TIDMAJB
RNS Number : 4198V
AJ Bell PLC
13 December 2021
AJ Bell plc
("AJ Bell", the "Company")
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
AJ Bell wishes to announce that:
(1) On 9 December 2021, AJ Bell granted annual and deferred
awards over the Company's ordinary shares of GBP0.000125 each
(Ordinary Shares) to the following executive directors and senior
managers, all of whom are a person discharging managerial
responsibilities (PDMR) in the Company, under the AJ Bell Executive
Incentive Plan (EIP) in respect of bonuses for the year ending 30
September 2022.
Number Name Position of Number of Number of
PDMR shares subject shares subject
to annual to deferred
award award
Chief Executive
1. Andy Bell Officer 99,722 149,584
-------------------- --------------------- ---------------- ------------------
Deputy Chief
2. Michael Summersgill Executive Officer 50,040 75,060
-------------------- --------------------- ---------------- ------------------
Chief Operating
3. Roger Stott Officer 12,320 18,480
-------------------- --------------------- ---------------- ------------------
AJ Bell Investcentre
4. Billy Mackay Managing Director 16,087 10,725
-------------------- --------------------- ---------------- ------------------
AJ Bell Youinvest
5. Charles Galbraith Managing Director 25,053 16,702
-------------------- --------------------- ---------------- ------------------
Chief Risk
6. Karen Goodman Officer 11,100 7,400
-------------------- --------------------- ---------------- ------------------
Group Legal
Services Director
and Company
7. Bruce Robinson Secretary 6,110 4,074
-------------------- --------------------- ---------------- ------------------
Chief Technology
8. Mo Tagari Officer 24,840 16,560
-------------------- --------------------- ---------------- ------------------
9. Liz Carrington HR Director 9,365 6,244
-------------------- --------------------- ---------------- ------------------
AJ Bell Investments
10. Kevin Doran Managing Director 10,439 6,959
-------------------- --------------------- ---------------- ------------------
No consideration was paid for the grant of the awards, which
have been structured as nominal cost options.
In the case of the Executive Directors, Andy Bell, Michael
Summersgill and Roger Stott:
a) the annual awards will normally vest once it has been
determined if, and the extent to which, the performance conditions
have been satisfied, which will ordinarily be within 75 days of the
end of the performance period on 30 September 2022.
b) the deferred awards will, subject to the satisfaction of the
performance conditions and the operation of a performance underpin,
malus and clawback, normally vest on the first day on which
dealings in the Company's shares by PDMRs are permitted under the
Company's share dealing code after 30 September 2025.
c) both the annual awards and the deferred awards will be
subject to a holding period which expires on 30 September 2026, and
will, ordinarily, remain exercisable until the day before the tenth
anniversary of the date of grant. Clawback will continue to apply
up until the end of the holding period.
In the case of the Senior Managers, Billy Mackay, Charles
Galbraith, Karen Goodman, Bruce Robinson, Mo Tagari, Liz Carrington
and Kevin Doran:
a) the annual awards will normally vest once it has been
determined if, and the extent to which, the performance conditions
have been satisfied, which will ordinarily be within 75 days of the
end of the performance period on 30 September 2022.
b) the deferred awards will, subject to the satisfaction of the
performance conditions and the operation of a performance underpin,
malus and clawback, normally vest on the first day on which
dealings in the Company's shares by PDMRs are permitted under the
Company's share dealing code after 30 September 2024.
c) both the annual awards and the deferred awards will,
ordinarily, remain exercisable until the day before the tenth
anniversary of the date of grant.
(2) It has been notified that those PDMRS who are named in
column (1) of the below table exercised nominal cost options under
the EIP on 9 December 2021 to acquire the number of Ordinary Shares
set alongside their respective names in column (2) of the below
table and, where indicated in column (3) of that table, then sold
some of those Ordinary Shares on 9 December 2021 at a price of
GBP3.796 per Ordinary Share to pay associated income tax and
national insurance contribution liabilities (PDMR
Transactions).
