EPT Disclosure - amendment
January 28 2010 - 9:01AM
UK Regulatory
TIDMCBRY
RNS Number : 2894G
GoldmanSachs International
28 January 2010
Amendment - due to the amendment of CFD transactions the disclosure made on 27
January for dealings for 26 January has been updated. Dealings 2 (b) have been
updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
+------------------------------+-----------------------------------------------+
| Name of exempt principal | (GS) GOLDMAN SACHS INTERNATIONAL |
| trader | |
+------------------------------+-----------------------------------------------+
| Company dealt in | CADBURY PLC |
+------------------------------+-----------------------------------------------+
| Class of relevant security | 10p ordinary |
| to which the dealings being | |
| disclosed relate (Note 1) | |
+------------------------------+-----------------------------------------------+
| Date of dealing | 26 January 2010 |
+------------------------------+-----------------------------------------------+
2. DEALINGS (Note 2)
(a) Purchases and sales
+-----------------------------+-------------------------+-------------------------+
| Total number of securities | Highest price paid | Lowest price paid (Note |
| purchased | (Note 3) | 3) |
| (no. of underlying ords if | | |
| ADR) | | |
+-----------------------------+-------------------------+-------------------------+
| 9,883,201 | 8.225 GBP | 8.195 GBP |
| 317,980 | 13.24 USD | 13.24 USD |
+-----------------------------+-------------------------+-------------------------+
+----------------------------+-------------------------+-------------------------+
| Total number of securities | Highest price received | Lowest price received |
| sold | (Note 3) | (Note 3) |
| (no. of underlying ords if | | |
| ADR) | | |
+----------------------------+-------------------------+-------------------------+
| 2,479,458 | 8.2323 GBP | 8.2039 GBP |
+----------------------------+-------------------------+-------------------------+
(b) Derivatives transactions (other than options)
+------------------+---------------+----------------------+--------------------+
| Product name, | Long/short | Number of securities | Price per unit |
| e.g. CFD | (Note 4) | (Note 5) | (Note 3) |
+------------------+---------------+----------------------+--------------------+
| SWAP* | Short | 7,124,070 | 8.22 GBP |
+------------------+---------------+----------------------+--------------------+
| SWAP | Short | 100,000 | 8.2189 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 200,000 | 8.2164 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 9,500 | 8.2243 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 4,162 | 8.274 GBP |
+------------------+---------------+----------------------+--------------------+
*Please note this SWAP is part of a basket of securities for which Cadbury is a
component.
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
+-------------+-------------+--------------+------------+-----------+---------+---------------+
| Product | Writing, | Number of | Exercise | Type, | Expiry | Option |
| name, e.g. | selling, | securities | price | e.g. | date | money |
| call option | purchasing, | to which the | | American, | | paid/received |
| | varying | option | | European | | per unit |
| | etc. | relates | | etc. | | (Note 3) |
| | | (Note 5) | | | | |
+-------------+-------------+--------------+------------+-----------+---------+---------------+
(ii) Exercising
+----------------------+-----------------------------+-------------------------------+
| Product name, e.g. | Number of securities | Exercise price per unit (Note |
| call option | | 3) |
+----------------------+-----------------------------+-------------------------------+
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
+-------------------------------------------------------------------------------------+
| Full details of any agreement, arrangement or understanding between the person |
| disclosing and any other person relating to the voting rights of any relevant |
| securities under any option referred to on this form or relating to the voting |
| rights or future acquisition or disposal of any relevant securities to which any |
| derivative referred to on this form is referenced. If none, this should be stated. |
+-------------------------------------------------------------------------------------+
| |
+-------------------------------------------------------------------------------------+
+----------------------------------+--------------------------------+
| Date of disclosure | 28 January 2010 |
+----------------------------------+--------------------------------+
| Contact name | Peter Highton |
+----------------------------------+--------------------------------+
| Telephone number | +44-207-774-1935 |
+----------------------------------+--------------------------------+
| Name of offeree/offeror with | CADBURY PLC |
| which connected | |
+----------------------------------+--------------------------------+
| Nature of connection (Note 6) | Advisor & Corporate Broker |
+----------------------------------+--------------------------------+
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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