EPT Disclosure Cadbury plc
January 28 2010 - 8:02AM
UK Regulatory
TIDMBARC TIDMCBRY
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Cadbury plc
Class of relevant security 10p Ordinary
to which the dealings being
disclosed relate (Note 1)
Date of dealing 27 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 0 0.00% 36,667 0.00%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 66,700 0.00% 97,700 0.01%
to purchase/sell
Total 66,700 0.00% 134,367 0.01%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Sale 5,300 53.598302
Sale 26,100 53.85872
Sale 7,000 53.599286
Sale 16,896 53.62931049
Sale 13,400 53.66350746
Sale 7,700 53.81414286
Sale 19,634 53.84038963
Sale 3,250 53.56846154
Sale 2,400 53.602083
Sale 100 53.81
Sale 2,400 53.87166667
Sale 3,800 53.8285
Sale 200 53.8495
Sale 100 53.81
Sale 400 53.82
Sale 19,170 53.84916015
Sale 27,863 53.8454305
Sale 100 53.8
Sale 8,300 53.83759036
Sale 1,900 53.84157895
Sale 1,700 53.84247059
Sale 4,000 53.75
Sale 60,903 53.84731705
Sale 800 53.52
Sale 15,081 53.78345203
Sale 6,600 53.77106061
Sale 10,873 53.71552561
Sale 3,800 53.83868421
Sale 5,400 53.83825926
Sale 100 53.85
Sale 7,100 53.90816901
Sale 22,000 53.83604545
Sale 8,300 53.80197831
Sale 15,000 53.78693333
Sale 142,570 53.84408257
Sale 3,564 53.71253648
Sale 800 53.8922
Sale 21,496 53.66981857
Sale 2,800 53.80571429
Sale 3,900 53.76282051
Purchase 500 53.83
Purchase 400 53.82
Purchase 100 53.84
Purchase 300 53.83
Purchase 3,250 53.568462
Purchase 16,896 53.62931
Purchase 13,400 53.663507
Purchase 1,600 53.85275
Purchase 7,000 53.59928571
Purchase 3,100 53.86651613
Purchase 2,400 53.60208333
Purchase 6,000 53.88033333
Purchase 3,800 53.8285
Purchase 12,700 53.84535433
Purchase 100 53.81
Purchase 200 53.8495
Purchase 5,300 53.59830189
Purchase 100 53.81
Purchase 7,400 53.81351351
Purchase 139,570 53.84546
Purchase 900 53.83
Purchase 2,500 53.83
Purchase 2,500 53.8676
Purchase 200 53.875
Purchase 2,400 53.8717
Purchase 100 53.8297
Purchase 200 53.919
Purchase 300 53.85666667
Purchase 100 53.94
Purchase 100 53.96
Purchase 100 53.85
Purchase 23,200 53.9051
Purchase 148,970 53.8252
Purchase 22,500 53.8455
Purchase 28,400 53.7903
Purchase 2,900 53.8455
Purchase 100 53.9
Purchase 100 53.84
Purchase 200 53.89
Purchase 29,912 53.65142282
Purchase 331 53.83
Purchase 1,114 53.84725314
Purchase 7,857 53.8404
Purchase 600 53.8455
Purchase 3,500 53.8455
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing, to which (USD) American, paid/received
option varying the option European per unit
etc. relates etc. (Note 4)
(Note 6)
Put Option Selling 100 55 American 20/02/2010 1.7
Put Option Selling 100 55 American 20/02/2010 1.7
Put Option Selling 400 55 American 20/02/2010 1.7
Call Option Selling 1,000 55 American 20/03/2010 0.35
Call Option Selling 1,000 55 American 20/03/2010 0.4
Call Option Selling 1,000 55 American 20/03/2010 0.4
Call Option Selling 300 55 American 20/03/2010 0.45
Call Option Selling 1,000 55 American 20/03/2010 0.35
Put Option Purchasing 1,000 50 American 20/02/2010 0.2
Put Option Purchasing 2,000 50 American 20/02/2010 0.2
Put Option Purchasing 2,000 50 American 20/02/2010 0.2
Put Option Purchasing 500 50 American 20/02/2010 0.2
Put Option Purchasing 100 50 American 20/02/2010 0.25
Put Option Purchasing 100 50 American 20/02/2010 0.25
Put Option Purchasing 300 55 American 19/06/2010 2.2
Call Option Purchasing 100 55 American 18/09/2010 0.85
Call Option Purchasing 100 55 American 20/02/2010 0.15
Call Option Purchasing 900 55 American 20/02/2010 0.15
Call Option Purchasing 100 55 American 20/02/2010 0.2
Call Option Purchasing 100 55 American 20/02/2010 0.15
Call Option Purchasing 100 55 American 20/02/2010 0.2
Call Option Purchasing 100 55 American 20/02/2010 0.2
Call Option Purchasing 100 55 American 20/02/2010 0.2
Call Option Purchasing 100 55 American 20/02/2010 0.2
Call Option Purchasing 100 55 American 20/02/2010 0.2
Call Option Purchasing 1,000 55 American 20/02/2010 0.2
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 28 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, e.g. Expiry date
name, or securities price American,
e.g. call purchased to which (Note 2) European
option the option (USD) etc.
or
derivative
relates
Put Option Sold 5,500 50 American 20/02/2010
Put Option Sold 3,600 45 American 18/09/2010
Put Option Sold 22,000 45 American 20/03/2010
Put Option Sold 12,700 60 American 20/03/2010
Put Option Sold 18,600 55 American 20/03/2010
Put Option Sold 5,100 45 American 20/02/2010
Put Option Sold 6,900 45 American 19/06/2010
Put Option Sold 300 50 American 20/03/2010
Put Option Sold 2,500 60 American 20/02/2010
Call Option Sold 500 50 American 19/06/2010
Call Option Sold 18,600 50 American 20/03/2010
Call Option Sold 1,400 60 American 20/03/2010
Put Option Purchased 300 55 American 19/06/2010
Put Option Purchased 7,200 50 American 19/06/2010
Put Option Purchased 1,900 55 American 18/09/2010
Put Option Purchased 2,100 50 American 18/09/2010
Put Option Purchased 300 55 American 20/02/2010
Call Option Purchased 1,000 60 American 19/06/2010
Call Option Purchased 100 45 American 20/03/2010
Call Option Purchased 23,300 55 American 20/03/2010
Call Option Purchased 8,400 55 American 20/02/2010
Call Option Purchased 4,900 55 American 18/09/2010
Call Option Purchased 12,900 50 American 20/02/2010
Call Option Purchased 4,300 55 American 19/06/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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