(1) (2) (3)
PDMR Number of Ordinary Number of Ordinary
Shares acquired Shares sold
------------------- -------------------
Andy Bell 136,672 0
------------------- -------------------
Roger Stott 22,156 10,419
------------------- -------------------
Billy Mackay 17,909 0
------------------- -------------------
Bruce Robinson 23,401 0
------------------- -------------------
Mo Tagari 19,561 9,196
------------------- -------------------
Liz Carrington 10,580 0
------------------- -------------------
(3) It has been notified that on 9 December 2021 Nick
Carrington, who is a person closely associated (PCA) with Liz
Carrington, a PDMR:
a) was granted by AJ Bell an annual award over 7,202 Ordinary
Shares and a deferred award over 4,801 Ordinary Shares under the
EIP in respect of bonuses for the year ending 30 September 2022;
and
b) exercised nominal cost options under the EIP to acquire 9,118
Ordinary Shares (PCA Transaction).
(4) Following completion of the PDMR Transactions and the PCA
Transaction, each of the PDMRs named in column (1) of the below
table is interested in the number of Ordinary Shares in the Company
and percentage of the Company's issued share capital set alongside
their respective names in columns (2) and (3) of the below
table.
(1) (2) (3)
PDMR Number of shares % of issued share
in which interested capital
--------------------- ------------------
Andy Bell 93,870,739 22.861
--------------------- ------------------
Roger Stott 210,380 0.051
--------------------- ------------------
Billy Mackay 1,487,927 0.362
--------------------- ------------------
Bruce Robinson 653,143 0.159
--------------------- ------------------
Mo Tagari 47,039 0.011
--------------------- ------------------
Liz Carrington 570,939 0.139
--------------------- ------------------
For further information, please contact:
AJ Bell plc
Bruce Robinson, Company Secretary +44 (0) 780 234 4859
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1. Details of the person discharging managerial responsibilities/
person closely associated
-----------------------------------------------------------------------------------------------------------------
a) Name Andrew Bell
------------------------------------------------------------- --------------------------------------------------
2. Reason for the notification
-----------------------------------------------------------------------------------------------------------------
a) Position/status Chief Executive Officer/PDMR
------------------------------------------------------------- --------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------------------------------------------- --------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------------------------------- --------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------------------------------------------- --------------------------------------------------
4. Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of
transaction; (iii) each date; (iv) each place where
transactions have been conducted
-----------------------------------------------------------------------------------------------------------------
a) Description Ordinary shares of GBP0.000125 each
of the financial
instrument,
type of instrument
--------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------------------------------------------- --------------------------------------------------
b) Nature of 1. Grant of an annual award under the EIP.
the transaction The award is structured as a nominal cost
option which will ordinarily vest once
it has been determined if, and the extent
to which, the performance conditions set
for the award have been satisfied, which
will ordinarily be within 75 days of the
end of the performance period on 30 September
2022; and
2. Grant of a deferred award under the
EIP. The award is structured as a nominal
cost option which will ordinarily vest
if, and the extent to which, the performance
conditions set for the award have been
satisfied, on the first day on which dealings
in the Company's shares by PDMRs are permitted
under the Company's share dealing code
after 30 September 2025.
------------------------------------------------------------- --------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 99,722
------------- ----------
Deferred award GBP0.000125 149,584
------------- ----------
------------------------------------------------------------- --------------------------------------------------
d) Aggregated Not applicable single transaction
information
Aggregated
volume
price
------------------------------------------------------------- --------------------------------------------------
e) Date of the 9 December 2021
transaction
------------------------------------------------------------- --------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------------------------------------------- --------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Michael Summersgill
------------------------ ---------------------------------------------------
2. Reason for the notification
-----------------------------------------------------------------------------
a) Position/status Deputy Chief Executive Officer/PDMR
------------------------ ---------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ ---------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ ---------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ ---------------------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
-----------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
---------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ ---------------------------------------------------
b) Nature of the 1. Grant of an annual award under the EIP.
transaction The award is structured as a nominal cost
option which will ordinarily vest once it
has been determined if, and the extent to
which, the performance conditions set for
the award have been satisfied, which will
ordinarily be within 75 days of the end of
the performance period on 30 September 2022;
and
2. Grant of a deferred award under the EIP.
The award is structured as a nominal cost
option which will ordinarily vest if, and
the extent to which, the performance conditions
set for the award have been satisfied, on
the first day on which dealings in the Company's
shares by PDMRs are permitted under the Company's
share dealing code after 30 September 2025.
