EPT Disclosure Cadbury plc
January 29 2010 - 10:44AM
UK Regulatory
TIDMBARC TIDMCBRY
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in CADBURY PLC-SPONS ADR
Class of relevant security ADR
to which the dealings being
disclosed relate (Note 1)
Date of dealing 28 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 34,667 0.00%
(2) Derivatives (other than
options)
(3) Options and agreements 66,300 0.00% 95,200 0.01%
to purchase/sell
Total 66,300 0.00% 129,867 0.01%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 600 53.607
Purchase 100 53.759
Purchase 2,500 53.592
Purchase 26,755 53.72689712
Purchase 600 53.615
Purchase 100 53.591
Purchase 22,500 53.8455
Purchase 600 53.62
Purchase 9,401 53.59995524
Purchase 100 53.6
Purchase 2,200 53.61313636
Purchase 100 53.65
Purchase 1,500 53.58333333
Purchase 4,200 53.63392857
Purchase 400 53.5875
Purchase 3,100 53.59680645
Purchase 1,125 53.7
Purchase 2,800 53.65035714
Purchase 5,775 53.63449697
Purchase 5,100 53.97745112
Purchase 6,200 54.0337095
Purchase 10,100 54.02224728
Purchase 6,600 53.65708333
Purchase 3,600 53.58055556
Purchase 5,100 53.58137255
Sale 5,800 53.97408621
Sale 100 53.759
Sale 1,500 53.58333333
Sale 400 53.6275
Sale 4,000 53.58875
Sale 6,600 53.657083
Sale 5,775 53.634497
Sale 4,200 53.633929
Sale 4,300 54.0872093
Sale 100 53.759
Sale 1,348 53.68632047
Sale 11,800 53.70907458
Sale 100 53.591
Sale 5,937 53.71277581
Sale 100 53.65
Sale 2,500 50
Sale 3,800 53.62894737
Sale 300 53.53
Sale 100 53.601
Sale 2,800 53.65035714
Sale 600 53.98166667
Sale 1,500 53.6
Sale 3,600 53.58055556
Sale 100 53.59
Sale 1,125 53.7
Sale 1,000 53.58
Sale 6,400 53.6111375
Sale 3,100 53.96903226
Sale 3,100 54.0983871
Sale 4,500 53.97688889
Sale 10,071 53.70671929
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing, to which (USD) American, paid/received
option varying the option European per unit
etc. relates etc. (Note 4)
(Note 6)
CALL Purchasing 100 50 AMER 20/02/2010 3.6
CALL Purchasing 2500 50 AMER 20/03/2010 0.00001
CALL Selling 4500 50 AMER 20/03/2010 3.9
CALL Selling 1000 55 AMER 20/02/2010 0.3
PUT Purchasing 200 50 AMER 20/02/2010 0.2
PUT Purchasing 4000 50 AMER 20/02/2010 0.25
PUT Purchasing 800 50 AMER 20/03/2010 0.35
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 29 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise Type, e.g. Expiry date
name, purchased securities price American,
e.g. call to which (Note 2) European
option the option (USD) etc.
or
derivative
relates
Option Purchased -12,700 60 AMER 20/03/2010
Option Written 300 55 AMER 19/06/2010
Option Written 7,200 50 AMER 19/06/2010
Option Written 2,100 50 AMER 18/09/2010
Option Written 800 50 AMER 20/03/2010
Option Purchased -1,300 50 AMER 20/02/2010
Option Purchased -2,500 60 AMER 20/02/2010
Option Purchased -18,600 55 AMER 20/03/2010
Option Purchased -5,100 45 AMER 20/02/2010
Option Purchased -3,600 45 AMER 18/09/2010
Option Written 1,900 55 AMER 18/09/2010
Option Purchased -22,000 45 AMER 20/03/2010
Option Purchased -20,600 50 AMER 20/03/2010
Option Written 4,300 55 AMER 19/06/2010
Option Written 7,400 55 AMER 20/02/2010
Option Written 4,900 55 AMER 18/09/2010
Option Written 100 45 AMER 20/03/2010
Option Written 1,000 60 AMER 19/06/2010
Option Written 23,300 55 AMER 20/03/2010
Option Written 13,000 50 AMER 20/02/2010
Option Purchased -1,400 60 AMER 20/03/2010
Option Purchased -500 50 AMER 19/06/2010
Option Purchased -6,900 45 AMER 19/06/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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