Blue Capital Alternative Income Fd Holding(s) in Company (4397U)
July 12 2018 - 4:19AM
UK Regulatory
TIDMBCAI
RNS Number : 4397U
Blue Capital Alternative Income Fd
12 July 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the Blue Capital Alternative Income Fund
underlying issuer of existing shares Ltd
to which voting rights are attached(ii)
:
---------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer X
------------------
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
------------------
An acquisition or disposal of financial instruments
------------------
An event changing the breakdown of voting rights
------------------
Other (please specify)(iii) :
------------------
3. Details of person subject to the notification obligation(iv)
Name Weiss Asset Management LP
City and country of registered office Wilmington, Delaware, USA
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name Brookdale International Partners,
L.P., Brookdale Global Opportunity
Fund
---------------------------------------------------------
City and country of registered office Brookdale International Partners,
(if applicable) L.P.: New York, NY, USA
Brookdale Global Opportunity Fund:
Grand Cayman, Cayman Islands
---------------------------------------------------------
5. Date on which the threshold was Jul-09-2018
crossed or reached(vi) :
---------------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): Jul-11-2018
---------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
----------------------- ------------------- ---------------- ------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 17.59 % 0.0 % 17.59 % 175,448,523
----------------------- ------------------- ---------------- ------------------
Position of
previous notification
(if
applicable) 14.97 % 0.0 % 14.97 %
----------------------- ------------------- ---------------- ------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
-------------------------------------------
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
-------------------- --------------------- ----------------------------------- ---------------------
BMG1189R1043 30,869,041 17.59 %
-------------------- --------------------- ----------------------------------- ---------------------
SUBTOTAL 8. A 30,869,041 17.59 %
------------------------------------------- ----------------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting rights
financial date(x) Conversion rights that may be
instrument Period(xi) acquired if the instrument
is
exercised/converted.
-------------------- --------------------- ----------------------------------- ---------------------
SUBTOTAL 8. B 1
--------------------- ----------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting rights
financial date(x) Conversion cash voting rights
instrument Period (xi) settlement(xii)
--------------------- --------------------- ---------------- -----------------
SUBTOTAL 8.B.2
---------------- -----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
------------------------ ---------------------- ----------------------
Weiss Asset Management
LP
------------------------ ---------------------- ----------------------
Brookdale International
Partners, L.P. 11.72 % 11.72 %
------------------------ ---------------------- ----------------------
Weiss Asset Management
LP
------------------------ ---------------------- ----------------------
Brookdale Global
Opportunity Fund 5.87 % 5.87 %
------------------------ ---------------------- ----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
----------------------------------------------
The number and % of voting rights
held
----------------------------------------------
The date until which the voting rights
will be held
----------------------------------------------
11. Additional information(xvi)
Weiss Asset Management LP is the Investment Manager to Brookdale Global
Opportunity Fund and Brookdale International Partners, L.P.
Place of completion Boston, USA
Date of completion Jul-11-2018
------------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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