------------------------ ---------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 50,040
------------- ----------
Deferred award GBP0.000125 75,060
------------- ----------
------------------------ ---------------------------------------------------
d) Aggregated information Not applicable single transaction
Aggregated volume
Price
------------------------ ---------------------------------------------------
e) Date of the transaction 9 December 2021
------------------------ ---------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ ---------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Roger Stott
------------------------ ---------------------------------------------------
2. Reason for the notification
-----------------------------------------------------------------------------
a) Position/status Chief Operating Officer/PDMR
------------------------ ---------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ ---------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ ---------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ ---------------------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
-----------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
---------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ ---------------------------------------------------
b) Nature of the 1. Grant of an annual award under the EIP.
transaction The award is structured as a nominal cost
option which will ordinarily vest once it
has been determined if, and the extent to
which, the performance conditions set for
the award have been satisfied, which will
ordinarily be within 75 days of the end of
the performance period on 30 September 2022;
and
2. Grant of a deferred award under the EIP.
The award is structured as a nominal cost
option which will ordinarily vest if, and
the extent to which, the performance conditions
set for the award have been satisfied, on
the first day on which dealings in the Company's
shares by PDMRs are permitted under the Company's
share dealing code after 30 September 2025.
------------------------ ---------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 12,320
------------- ----------
Deferred award GBP0.000125 18,480
------------- ----------
------------------------ ---------------------------------------------------
d) Aggregated information Not applicable single transaction
Aggregated volume
Price
------------------------ ---------------------------------------------------
e) Date of the transaction 9 December 2021
------------------------ ---------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ ---------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name William Mackay
------------------------ ------------------------------------------------------
2. Reason for the notification
--------------------------------------------------------------------------------
a) Position/status AJ Bell Investcentre Managing Director/PDMR
------------------------ ------------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ ------------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
--------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ ------------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ ------------------------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
--------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
------------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ ------------------------------------------------------
b) Nature of the 1. Grant of an annual award under the EIP.
transaction The award is structured as a nominal cost
option which will ordinarily vest once it
has been determined if, and the extent to
which, the performance conditions set for
the award have been satisfied, which will
ordinarily be within 75 days of the end of
the performance period on 30 September 2022;
and
2. Grant of a deferred award under the EIP.
The award is structured as a nominal cost
option which will ordinarily vest if, and
the extent to which, the performance conditions
set for the award have been satisfied, on
the first day on which dealings in the Company's
shares by PDMRs are permitted under the Company's
share dealing code after 30 September 2024.
------------------------ ------------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 16,087
------------- ----------
Deferred award GBP0.000125 10,725
------------- ----------
------------------------ ------------------------------------------------------
d) Aggregated information Not applicable single transaction
Aggregated volume
Price
------------------------ ------------------------------------------------------
e) Date of the transaction 9 December 2021
------------------------ ------------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ ------------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Charles Galbraith
------------------------ ---------------------------------------------------
2. Reason for the notification
-----------------------------------------------------------------------------
a) Position/status AJ Bell Youinvest Managing Director/PDMR
------------------------ ---------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ ---------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ ---------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ ---------------------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
-----------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
---------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ ---------------------------------------------------
b) Nature of the 1. Grant of an annual award under the EIP.
transaction The award is structured as a nominal cost
option which will ordinarily vest once it
has been determined if, and the extent to
which, the performance conditions set for
the award have been satisfied, which will
ordinarily be within 75 days of the end of
the performance period on 30 September 2022;
and
2. Grant of a deferred award under the EIP.
The award is structured as a nominal cost
option which will ordinarily vest if, and
the extent to which, the performance conditions
set for the award have been satisfied, on
the first day on which dealings in the Company's
shares by PDMRs are permitted under the Company's
share dealing code after 30 September 2024.
