TIDMBARC TIDMNLOK TIDMAVST
RNS Number : 2051W
Barclays PLC
16 August 2022
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
------------------------------------------------
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
--------------- ----------------------------------------------------------------
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
--------------- ----------------------------------------------------------------
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
--------------- ----------------------------------------------------------------
(e) Date position held/dealing undertaken: 15 Aug 2022
--------------- ----------------------------------------------------------------
(f) In addition to the company in 1(c) above, is the discloser YES:
making
disclosures in respect of any other party to the offer? AVAST PLC
--------------- ---------------------------------------------------------------- ---------------------- -----------
2. POSITIONS OF THE PERSON MAKING
THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates following the dealing(if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
------------------------- ------------------------
Number (%) Number (%)
-------------- ----------- -----------
(1) Relevant securities owned
and/or controlled: 1,280,850 0.22% 1,309,943 0.23%
--------------------------------- -------------- ------------- -------------- --------- ----------- -----------
(2) Cash-settled derivatives:
and/or controlled: 1,627,373 0.28% 3,757,122 0.66%
--------------------------------- -------------- ------------- -------------- --------- ----------- -----------
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 73,200 0.01% 150,000 0.03%
--------------------------------- -------------- ------------- -------------- --------- ----------- -----------
TOTAL: 2,981,423 0.52% 5,217,065 0.91%
--------------------------------- -------------- ------------- -------------- --------- ----------- -----------
(b) Rights to subscribe for new securities (including directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
-------------- --------- ----------- -----------
Details, including nature of the rights
concerned and relevant percentages:
-------------- --------- ----------- -----------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 2 24.0200 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 8 24.1650 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 41 23.9450 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 58 23.9924 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 82 23.9487 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 100 24.0900 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 233 24.0058 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 263 24.0227 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 396 23.3250 EUR
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 407 24.0098 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 674 24.0019 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 700 24.0164 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 724 24.0130 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 829 24.0332 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 836 24.0161 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 900 24.0450 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,066 24.0188 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,218 24.0398 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,269 24.0231 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,400 23.9367 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,428 24.0215 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,488 24.0250 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,700 23.9829 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,996 23.9984 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 2,100 23.9547 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 2,754 24.0277 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 2,819 23.9482 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 2,957 24.0379 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 3,056 24.0417 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 3,493 23.9400 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 3,695 24.0353 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 4,180 23.9392 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 8,081 24.0304 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 9,599 23.9976 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 9,652 24.0956 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 10,357 23.9497 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 11,376 24.0493 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 11,627 24.0339 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 16,424 24.0238 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 22,997 24.0782 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 27,461 24.0302 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 36,290 24.0248 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 36,757 24.0253 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 36,812 24.0206 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 41,193 24.0734 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 44,434 24.0400 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 79,185 24.0432 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 185,052 24.0471 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 245,066 23.9900 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 269,723 24.0260 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 500,643 24.0000 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 7 24.1650 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 8 23.9762 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 14 24.0050 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 15 24.0080 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 15 24.0013 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 22 23.9881 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 29 24.0075 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 36 24.0883 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 38 23.9959 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 48 24.0450 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 56 24.0300 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 56 24.1350 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 57 24.0145 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 90 24.1950 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 100 24.1200 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 100 24.1900 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 107 24.0100 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 112 24.0200 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 118 24.0645 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 146 24.2447 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 200 23.9800 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 204 24.0382 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 228 24.0589 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 240 24.0235 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 252 24.0380 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 263 24.0227 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 274 24.0587 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 300 24.0266 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 336 24.0317 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 384 24.0031 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 396 23.3250 EUR
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 400 24.1000 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 406 24.0403 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 432 24.0336 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 540 24.0277 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 564 24.0551 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 585 24.0413 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 600 24.0175 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 600 24.0083 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 709 24.1733 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 800 24.0562 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 887 24.0351 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 900 24.0433 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,036 24.0299 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,067 24.0552 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,168 24.0024 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,200 24.0304 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,214 24.0250 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,600 24.0321 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,974 24.0465 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 2,210 24.0416 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 3,515 24.0324 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 4,874 24.0497 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 5,043 24.0468 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 6,357 24.0620 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 8,404 24.0687 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 9,264 24.0491 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 9,360 24.0152 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 9,406 24.0275 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 11,565 24.1167 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 12,554 24.0376 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 13,962 24.0370 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 15,685 24.0400 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 18,244 24.0390 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 20,793 24.0377 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 23,271 24.0071 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 24,700 24.1258 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 27,362 24.0127 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 42,111 24.0395 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 54,052 24.0364 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 78,443 24.0419 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 95,498 24.0139 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 159,107 24.0283 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 186,162 24.0448 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 245,406 23.9900 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 269,400 23.9860 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 272,076 24.0000 USD
------------------------------ ------------------------- ------------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
--------------------------------- ------------------------------ ------------------------- -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
---------------- --------------- ------------- -------------- --------- ----------- -----------
(ii) Exercising
Class of relevant Product description Exercising/ exercised Number of Exercise
against price per
security securities unit
--------------------------------- ------------------------------ ------------------------- -----------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit
(if
security applicable)
------------------------------ ------------------------- ------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party
to the offer or any person acting in concert with a party to the offer:
--------------------------------------------------------------------------------- --------- ----------- -----------
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to
which
any derivative is referenced:
--------------------------------- --------------- ------------- -------------- --------- ----------- -----------
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 16 Aug 2022
---------------------------------------------------
Contact name: Large Holdings Regulatory Operations
---------------------------------------------------
Telephone number: 020 3134 7213
---------------------------------------------------
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
---------------------------------------------------
relevant securities this from relates:
-------------- --------- ----------- -----------
2. OPTIONS AND DERIVATIVES
Class of Product Writing, Number of Exercise Type Expiry date
relevant description purchasing, securities price per
security selling, to which unit
varying etc option
relates
USD 0.01
common Call Options Purchased 56,100 25.0000 American 19 Aug 2022
---------------- --------------- ------------- -------------- --------- ------------------------
USD 0.01
common Call Options Written -112,200 28.0000 American 19 Aug 2022
---------------- --------------- ------------- -------------- --------- ------------------------
USD 0.01
common Call Options Written -20,700 27.0000 American 19 Aug 2022
---------------- --------------- ------------- -------------- --------- ------------------------
USD 0.01
common Call Options Written -17,100 27.0000 American 16 Sep 2022
---------------- --------------- ------------- -------------- --------- ------------------------
USD 0.01
common Put Options Written 17,100 25.0000 American 16 Sep 2022
---------------- --------------- ------------- -------------- --------- ------------------------
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
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END
RETBKABDDBKDOFD
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