Post-effective Amendment to Registration Statement (pos Am)
August 15 2014 - 12:37PM
Edgar (US Regulatory)
Registration No. 333-194860
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 2 TO
Form S-1 Registration Statement No. 333-194860
UNDER
THE SECURITIES ACT OF 1933
PERNIX GROUP, INC.
(Exact name of registrant as specified in its charter)
DELAWARE
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1520
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36-4025775
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(State or other jurisdiction of
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(Primary Standard Industrial
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(I.R.S. Employer
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Incorporation or organization)
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Classification Code Number)
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Identification Number)
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151 E. 22nd Street
Lombard, Illinois 60148
(630) 620-4787
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Carol Groeber
Controller and Principal Accounting Officer
151 E. 22nd Street
Lombard, Illinois 60148
(630) 620-4787
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(Address, including zip code, and telephone
number, including area code, of registrants
principal executive offices)
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(Name, address, including zip code, and
telephone number, including area code, of agent
for service)
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With Copies of Communications to:
David J. Kaufman, Esq.
Thompson Coburn LLP
55 East Monroe Street
37th Floor
Chicago, IL 60603
(312) 580-2342
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act (Check one):
Large Accelerated filer
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o
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Accelerated filer
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o
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Non-Accelerated filer
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o
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(Do not check if a smaller reporting company)
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Smaller reporting company
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x
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TABLE OF CONTENTS
INCORPORATION BY REFERENCE
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3
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SIGNATURES
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4
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2
INCORPORATION BY REFERENCE
This Post-Effective Amendment No. 2 (this Post-Effective Amendment) to the Registration Statement on Form S-1 (File No. 333-194860) is being filed pursuant to the undertaking of the Registration Statement to update and supplement information contained in the Registration Statement, as originally filed and declared effective by the Securities and Exchange Commission (the SEC) on May 12, 2014, to incorporate by reference the Companys Quarterly Report on Form 10-Q for the quarter ended June 30, 2014, as filed with the SEC on August 14, 2014.
The information included updates and supplements this Registration Statement and the Prospectus contained herein. No additional securities are being registered under this Post-Effective Amendment No. 2. All applicable registration fees have been previously paid.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized in the, in the city of Lombard, State of Illinois, on the 15th day of August, 2014.
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PERNIX GROUP, INC.
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By:
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/s/ Nidal Zayed
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Nidal Zayed
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President and Chief Executive Officer
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By:
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/s/ Gregg D. Pollack
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Gregg D. Pollack
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Vice President Administration and Chief Financial Officer
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By:
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/s/ Carol J. Groeber
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Carol J. Groeber
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Corporate Controller and Principal Accounting Officer
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Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment has been signed by the following persons in the capacities indicated on the 15th day of August, 2014.
/s/ Don Gunther*
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Chairman of the Board of Directors
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Don Gunther
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/s/ Max Engler*
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Director
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Max Engler
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/s/ C. Robert Campbell*
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Director
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C. Robert Campbell
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/s/ Trudy Clark*
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Director
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Trudy Clark
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/s/ Carl Smith*
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Director
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Carl Smith
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/s/ Gregg D. Pollack
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Chief Financial Officer
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Gregg D. Pollack
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/s/ Carol J. Groeber
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Corporate Controller and Principal Accounting Officer
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Carol J. Groeber
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/s/ Nidal Z. Zayed
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Director, President and Chief Executive Officer
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Nidal Z. Zayed
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* By
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/s/ Nidal Z. Zayed as attorney-in-fact.
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