------------------------ ---------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 25,053
------------- ----------
Deferred award GBP0.000125 16,702
------------- ----------
------------------------ ---------------------------------------------------
d) Aggregated information Not applicable single transaction
Aggregated volume
Price
------------------------ ---------------------------------------------------
e) Date of the transaction 9 December 2021
------------------------ ---------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ ---------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Karen Goodman
------------------------ ---------------------------------------------------
2. Reason for the notification
-----------------------------------------------------------------------------
a) Position/status Chief Risk Officer/PDMR
------------------------ ---------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ ---------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ ---------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ ---------------------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
-----------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
---------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ ---------------------------------------------------
b) Nature of the 1. Grant of an annual award under the EIP.
transaction The award is structured as a nominal cost
option which will ordinarily vest once it
has been determined if, and the extent to
which, the performance conditions set for
the award have been satisfied, which will
ordinarily be within 75 days of the end of
the performance period on 30 September 2022;
and
2. Grant of a deferred award under the EIP.
The award is structured as a nominal cost
option which will ordinarily vest if, and
the extent to which, the performance conditions
set for the award have been satisfied, on
the first day on which dealings in the Company's
shares by PDMRs are permitted under the Company's
share dealing code after 30 September 2024.
------------------------ ---------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 11,100
------------- ----------
Deferred award GBP0.000125 7,400
------------- ----------
------------------------ ---------------------------------------------------
d) Aggregated information Not applicable single transaction
Aggregated volume
Price
------------------------ ---------------------------------------------------
e) Date of the transaction 9 December 2021
------------------------ ---------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ ---------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Bruce Robinson
------------------------ ---------------------------------------------------
2. Reason for the notification
-----------------------------------------------------------------------------
a) Position/status Group Legal Services Director and Company
Secretary/PDMR
------------------------ ---------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ ---------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ ---------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ ---------------------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
-----------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
---------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ ---------------------------------------------------
b) Nature of the 1. Grant of an annual award under the EIP.
transaction The award is structured as a nominal cost
option which will ordinarily vest once it
has been determined if, and the extent to
which, the performance conditions set for
the award have been satisfied, which will
ordinarily be within 75 days of the end of
the performance period on 30 September 2022;
and
2. Grant of a deferred award under the EIP.
The award is structured as a nominal cost
option which will ordinarily vest if, and
the extent to which, the performance conditions
set for the award have been satisfied, on
the first day on which dealings in the Company's
shares by PDMRs are permitted under the Company's
share dealing code after 30 September 2024.
------------------------ ---------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 6,110
------------- ----------
Deferred award GBP0.000125 4,074
------------- ----------
------------------------ ---------------------------------------------------
d) Aggregated information Not applicable single transaction
Aggregated volume
Price
------------------------ ---------------------------------------------------
e) Date of the transaction 9 December 2021
------------------------ ---------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ ---------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Mohamed Tagari
------------------------ ---------------------------------------------------
2. Reason for the notification
-----------------------------------------------------------------------------
a) Position/status Chief Technology Officer/PDMR
------------------------ ---------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ ---------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ ---------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ ---------------------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
-----------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
---------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ ---------------------------------------------------
b) Nature of the 1. Grant of an annual award under the EIP.
transaction The award is structured as a nominal cost
option which will ordinarily vest once it
has been determined if, and the extent to
which, the performance conditions set for
the award have been satisfied, which will
ordinarily be within 75 days of the end of
the performance period on 30 September 2022;
and
2. Grant of a deferred award under the EIP.
The award is structured as a nominal cost
option which will ordinarily vest if, and
the extent to which, the performance conditions
set for the award have been satisfied, on
the first day on which dealings in the Company's
shares by PDMRs are permitted under the Company's
share dealing code after 30 September 2024.
------------------------ ---------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 24,840
------------- ----------
Deferred award GBP0.000125 16,560
------------- ----------
------------------------ ---------------------------------------------------
d) Aggregated information Not applicable single transaction
Aggregated volume
Price
------------------------ ---------------------------------------------------
e) Date of the transaction 9 December 2021
------------------------ ---------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ ---------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Elizabeth Carrington
------------------------ ---------------------------------------------------
2. Reason for the notification
-----------------------------------------------------------------------------
a) Position/status HR Director/PDMR
------------------------ ---------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ ---------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ ---------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ ---------------------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
-----------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
---------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ ---------------------------------------------------
b) Nature of the 1. Grant of an annual award under the EIP.
transaction The award is structured as a nominal cost
option which will ordinarily vest once it
has been determined if, and the extent to
which, the performance conditions set for
the award have been satisfied, which will
ordinarily be within 75 days of the end of
the performance period on 30 September 2022;
and
2. Grant of a deferred award under the EIP.
The award is structured as a nominal cost
option which will ordinarily vest if, and
the extent to which, the performance conditions
set for the award have been satisfied, on
the first day on which dealings in the Company's
shares by PDMRs are permitted under the Company's
share dealing code after 30 September 2024.
