (2) Derivatives (other than options) | 2,388,332 | 0 |
| | (0.1736) | (0.0) |
+----------------------------------------------+--------------------------------+-----------------------------------+
| (3) Options and agreements to purchase/sell | 0 | 0 |
| | (0.0) | (0.0) |
+----------------------------------------------+--------------------------------+-----------------------------------+
| Total | 2,388,332 | 0 |
| | (0.1736) | (0.0) |
+----------------------------------------------+--------------------------------+-----------------------------------+
(b) Interests and short positions in relevant securities of the company,
other than the class dealt in (Note 2)
+----------------------------------------------+--------------------------------+-----------------------------------+
| Class of relevant security: | Long | Short |
| | | |
+----------------------------------------------+--------------------------------+-----------------------------------+
| | Number | Number |
| | (%) | (%) |
+----------------------------------------------+--------------------------------+-----------------------------------+
| (1) Relevant securities | | |
| | | |
+----------------------------------------------+--------------------------------+-----------------------------------+
| (2) Derivatives (other than options) | | |
| | | |
+----------------------------------------------+--------------------------------+-----------------------------------+
| (3) Options and agreements to purchase/sell | | |
| | | |
+----------------------------------------------+--------------------------------+-----------------------------------+
| Total | | |
| | | |
+----------------------------------------------+--------------------------------+-----------------------------------+
(c) Rights to subscribe (Note 2)
+----------------------------------------------+----------------------------------------------------------------------+
| Class of relevant security: | Details |
| | |
+----------------------------------------------+----------------------------------------------------------------------+
| | |
+----------------------------------------------+----------------------------------------------------------------------+
3. DEALINGS (Note 3)
(a) Purchases and sales
+--------------------------------------+------------------------------------+---------------------------------------+
| Purchase/sale | Number of securities | Price per unit (Note 4) |
| | | |
+--------------------------------------+------------------------------------+---------------------------------------+
| | | |
| | | |
| | | |
+--------------------------------------+------------------------------------+---------------------------------------+
(b) Derivatives transactions (other than options)
+--------------------+------------------------+-----------------------------------+-------------------------------+
| Product name, | Long/short (Note 5) | Number of securities (Note 6) | Price per unit (Note 4) |
| e.g. CFD | | | |
+--------------------+------------------------+-----------------------------------+-------------------------------+
| | | | |
| Single Stock Swap | Purchase | 2,075,000 | GBP 8.1971 |
| Single Stock Swap | Purchase | 300,000 | GBP 8.3042 |
| | | | |
| | | | |
+--------------------+------------------------+-----------------------------------+-------------------------------+
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
+--------------------+----------------+--------------------+----------+-------------+---------+----------------+
| Product name, | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option money |
| e.g. call option | selling, | securities to | Price | American, | date | paid/received |
| | purchasing, | which the option | | European | | per unit (Note |
| | varying etc. | relates (Note 6) | | etc. | | 4) |
+--------------------+----------------+--------------------+----------+-------------+---------+----------------+
| | | | | | | |
+--------------------+----------------+--------------------+----------+-------------+---------+----------------+
(ii) Exercising
+--------------------------------------+------------------------------------+---------------------------------------+
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
| | | |
+--------------------------------------+------------------------------------+---------------------------------------+
| | | |
| | | |
+--------------------------------------+------------------------------------+---------------------------------------+
(d) Other dealings (including new securities) (Note 3)
+--------------------------------------+------------------------------------+---------------------------------------+
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note |
| | | 4) |
+--------------------------------------+------------------------------------+---------------------------------------+
| | | |
| | | |
+--------------------------------------+------------------------------------+---------------------------------------+
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
+----------------------------------------------------------------------------------------------------------------------+
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person |
| relating to the voting rights of any relevant securities under any option referred to on this form or relating to |
| the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to |
| on this form is referenced. If none, this should be stated. |
+----------------------------------------------------------------------------------------------------------------------+
| NONE |
| |
+----------------------------------------------------------------------------------------------------------------------+
Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO
+------------------------------------------------------------------+--------------------------------------------------+
| Date of disclosure | 01 February 2010 |
+------------------------------------------------------------------+--------------------------------------------------+
| Contact name | Richard Hopkins |
+------------------------------------------------------------------+--------------------------------------------------+
| Telephone number | (020) 7672 0354 |
+------------------------------------------------------------------+--------------------------------------------------+
| Name of offeree/offeror with which connected | Kraft Foods Inc. |
+------------------------------------------------------------------+--------------------------------------------------+
| Nature of connection (Note 9) | Financial Advisor. |
| | |
+------------------------------------------------------------------+--------------------------------------------------+
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website
at www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
EMMSSLFFFFSSEIE
Cadbury Schweppes (LSE:CBRY)
Historical Stock Chart
From Jun 2024 to Jul 2024
Cadbury Schweppes (LSE:CBRY)
Historical Stock Chart
From Jul 2023 to Jul 2024
