AJ Bell PLC Director/PDMR Shareholding (7379K)
December 17 2018 - 11:35AM
UK Regulatory
TIDMAJB
RNS Number : 7379K
AJ Bell PLC
17 December 2018
17 December 2018
AJ Bell plc ("AJ Bell" or "Company")
Notification and public disclosure of transactions by persons
discharging managerial responsibilities ("PDMR")
On 14 December 2018 the Company was notified by the PDMRs set
out below, that they had been awarded the number of ordinary shares
of GBP0.000125 each ("Ordinary Shares") set out below in the
Company for nil value under the Company's Buy As You Earn
scheme.
This announcement, including the notification(s) below, is made
in accordance with the requirements of the EU Market Abuse
Regulation.
Name / Position of PDMR Number Purchase Date of
of Ordinary price award
Shares per share
Fergus Lyons - AJ Bell
Investcentre Managing
1. Director 31 GBPNil 12/12/2018
Charles Galbraith -
AJ Bell Youinvest Managing
2. Director 31 GBPNil 12/12/2018
Roger Stott - Group
3. Finance Director 31 GBPNil 12/12/2018
Louis Petherick - Chief
4. Risk Officer 31 GBPNil 12/12/2018
Bruce Robinson - Group
Legal Services Director
5. and Company Secretary 31 GBPnil 12/12/2018
1 Details of the person discharging managerial responsibilities
/ if applicable, person closely associated
a) Name 1. Fergus Lyons
2. Charles Galbraith
3. Roger Stott
4. Louis Petherick
5. Bruce Robinson
2 Reason for the notification
a) Position/status 1. AJ Bell Investcentre Managing Director/PDMR
2. AJ Bell Youinvest Managing Director/PDMR
3. Group Finance Director/PDMR
4. Chief Risk Officer/PDMR
5. Group Legal Services Director and
Company Secretary/PDMR
b) Initial notification Initial notification
/Amendment
3 Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
a) Name AJ Bell plc
b) LEI 213800VNKA7DPWXWJJ36
4 Details of the transaction(s): section to be repeated
for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
a) Description of the Ordinary shares of GBP0.000125 each
financial instrument,
type of instrument
Identification code
GB00BFZNLB60
b) Nature of the transaction(s) Award of free Ordinary Shares
c) Price(s) and volume(s) Price(s) Volume(s)
1. Nil 1. 31
2. Nil 2. 31
3. Nil 3. 31
4. Nil 4. 31
5. Nil 5. 31
d) Aggregated information Price(s) Aggregated volume(s)
1. Nil 1. 31
2. Nil 2. 31
3. Nil 3. 31
4. Nil 4. 31
5. Nil 5. 31
e) Date of the transaction(s) 1. 12 December 2018
2. 12 December 2018
3. 12 December 2018
4. 12 December 2018
5. 12 December 2018
f) Place of the transaction(s) Outside of a trading venue
Following the above transactions, each of the above PDMRs own
the following Ordinary Shares in the Company.
Following the Transactions, each of the Directors and Senior
Managers own the following Ordinary Shares in the Company.
Shareholding following the Transactions
Ordinary Shares % of the Company's Issued Share
Capital
---------------- --------------------------------
Senior Managers
---------------- --------------------------------
Fergus Lyons 19,911,273(1) 4.9%
---------------- --------------------------------
Charles Galbraith 3,408,508(2) 0.8%
---------------- --------------------------------
Roger Stott 862,427(3) 0.2%
---------------- --------------------------------
Louis Petherick 313,056(4) 0.1%
---------------- --------------------------------
Bruce Robinson 555,575(5) 0.1%
---------------- --------------------------------
Notes:
(1) Fergus Lyons' shareholding comprises: 12,807,250 Ordinary
Shares held by Fergus Lyons personally, of which 288,000 Ordinary
Shares are held on trust for his children, 7,103,992 Ordinary
Shares held by Bestfield Investments, a company, owned and
controlled by Fergus Lyons and his wife Caroline Anne Lyons, and 31
Ordinary Shares held by the trustee of the Company's BAYE scheme on
trust for Fergus Lyons. Fergus Lyons' shareholding shown excludes
125,000 Ordinary Shares owned by Fergus Lyons' children.
(2) 1,937,054 Ordinary Shares are held on trust for Charles
Galbraith's wife, Bridget Galbraith. Charles Galbraith's
shareholding excludes 37,500 Ordinary Shares owned by Charles
Galbraith's children. 31 of the Ordinary Shares are held by the
trustee of the Company's BAYE scheme on trust for Charles
Galbraith.
(3) 31 of the Ordinary Shares are held by the trustee of the
Company's BAYE scheme on trust for Roger Stott. All of the
remaining shares shown are held on trust for Roger Stott's wife,
Julie Stott. In the Company's Pricing Statement dated 7 December
2018, Roger Stott's shareholding post Admission was shown as
874,896 Ordinary Shares. The figure of 874,896 Ordinary Shares
included 12,500 Ordinary Shares acquired by Roger Stott's wife,
Julie Stott, in the Company's Qualifying Offer.
(4) 31 of the Ordinary Shares are held by the trustee of the
Company's BAYE scheme on trust for Louis Petherick.
(5) 120,638 Ordinary Shares are held on trust for Bruce
Robinson's wife, Diana Robinson. Bruce Robinson's shareholding
shown excludes 4,062 Ordinary Shares owned by Bruce Robinson's
wife, Diana Robinson, and excludes 5,624 Ordinary Shares owned by
his daughter, Sabine Robinson. 31 of the Ordinary Shares are held
by the trustee of the Company's BAYE scheme on trust for Bruce
Robinson.
Name of officer of the issuer responsible for making
notification: Bruce Robinson (Company Secretary)
Date of notification: 17 December 2018
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
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