------------------------ ---------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 9,365
------------- ----------
Deferred award GBP0.000125 6,244
------------- ----------
------------------------ ---------------------------------------------------
d) Aggregated information Not applicable single transaction
Aggregated volume
Price
------------------------ ---------------------------------------------------
e) Date of the transaction 9 December 2021
------------------------ ---------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ ---------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Kevin Doran
------------------------ ---------------------------------------------------
2. Reason for the notification
-----------------------------------------------------------------------------
a) Position/status Managing Director, AJ Bell Investments /PDMR
------------------------ ---------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ ---------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ ---------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ ---------------------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
-----------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
---------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ ---------------------------------------------------
b) Nature of the 1. Grant of an annual award under the EIP.
transaction The award is structured as a nominal cost
option which will ordinarily vest once it
has been determined if, and the extent to
which, the performance conditions set for
the award have been satisfied, which will
ordinarily be within 75 days of the end of
the performance period on 30 September 2022;
and
2. Grant of a deferred award under the EIP.
The award is structured as a nominal cost
option which will ordinarily vest if, and
the extent to which, the performance conditions
set for the award have been satisfied, on
the first day on which dealings in the Company's
shares by PDMRs are permitted under the Company's
share dealing code after 30 September 2024.
------------------------ ---------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 10,439
------------- ----------
Deferred award GBP0.000125 6,959
------------- ----------
------------------------ ---------------------------------------------------
d) Aggregated information Not applicable single transaction
Aggregated volume
Price
------------------------ ---------------------------------------------------
e) Date of the transaction 9 December 2021
------------------------ ---------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ ---------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1. Details of the person discharging managerial responsibilities/
person closely associated
a) Name Nicholas Carrington
------------------------ ---------------------------------------------------
2. Reason for the notification
-----------------------------------------------------------------------------
a) Position/status PCA with Elizabeth Carrington, HR Director/PDMR
------------------------ ---------------------------------------------------
b) Initial notification/ This is an initial notification
Amendment
------------------------ ---------------------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------ ---------------------------------------------------
b) LEI 213800VNKA7DPWXWJJ36
------------------------ ---------------------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; (iv) each place where transactions have
been conducted
-----------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type
of instrument
---------------------------------------------------
Identification ISIN: GB00BFZNLB60
code
------------------------ ---------------------------------------------------
b) Nature of the 1. Grant of an annual award under the EIP.
transaction The award is structured as a nominal cost
option which will ordinarily vest once it
has been determined if, and the extent to
which, the performance conditions set for
the award have been satisfied, which will
ordinarily be within 75 days of the end of
the performance period on 30 September 2022;
and
2. Grant of a deferred award under the EIP.
The award is structured as a nominal cost
option which will ordinarily vest if, and
the extent to which, the performance conditions
set for the award have been satisfied, on
the first day on which dealings in the Company's
shares by PDMRs are permitted under the Company's
share dealing code after 30 September 2024.
------------------------ ---------------------------------------------------
c) Price(s) and Type of award Price(s) Volume(s)
volume(s) Annual award GBP0.000125 7,202
------------- ----------
Deferred award GBP0.000125 4,801
------------- ----------
------------------------ ---------------------------------------------------
d) Aggregated information Not applicable single transaction
Aggregated volume
Price
------------------------ ---------------------------------------------------
e) Date of the transaction 9 December 2021
------------------------ ---------------------------------------------------
f) Place of the Outside a trading venue
transaction
------------------------ ---------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Andrew Bell
------------------------------------- ---------------------------------------
2 Reason for the notification
------------------------------------------------------------------------------
a) Position/status Chief Executive Officer/PDMR
------------------------------------- ---------------------------------------
b) Initial notification Initial Notification
/Amendment
------------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------- ---------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
------------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
------------------------------------- ---------------------------------------
b) Nature of the Exercise of EIP options
transaction
------------------------------------- ---------------------------------------
c) Currency GBP
------------------------------------- ---------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
------------------------------------- --------------------- ----------------
GBP0.000125 136,672
---------------------------------------------------------------- ----------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Aggregated
Price
------------------------------------- ---------------------------------------
f) Date of the transaction 9 December 2021
------------------------------------- ---------------------------------------
g) Place of the Outside a trading venue
transaction
------------------------------------- ---------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Roger Stott
------------------------------------- ---------------------------------------
2 Reason for the notification
------------------------------------------------------------------------------
a) Position/status Chief Operating Officer/PDMR
------------------------------------- ---------------------------------------
b) Initial notification Initial Notification
/Amendment
------------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------- ---------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
------------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
------------------------------------- ---------------------------------------
b) Nature of the Exercise of EIP options
transaction
------------------------------------- ---------------------------------------
c) Currency GBP
------------------------------------- ---------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
------------------------------------- --------------------- ----------------
GBP0.000125 22,156
---------------------------------------------------------------- ----------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Aggregated
Price
------------------------------------- ---------------------------------------
f) Date of the transaction 9 December 2021
------------------------------------- ---------------------------------------
g) Place of the Outside a trading venue
transaction
------------------------------------- ---------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name William Mackay
------------------------------------- -------------------------------------------
2 Reason for the notification
----------------------------------------------------------------------------------
a) Position/status Managing Director, AJ Bell Investcentre
------------------------------------- -------------------------------------------
b) Initial notification Initial Notification
/Amendment
------------------------------------- -------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
----------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------- -------------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
------------------------------------- -------------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
----------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
------------------------------------- -------------------------------------------
b) Nature of the Exercise of EIP options
transaction
------------------------------------- -------------------------------------------
c) Currency GBP
------------------------------------- -------------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
------------------------------------- ----------------------- ------------------
GBP0.000125 17,909
------------------------------------------------------------------ ------------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Price
- Aggregated
total
------------------------------------- -------------------------------------------
f) Date of the transaction 9 December 2021
------------------------------------- -------------------------------------------
g) Place of the Outside a trading venue
transaction
------------------------------------- -------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Bruce Robinson
------------------------------------- ---------------------------------------------
2 Reason for the notification
------------------------------------------------------------------------------------
a) Position/status Group Legal Services Director and Company
Secretary/PDMR
------------------------------------- ---------------------------------------------
b) Initial notification Initial Notification
/Amendment
------------------------------------- ---------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------- ---------------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
------------------------------------- ---------------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
------------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
------------------------------------- ---------------------------------------------
b) Nature of the Exercise of EIP options
transaction
------------------------------------- ---------------------------------------------
c) Currency GBP
------------------------------------- ---------------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
------------------------------------- ------------------------ -------------------
GBP0.000125 23,401
------------------------------------------------------------------- -------------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Price
- Aggregated
total
------------------------------------- ---------------------------------------------
f) Date of the transaction 9 December 2021
------------------------------------- ---------------------------------------------
g) Place of the Outside a trading venue
transaction
------------------------------------- ---------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Mohamed Tagari
------------------------------------- ---------------------------------------
2 Reason for the notification
------------------------------------------------------------------------------
a) Position/status Chief Technology Officer/PDMR
------------------------------------- ---------------------------------------
b) Initial notification Initial Notification
/Amendment
------------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------- ---------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
------------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
------------------------------------- ---------------------------------------
b) Nature of the Exercise of EIP options
transaction
------------------------------------- ---------------------------------------
c) Currency GBP
------------------------------------- ---------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
------------------------------------- --------------------- ----------------
GBP0.000125 19,561
---------------------------------------------------------------- ----------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Price
- Aggregated
total
------------------------------------- ---------------------------------------
f) Date of the transaction 9 December 2021
------------------------------------- ---------------------------------------
g) Place of the Outside a trading venue
transaction
------------------------------------- ---------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Elizabeth Carrington
------------------------------------- ---------------------------------------
2 Reason for the notification
------------------------------------------------------------------------------
a) Position/status HR Director
------------------------------------- ---------------------------------------
b) Initial notification Initial Notification
/Amendment
------------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------- ---------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
------------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
------------------------------------- ---------------------------------------
b) Nature of the Exercise of EIP options
transaction
------------------------------------- ---------------------------------------
c) Currency GBP
------------------------------------- ---------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
------------------------------------- --------------------- ----------------
GBP0.000125 10,580
---------------------------------------------------------------- ----------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Aggregated
Price
------------------------------------- ---------------------------------------
f) Date of the transaction 9 December 2021
------------------------------------- ---------------------------------------
g) Place of the Outside a trading venue
transaction
------------------------------------- ---------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Nicholas Carrington
------------------------------------- ---------------------------------------------------
2 Reason for the notification
------------------------------------------------------------------------------------------
a) Position/status PCA with Elizabeth Carrington, HR Director/PDMR
------------------------------------- ---------------------------------------------------
b) Initial notification Initial Notification
/Amendment
------------------------------------- ---------------------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
------------------------------------------------------------------------------------------
a) Name AJ Bell plc
------------------------------------- ---------------------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
------------------------------------- ---------------------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
------------------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
------------------------------------- ---------------------------------------------------
b) Nature of the Exercise of EIP options
transaction
------------------------------------- ---------------------------------------------------
c) Currency GBP
------------------------------------- ---------------------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
------------------------------------- ----------------------------- --------------------
GBP0.000125 9,118
------------------------------------------------------------------------ --------------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Aggregated
Price
------------------------------------- ---------------------------------------------------
f) Date of the transaction 9 December 2021
------------------------------------- ---------------------------------------------------
g) Place of the Outside a trading venue
transaction
------------------------------------- ---------------------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Roger Stott
--------------------------------------- ---------------------------------------
2 Reason for the notification
--------------------------------------------------------------------------------
a) Position/status Chief Operating Officer/PDMR
--------------------------------------- ---------------------------------------
b) Initial notification Initial Notification
/Amendment
--------------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
--------------------------------------------------------------------------------
a) Name AJ Bell plc
--------------------------------------- ---------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
--------------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
--------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
--------------------------------------- ---------------------------------------
b) Nature of the Sale of Ordinary Shares
transaction
--------------------------------------- ---------------------------------------
c) Currency GBP
--------------------------------------- ---------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
--------------------------------------- -------------------- -----------------
GBP3.796 10,419
----------------------------------------------------------------- -----------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Aggregated
Price
--------------------------------------- ---------------------------------------
f) Date of the transaction 9 December 2021
--------------------------------------- ---------------------------------------
g) Place of the London Stock Exchange
transaction
--------------------------------------- ---------------------------------------
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them.
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Mohamed Tagari
---------------------------------------- ---------------------------------------
2 Reason for the notification
---------------------------------------------------------------------------------
a) Position/status Chief Technology Officer/PDMR
---------------------------------------- ---------------------------------------
b) Initial notification Initial Notification
/Amendment
---------------------------------------- ---------------------------------------
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------------
a) Name AJ Bell plc
---------------------------------------- ---------------------------------------
b) Legal Entity 213800VNKA7DPWXWJJ36
Identifier
---------------------------------------- ---------------------------------------
4 Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
---------------------------------------------------------------------------------
a) Description of Ordinary shares of GBP0.000125 each
the financial
instrument, type GB00BFZNLB60
of instrument
Identification
code
---------------------------------------- ---------------------------------------
b) Nature of the Sale of Ordinary Shares
transaction
---------------------------------------- ---------------------------------------
c) Currency GBP
---------------------------------------- ---------------------------------------
d) Price(s) and Price(s) Volume(s)
volume(s)
---------------------------------------- ------------------ -------------------
GBP3.796 9,196
---------------------------------------------------------------- -------------------
e) Aggregated information
- Aggregated N/A single transaction
volume
- Price
- Aggregated
total
---------------------------------------- ---------------------------------------
f) Date of the transaction 9 December 2021
---------------------------------------- ---------------------------------------
g) Place of the London Stock Exchange
transaction
---------------------------------------- ---------------------------------------
Name of officer of issuer responsible for making notification:
Bruce Robinson (Company Secretary)
Date of notification: 13 December 2021
This information is provided by RNS, the news service of the
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END
DSHFZMMZRFFGMZG
(END) Dow Jones Newswires
December 13, 2021 03:35 ET (08:35 GMT)
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